Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Advanced Life Settlement Portfolio 2016-5, LLC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001663066 Filed Document 0001663066-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
GWM Capital Real Estate, LLC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $5,263,158 Associated Brokers / Dealers N/A CIK Number 0001663542 Filed Document 0001663542-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KODIAK BP, LLC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001663196 Filed Document 0001663196-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Loan Frame Technologies Pte. Ltd. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001662463 Filed Document 0001662463-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Debt
MACKAY MUNICIPAL OPPORTUNITIES MASTER FUND LP See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001432467 Filed Document 0001140361-16-047231 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IEC Institutional Fund III, L.P. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662121 Filed Document 0001662121-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sierra Ventures XI, L.P. See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised $170,900,000 Associated Brokers / Dealers N/A CIK Number 0001648306 Filed Document 0001648306-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HotChalk, Inc. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $83,102,739 Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001662164 Filed Document 0001662164-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Big Know, Inc. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $4,040,725 Associated Brokers / Dealers N/A CIK Number 0001664183 Filed Document 0001209191-16-092493 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Reservations Outdoors, LLC See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001662849 Filed Document 0001662849-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Kit Check, Inc. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001580791 Filed Document 0001580791-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
WATCHMANS CANOE, LLC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001663057 Filed Document 0001663057-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
KING FORD LLC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $776,610 Associated Brokers / Dealers N/A CIK Number 0001660431 Filed Document 0001660431-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fisher Fairway Fund, LP See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509468 Filed Document 0000919574-16-009012 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Civil Co. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001647015 Filed Document 0001647015-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Cour Pharmaceuticals Development Co Inc See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $169,251 Associated Brokers / Dealers N/A CIK Number 0001568153 Filed Document 0001140361-16-047185 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Restoration Robotics Inc See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $4,820,906 Associated Brokers / Dealers National Securities Corporation CIK Number 0001409269 Filed Document 0001140361-16-047084 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Star Service Solutions, Inc. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001622824 Filed Document 0001140361-16-047921 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
66S, LLC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001661042 Filed Document 0001661042-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AMC Fund V, LLC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Joey D Miller CIK Number 0001663073 Filed Document 0001663073-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Real Estate Enterprises for African American Leaders II, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $2,034,250 Associated Brokers / Dealers N/A CIK Number 0001663268 Filed Document 0000906318-16-000075 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
My Dealer Service Corp. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614580 Filed Document 0001614580-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
RIMROCK LOW VOLATILITY (QP) FUND, L.P. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539003 Filed Document 0001539003-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIMROCK HIGH INCOME PLUS (CAYMAN) FUND, LTD. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538997 Filed Document 0001538997-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ViralGains, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $12,278,289 Associated Brokers / Dealers N/A CIK Number 0001615275 Filed Document 0001615275-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Aviation Opportunities Fund, L.P. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc. CIK Number 0001662578 Filed Document 0000950142-16-002784 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RIMROCK STRUCTURED PRODUCT FUND, L.P. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538999 Filed Document 0001538999-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wireless Registry, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001592716 Filed Document 0001140361-16-046885 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
RIMROCK HIGH INCOME PLUS FUND, L.P. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539005 Filed Document 0001539005-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABK Capital, LP See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611167 Filed Document 0001611167-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crooked Lane Brewing Co See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised $283,000 Associated Brokers / Dealers N/A CIK Number 0001655885 Filed Document 0001655885-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MoveWith, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001629711 Filed Document 0001629711-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RIMROCK GLOBAL CREDIT FUND, LP See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629830 Filed Document 0001629830-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MHB Investment Partners, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662458 Filed Document 0001662458-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProAmpac LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $65,181,734 Associated Brokers / Dealers N/A CIK Number 0001662648 Filed Document 0001662648-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Osceola Realty LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001662832 Filed Document 0001662832-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Inpher, Inc. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001646602 Filed Document 0001646602-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Macrovoyant L.P. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661237 Filed Document 0001661237-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bandera Value Fund LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001382795 Filed Document 0001144204-16-074282 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Little Woodrows, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $22,512,816 Associated Brokers / Dealers N/A CIK Number 0001662769 Filed Document 0001393725-16-000145 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KP BIOSCIENCES, INC. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $1,225,000 Associated Brokers / Dealers N/A CIK Number 0001661058 Filed Document 0001661058-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Matterhorn Property Investors, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. CIK Number 0001663270 Filed Document 0001663270-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
PYRAMID SKYLINE INVESTMENT LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $965,000 Associated Brokers / Dealers N/A CIK Number 0001662673 Filed Document 0001662673-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Metrodigi, Inc. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001620641 Filed Document 0001620641-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ares Commercial Finance Feeder (B) LP See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001662686 Filed Document 0001662686-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Leaf Investment Partners, L.P. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001129620 Filed Document 0000919574-16-008967 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Community Capital 2015 LP See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $32,500,000 Associated Brokers / Dealers N/A CIK Number 0001662758 Filed Document 0001662758-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MAINE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Earnest Emerging Markets Investment Trust Fund See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545671 Filed Document 0000897069-16-000571 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alter Cycles, Ltd. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001633033 Filed Document 0001633033-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Abberton Opportunities Fund L.P. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628700 Filed Document 0000943663-16-000238 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund