|
|
D/A |
2016-06-09 17:05:44 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- James R Kirchner
- CIK Number
- 0001673308
- Filed Document
- 0001673308-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 17:05:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-09 17:04:44 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- Haywood Securities (USA) Inc.
- CIK Number
- 0001676759
- Filed Document
- 0001571049-16-015887
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 17:04:44 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2016-06-09 17:02:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674633
- Filed Document
- 0000902664-16-007308
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 17:02:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-09 17:01:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001578944
- Filed Document
- 0000919574-16-013575
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 17:01:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-09 16:59:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676669
- Filed Document
- 0001676669-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 16:59:58 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-09 16:52:31 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676135
- Filed Document
- 0001676135-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 16:52:31 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-09 16:44:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676674
- Filed Document
- 0001676674-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 16:44:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-06-09 16:44:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001540529
- Filed Document
- 0001540529-16-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 16:44:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Lombard International Life Assurance Co Separate Account VL 69
See All Filings
|
D/A |
2016-06-09 16:44:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- M Holdings Securities, Inc, Innovation Partners, LLC, United Securities Alliance, Inc., and Royal Alliance Associates, Inc.
- CIK Number
- 0001348248
- Filed Document
- 0001348248-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 16:44:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-09 16:44:10 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580048
- Filed Document
- 0001580048-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 16:44:10 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-09 16:43:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674716
- Filed Document
- 0001674716-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 16:43:30 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-09 16:43:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- James River Securities Corp.
- CIK Number
- 0001676246
- Filed Document
- 0001676246-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 16:43:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-06-09 16:40:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538441
- Filed Document
- 0001012975-16-001301
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 16:40:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-06-09 16:38:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001321086
- Filed Document
- 0001321086-16-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 16:38:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Lombard International Life Assurance Co Separate Account GVA 12
See All Filings
|
D/A |
2016-06-09 16:33:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Innovation Partners, LLC, Royal Alliance Associates, Inc., and United Securities Alliance, Inc.
- CIK Number
- 0001387847
- Filed Document
- 0001387847-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 16:33:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-09 16:31:47 UTC |
- Amount To Be Raised
- $925,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676763
- Filed Document
- 0001676763-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 16:31:47 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-09 16:26:53 UTC |
- Amount To Be Raised
- $5,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651345
- Filed Document
- 0001651345-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 16:26:53 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-09 16:20:03 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001065598
- Filed Document
- 0001056520-16-000258
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 16:20:03 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-06-09 16:18:30 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- William Blair & Company, L.L.C., Frontier Solutions LLC, Stonehaven, LLC, and Equus Financial Consulting LLC
- CIK Number
- 0001676673
- Filed Document
- 0001676673-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 16:18:30 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-09 16:17:34 UTC |
- Amount To Be Raised
- $935,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676695
- Filed Document
- 0001676695-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 16:17:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2016-06-09 16:17:06 UTC |
- Amount To Be Raised
- $1,565,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676724
- Filed Document
- 0001676724-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 16:17:06 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-09 16:15:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- James River Securities Corp.
- CIK Number
- 0001673170
- Filed Document
- 0001673170-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 16:15:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-09 16:14:54 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587290
- Filed Document
- 0001587290-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 16:14:54 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-06-09 16:06:24 UTC |
- Amount To Be Raised
- $341,667
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676754
- Filed Document
- 0001415889-16-006140
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 16:06:24 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-06-09 16:05:52 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676754
- Filed Document
- 0001415889-16-006139
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 16:05:52 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-06-09 16:00:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599846
- Filed Document
- 0001599846-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 16:00:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-09 15:59:11 UTC |
- Amount To Be Raised
- $1,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676716
- Filed Document
- 0001676716-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 15:59:11 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-09 15:57:21 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676164
- Filed Document
- 0001676164-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 15:57:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-09 15:56:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675589
- Filed Document
- 0001544824-16-000038
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 15:56:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-09 15:55:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675580
- Filed Document
- 0001544824-16-000037
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 15:55:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-09 15:54:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675579
- Filed Document
- 0001544824-16-000036
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 15:54:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-09 15:53:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675578
- Filed Document
- 0001544824-16-000035
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 15:53:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-09 15:52:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675587
- Filed Document
- 0001544824-16-000034
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 15:52:52 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-09 15:52:35 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676716
- Filed Document
- 0001676716-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 15:52:35 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-09 15:51:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675577
- Filed Document
- 0001544824-16-000033
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 15:51:52 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-09 15:48:48 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001658754
- Filed Document
- 0001658754-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 15:48:48 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-06-09 15:44:42 UTC |
- Amount To Be Raised
- $7,002,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676438
- Filed Document
- 0001676438-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 15:44:42 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-09 15:44:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brent William Guy and Richard Arthur Hermann
- CIK Number
- 0001467545
- Filed Document
- 0001467545-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 15:44:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-06-09 15:34:22 UTC |
- Amount To Be Raised
- $89,357,629
- Associated Brokers / Dealers
- William S. Sheehan, Mark O. Coombe, Jeffrey L. Tiona, Barbara L. Klenovich, Carmen D. Morrone Jr., Davin J. Carey, Bruce A. Carroll, Stephen P. Meskan, Gordon T. Hamilton, William M. Upson, Roger E. Sulhoff, William A. Morrow, Brian Heal, Ryan S. Cook, James M. Gambaccini, Daniel L. Whittenburg, Gary L. Chapman, Scott A. Saylor, David L. Funk, Randy C. Cox, Daniel P. Raupp, Daniel G. Dillard, Chad E. Henry, Troy A. Oates, Douglas W. Mccown, Eric A. Bicknese, Silver Portal Capital, LLC, Joseph W. Brezden, Michael J. Brezden, William Lapiana, Joseph E. Biloon, Dan A. Pias, James C. Ciocia, Dennis P. Clark, Frank G. Giangrande, David A. Mohheit, Jeffrey B. Baker, Leon H. Levinson, David W. Young III, Michael A. Torchia Jr., Paul M. Largo, Johnathan R. Creighton, Kirk D. Dobson, David B. Levinson, John C. Chanoski, Roberto J. Duran, John T. Christy, Jack W. Ellison, Gary E. Barth, Matthew Schanz, Timothy J. Warren, David A. Schlein, William G. Stemple, Ryan G. Malfitano, Jason T. Ice, Hagop (Jacob) S. Tujian, Donald E. Garcia, Darryl A. Bodnar, Jennifer A. Wildman, Robert R. Tweed, Carol S. Grasso, David C. Grossling, Tony R. Price, Raymond A. Ferro Jr., Anthony J. Cardinal, Joseph J. Lutz, Michael D. Prince, Bryan C. Hakola, Robin L. Krolewski, Kristine S. Somerville, John W. Kenny, and Molly M. Grubb
- CIK Number
- 0001661515
- Filed Document
- 0001661515-16-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 15:34:22 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-06-09 15:26:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676718
- Filed Document
- 0001676718-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 15:26:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-09 15:18:22 UTC |
- Amount To Be Raised
- $7,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579365
- Filed Document
- 0001235802-16-000244
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 15:18:22 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-06-09 15:12:28 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- Commerce Street Capital
- CIK Number
- 0001676551
- Filed Document
- 0001192482-16-000610
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 15:12:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-09 15:10:44 UTC |
- Amount To Be Raised
- $550,071
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001520364
- Filed Document
- 0001520364-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 15:10:44 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-09 15:09:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579417
- Filed Document
- 0001579417-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 15:09:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-09 15:08:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676675
- Filed Document
- 0001676675-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 15:08:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-06-09 15:06:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Funds Distributor, LLC
- CIK Number
- 0001405788
- Filed Document
- 0001405788-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 15:06:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-09 15:03:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Deutsche Bank Securities Inc.
- CIK Number
- 0001676715
- Filed Document
- 0001676715-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 15:03:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-09 15:02:47 UTC |
- Amount To Be Raised
- $98,933,333
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676630
- Filed Document
- 0001676630-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 15:02:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- Y7
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Kalamata Short Duration, High Yield Fixed Income Fund (Domestic) LP
See All Filings
|
D |
2016-06-09 15:01:51 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676463
- Filed Document
- 0001676463-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 15:01:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-09 14:57:20 UTC |
- Amount To Be Raised
- $5,199,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589304
- Filed Document
- 0001589304-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-09 14:57:20 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|