Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Heaven's Door Spirits, LLC See All Filings	D	2018-03-27 13:00:45 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Michael Hexter Riskind CIK Number 0001735644 Filed Document 0001735644-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 13:00:45 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. See All Filings	D	2018-03-27 12:59:08 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0001187953 Filed Document 0001553997-18-000012 Exclusions or Exemptions 506b Accepted Date 2018-03-27 12:59:08 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Acadian Diversified Alpha Equity Fund, LLC See All Filings	D/A	2018-03-27 12:57:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001679279 Filed Document 0001679279-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 12:57:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POSITION IMAGING, INC See All Filings	D	2018-03-27 12:55:15 UTC
Amount To Be Raised $6,377,006 Associated Brokers / Dealers N/A CIK Number 0001380725 Filed Document 0001380725-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-27 12:55:15 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Thai Capital Fund Offshore LTD See All Filings	D	2018-03-27 12:49:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735108 Filed Document 0001735108-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 12:49:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACADIAN INTERNATIONAL EQUITY FUND, LLC See All Filings	D/A	2018-03-27 12:46:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001408856 Filed Document 0001408856-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 12:46:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. See All Filings	D	2018-03-27 12:37:34 UTC
Amount To Be Raised $44,000 Associated Brokers / Dealers N/A CIK Number 0001187953 Filed Document 0001553997-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-03-27 12:37:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SS Comstock 8, LLC See All Filings	D	2018-03-27 12:32:00 UTC
Amount To Be Raised $680,000 Associated Brokers / Dealers N/A CIK Number 0001735363 Filed Document 0001735363-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 12:32:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
StorEn Technologies Inc. See All Filings	C/A	2018-03-27 12:31:36 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001720258 Filed Document 0001665160-18-000245 Accepted Date 2018-03-27 12:31:36 UTC Type of Offering C/A Security Offered Amount 2,500 Security Offered Type Common Stock State NEW YORK
VK FUND INVESTORS L.P. See All Filings	D/A	2018-03-27 12:29:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486485 Filed Document 0001012975-18-000299 Exclusions or Exemptions 506b Accepted Date 2018-03-27 12:29:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCW Capital, LP See All Filings	D/A	2018-03-27 12:13:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638046 Filed Document 0001638046-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 12:13:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RealConnex LLC See All Filings	D	2018-03-27 12:09:25 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001734685 Filed Document 0001734685-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-27 12:09:25 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in EdenShield) L.P. See All Filings	D	2018-03-27 12:08:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629484 Filed Document 0001465818-18-000025 Exclusions or Exemptions 506c Accepted Date 2018-03-27 12:08:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Pantera Origin SPV LP See All Filings	D	2018-03-27 12:05:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732391 Filed Document 0000902664-18-001788 Exclusions or Exemptions 506c Accepted Date 2018-03-27 12:05:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FiNEST Resources LLC See All Filings	D	2018-03-27 12:05:12 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001733043 Filed Document 0001733043-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 12:05:12 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Between the Lines Development Ltd Liability Co See All Filings	D	2018-03-27 12:02:38 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001735641 Filed Document 0001735641-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 12:02:38 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Chronic Care Management, Inc. See All Filings	D/A	2018-03-27 11:51:49 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001722987 Filed Document 0001722987-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:51:49 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
North & Webster SSG, LLC See All Filings	D	2018-03-27 11:51:37 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001735481 Filed Document 0001735481-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:51:37 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 169 See All Filings	D/A	2018-03-27 11:51:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc. CIK Number 0001698393 Filed Document 0001698393-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:51:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 168 See All Filings	D/A	2018-03-27 11:49:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc CIK Number 0001698394 Filed Document 0001698394-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:49:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGA Focus Fund, LLC - MLP Series See All Filings	D/A	2018-03-27 11:47:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672175 Filed Document 0001672175-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:47:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGA Focus Fund, LLC - mREITP Series See All Filings	D/A	2018-03-27 11:41:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670853 Filed Document 0001670853-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:41:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chronic Care Management, Inc. See All Filings	D/A	2018-03-27 11:40:33 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001722987 Filed Document 0001722987-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:40:33 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PRIDEROCK MULTIFAMILY DEBT OPPORTUNITY FUND, L.P. See All Filings	D/A	2018-03-27 11:38:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JONATHAN DAVID DIAMOND CIK Number 0001700190 Filed Document 0001393725-18-000041 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:38:44 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Priderock Multifamily Debt Opportunity Fund (Offshore) L.P. See All Filings	D/A	2018-03-27 11:38:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JONATHAN DAVID DIAMOND CIK Number 0001700216 Filed Document 0001393725-18-000040 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:38:23 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HC2 CP MULTIFAMILY II C, LP See All Filings	D	2018-03-27 11:37:24 UTC
Amount To Be Raised $10,250,000 Associated Brokers / Dealers Richfield Orion International, Inc. CIK Number 0001735154 Filed Document 0001735154-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:37:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HC2 CP MULTIFAMILY II B, LP See All Filings	D	2018-03-27 11:34:33 UTC
Amount To Be Raised $11,003,000 Associated Brokers / Dealers Richfield Orion International, Inc. CIK Number 0001735130 Filed Document 0001735130-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:34:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Diamond State Lithotripsy, LLC See All Filings	D	2018-03-27 11:29:10 UTC
Amount To Be Raised $112,727 Associated Brokers / Dealers N/A CIK Number 0001671433 Filed Document 0001671433-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:29:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Barak Fund US Feeder, L.P. STF Series See All Filings	D	2018-03-27 11:09:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735086 Filed Document 0001735086-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:09:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IL Lending LLC See All Filings	D	2018-03-27 11:04:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735267 Filed Document 0001735267-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:04:59 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Southern Capital Fund IV L.P. See All Filings	D/A	2018-03-27 11:02:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001702004 Filed Document 0001702004-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:02:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Emerald Health Pharmaceuticals Inc. See All Filings	1-A/A	2018-03-27 11:02:20 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001700800 Filed Document 0001213900-18-003496 Accepted Date 2018-03-27 11:02:20 UTC Type of Offering 1-A/A Industry PHARMACEUTICAL PREPARATIONS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Mountain Cove Alpha Fund, LP See All Filings	D/A	2018-03-27 10:58:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575655 Filed Document 0001575655-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 10:58:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
YayYo, Inc. See All Filings	1-A/A	2018-03-27 10:54:49 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001691077 Filed Document 0001615774-18-002116 Accepted Date 2018-03-27 10:54:49 UTC Type of Offering 1-A/A Industry SERVICES-COMPUTER PROGRAMMING SERVICES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $235,690 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
3Lines 2016 Discretionary Fund, LLC See All Filings	D	2018-03-27 10:49:14 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001735452 Filed Document 0001735452-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 10:49:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PSE Investments, LLC See All Filings	D	2018-03-27 10:39:58 UTC
Amount To Be Raised $7,750,000 Associated Brokers / Dealers N/A CIK Number 0001710703 Filed Document 0001710703-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 10:39:58 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
City Windmills Inc. See All Filings	C/A	2018-03-27 10:38:11 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $100,000 CIK Number 0001732458 Filed Document 0001669191-18-000170 Accepted Date 2018-03-27 10:38:11 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Common Stock State CONNECTICUT
Bow Street Special Opportunities Fund XII, LP See All Filings	D/A	2018-03-27 10:24:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698332 Filed Document 0000902664-18-001786 Exclusions or Exemptions 506b Accepted Date 2018-03-27 10:24:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCM Grosvenor Co-Investment Opportunities Fund II, L.P. See All Filings	D	2018-03-27 10:15:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735568 Filed Document 0001735568-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 10:15:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wrangler, LLC See All Filings	D	2018-03-27 10:07:29 UTC
Amount To Be Raised $4,710,000 Associated Brokers / Dealers N/A CIK Number 0001734623 Filed Document 0001734623-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 10:07:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Thrivent Core Funds See All Filings	D/A	2018-03-27 10:02:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669626 Filed Document 0001209191-18-021685 Exclusions or Exemptions 506b Accepted Date 2018-03-27 10:02:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Alexiam Opportunities Onshore Fund LP See All Filings	D/A	2018-03-27 10:00:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505146 Filed Document 0000902664-18-001785 Exclusions or Exemptions 506b Accepted Date 2018-03-27 10:00:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alexiam Opportunities Offshore Fund Ltd. See All Filings	D/A	2018-03-27 09:58:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573230 Filed Document 0000902664-18-001784 Exclusions or Exemptions 506b Accepted Date 2018-03-27 09:58:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sway Ventures Cyber II LP See All Filings	D	2018-03-27 09:43:31 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001735461 Filed Document 0001735461-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 09:43:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIDAL PETROLEUM INC See All Filings	D	2018-03-27 09:30:34 UTC
Amount To Be Raised $11,447,800 Associated Brokers / Dealers The Tidal Group, Inc. CIK Number 0001014687 Filed Document 0001014687-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 09:30:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Crakn, LLC See All Filings	D	2018-03-27 09:03:26 UTC
Amount To Be Raised $1,510,000 Associated Brokers / Dealers N/A CIK Number 0001705996 Filed Document 0000892251-18-000040 Exclusions or Exemptions 506b Accepted Date 2018-03-27 09:03:26 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Investar Capital Partners Fund II, L.P. See All Filings	D/A	2018-03-27 08:51:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681358 Filed Document 0001681358-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 08:51:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Verte Capital, LLC See All Filings	D/A	2018-03-27 08:31:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706463 Filed Document 0001706463-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 08:31:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Marble Ridge LP See All Filings	D/A	2018-03-27 08:01:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657132 Filed Document 0001657132-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 08:01:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marble Ridge Offshore Fund Ltd. See All Filings	D/A	2018-03-27 07:58:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657139 Filed Document 0001657139-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 07:58:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund