Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Oceana Fund LLC See All Filings	D/A	2018-03-28 11:49:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469074 Filed Document 0001393725-18-000049 Exclusions or Exemptions 506b Accepted Date 2018-03-28 11:49:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wallkill BioPharma Inc. See All Filings	D	2018-03-28 11:48:46 UTC
Amount To Be Raised $207,513 Associated Brokers / Dealers N/A CIK Number 0001735845 Filed Document 0001735845-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 11:48:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Pentwater Thanksgiving Fund LP See All Filings	D/A	2018-03-28 11:48:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699365 Filed Document 0001393725-18-000048 Exclusions or Exemptions 506b Accepted Date 2018-03-28 11:48:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pentwater Equity Opportunities Fund LLC See All Filings	D/A	2018-03-28 11:47:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469075 Filed Document 0001393725-18-000047 Exclusions or Exemptions 506b Accepted Date 2018-03-28 11:47:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENTWATER EVENT FUND LLC See All Filings	D/A	2018-03-28 11:47:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413958 Filed Document 0001393725-18-000046 Exclusions or Exemptions 506b Accepted Date 2018-03-28 11:47:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENTWATER EQUITY OPPORTUNITIES FUND LTD. See All Filings	D/A	2018-03-28 11:46:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469171 Filed Document 0001393725-18-000045 Exclusions or Exemptions 506b Accepted Date 2018-03-28 11:46:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovative Med Concepts, LLC See All Filings	D	2018-03-28 11:46:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547539 Filed Document 0001547539-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-28 11:46:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
PENTWATER EVENT FUND LTD See All Filings	D/A	2018-03-28 11:46:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413943 Filed Document 0001393725-18-000044 Exclusions or Exemptions 506b Accepted Date 2018-03-28 11:46:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENTWATER MERGER ARBITRAGE FUND LTD. See All Filings	D/A	2018-03-28 11:45:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537438 Filed Document 0001393725-18-000043 Exclusions or Exemptions 506b Accepted Date 2018-03-28 11:45:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCEANA FUND LTD. See All Filings	D/A	2018-03-28 11:45:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469172 Filed Document 0001393725-18-000042 Exclusions or Exemptions 506b Accepted Date 2018-03-28 11:45:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoldPoint Mezzanine Partners Co-Investment Fund A, LP See All Filings	D/A	2018-03-28 11:40:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670568 Filed Document 0001670568-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 11:40:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Alpha International Small Cap Fund LP See All Filings	D	2018-03-28 11:37:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701896 Filed Document 0001701896-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 11:37:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSC-DD MC1, DST See All Filings	D/A	2018-03-28 11:33:38 UTC
Amount To Be Raised $15,673,000 Associated Brokers / Dealers WealthForge Securities, LLC, Whitehall-Parker Securities, Inc., PRIMEX, Sandlapper Securities, LLC, Wilson-Davis & Co., Inc., McDermott Investment Services, LLC, Great Point Capital LLC, Advisory Group Equity Services Ltd., and Berthel, Fisher & Company Financial Services, Inc. CIK Number 0001730245 Filed Document 0001730245-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-28 11:33:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Crystal Capital Fund Series, LLC See All Filings	D	2018-03-28 11:33:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Edward Butowsky, Diana Raedle, Terrence Cunningham, Todd Van Pelt, Jeffrey Rosenthal, Mark Whidby, and Paul Lofties CIK Number 0001468169 Filed Document 0001468169-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-03-28 11:33:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Merritt VI Aggregator, LLC See All Filings	D	2018-03-28 11:31:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735621 Filed Document 0001735621-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 11:31:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OneStone Solutions Group, LLC See All Filings	D	2018-03-28 11:30:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001735830 Filed Document 0001735830-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 11:30:03 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Debt
EverCharge, Inc. See All Filings	D/A	2018-03-28 11:28:09 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001646971 Filed Document 0001646971-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 11:28:09 UTC Type of Offering D/A Industry Electric Utilities Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
U.S. Venture Partners XII, L.P. See All Filings	D	2018-03-28 11:27:27 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Olaf Neubert CIK Number 0001734819 Filed Document 0001734819-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 11:27:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Green Peak LLC See All Filings	D	2018-03-28 11:26:22 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001735796 Filed Document 0001735796-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 11:26:22 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Blackhorn Motiv Investment SPV, LLC See All Filings	D	2018-03-28 11:26:21 UTC
Amount To Be Raised $1,575,000 Associated Brokers / Dealers N/A CIK Number 0001735234 Filed Document 0001735234-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 11:26:21 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Symmetry Peak Ltd. See All Filings	D/A	2018-03-28 11:25:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mann Mann Jensen Partners LP and Pickwick Capital Partners LLC CIK Number 0001458427 Filed Document 0000919574-18-002708 Exclusions or Exemptions 506b Accepted Date 2018-03-28 11:25:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Truelytics, Inc. See All Filings	D/A	2018-03-28 11:20:13 UTC
Amount To Be Raised $3,848,095 Associated Brokers / Dealers N/A CIK Number 0001684547 Filed Document 0001684547-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 11:20:13 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Mulberry Leasing, LLC See All Filings	D	2018-03-28 11:20:07 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001735527 Filed Document 0001140361-18-015371 Exclusions or Exemptions 506b Accepted Date 2018-03-28 11:20:07 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Select Royalty Fund 2, LP See All Filings	D	2018-03-28 11:20:05 UTC
Amount To Be Raised $1,625,000 Associated Brokers / Dealers N/A CIK Number 0001735537 Filed Document 0001654954-18-003257 Exclusions or Exemptions 506c Accepted Date 2018-03-28 11:20:05 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Symmetry Peak, LP See All Filings	D/A	2018-03-28 11:14:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mann Mann Jensen Partners LP and Pickwick Capital Partners LLC CIK Number 0001289575 Filed Document 0000919574-18-002706 Exclusions or Exemptions 506b Accepted Date 2018-03-28 11:14:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Hastings Fund, LP See All Filings	D/A	2018-03-28 11:11:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637434 Filed Document 0001315863-18-000286 Exclusions or Exemptions 506b Accepted Date 2018-03-28 11:11:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
9855 Shadow Way LLC See All Filings	D	2018-03-28 11:10:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Don Duncan and Wealthforge Securities LLC CIK Number 0001732343 Filed Document 0001732343-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-03-28 11:10:59 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Claremont Partners II, L.P. - Class B2 See All Filings	D	2018-03-28 11:02:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735673 Filed Document 0001735673-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 11:02:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREAT LAKES SURGICAL CENTER LLC See All Filings	D	2018-03-28 11:00:39 UTC
Amount To Be Raised $315,000 Associated Brokers / Dealers N/A CIK Number 0001347236 Filed Document 0000905729-18-000071 Exclusions or Exemptions 506b Accepted Date 2018-03-28 11:00:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Beaver Valley Hospitality Associates II, L.P. See All Filings	D/A	2018-03-28 10:55:52 UTC
Amount To Be Raised $2,688,795 Associated Brokers / Dealers N/A CIK Number 0001702496 Filed Document 0001702496-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 10:55:52 UTC Type of Offering D/A Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Providence Heights I, LP See All Filings	D	2018-03-28 10:54:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735730 Filed Document 0001735727-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 10:54:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pandion Mine Finance Fund, L.P. See All Filings	D/A	2018-03-28 10:53:51 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001674738 Filed Document 0001674738-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 10:53:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PRASITI 2300 TAYLOR LLC See All Filings	D	2018-03-28 10:44:18 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001735558 Filed Document 0001735558-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 10:44:18 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CC&L Q Global Equity Market Neutral Fund LP See All Filings	D/A	2018-03-28 10:42:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701882 Filed Document 0001701882-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 10:42:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 142 See All Filings	D/A	2018-03-28 10:37:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BPU Investment Management Inc. CIK Number 0001677033 Filed Document 0001677033-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-28 10:37:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FENESTRA HOLDINGS LTD See All Filings	D	2018-03-28 10:35:38 UTC
Amount To Be Raised $210,073 Associated Brokers / Dealers N/A CIK Number 0001735530 Filed Document 0001104659-18-020748 Exclusions or Exemptions 506b Accepted Date 2018-03-28 10:35:38 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Honeycomb Ventures III LP See All Filings	D	2018-03-28 10:33:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735142 Filed Document 0000902664-18-001794 Exclusions or Exemptions 506b Accepted Date 2018-03-28 10:33:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vectra LLC See All Filings	D	2018-03-28 10:31:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Carolina Securities, Inc. CIK Number 0001735682 Filed Document 0001735682-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 10:31:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
CC&L Q Emerging Markets Equity Fund LP See All Filings	D/A	2018-03-28 10:26:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701883 Filed Document 0001701883-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 10:26:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FEATHR, INC. See All Filings	D/A	2018-03-28 10:26:24 UTC
Amount To Be Raised $1,549,994 Associated Brokers / Dealers N/A CIK Number 0001571757 Filed Document 0001571757-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 10:26:24 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CranioVation, Inc. See All Filings	D/A	2018-03-28 10:20:26 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001716636 Filed Document 0001716636-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-28 10:20:26 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
10 Percent Happier, Inc. See All Filings	D	2018-03-28 10:08:55 UTC
Amount To Be Raised $4,153,494 Associated Brokers / Dealers N/A CIK Number 0001599164 Filed Document 0001599164-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-28 10:08:55 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Vanity Project LLC See All Filings	D	2018-03-28 10:05:59 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001735819 Filed Document 0001735819-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 10:05:59 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Security To Be Acquired
Flogmall OU See All Filings	D	2018-03-28 10:02:41 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001735574 Filed Document 0001735574-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-28 10:02:41 UTC Type of Offering D Industry Other Technology Principal Place of Business ESTONIA Revenue or Assets Decline to Disclose Type of Security Other
VR Resources Ltd. See All Filings	D	2018-03-28 10:02:14 UTC
Amount To Be Raised $1,647,312 Associated Brokers / Dealers N/A CIK Number 0001717695 Filed Document 0001717695-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 10:02:14 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
HEALTHCOR L P See All Filings	D	2018-03-28 10:00:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337961 Filed Document 0001337961-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 10:00:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ratel Capital Fund LP See All Filings	D/A	2018-03-28 09:52:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516432 Filed Document 0001013594-18-000253 Exclusions or Exemptions 506b Accepted Date 2018-03-28 09:52:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT 2 See All Filings	D/A	2018-03-28 09:49:06 UTC
Amount To Be Raised $172,636,514 Associated Brokers / Dealers Jerry David Tanner and Dan Boyd Roberts CIK Number 0001213556 Filed Document 0001213556-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 09:49:06 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HealthCor Sanatate Offshore, L.P. See All Filings	D	2018-03-28 09:41:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700412 Filed Document 0001337958-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-28 09:41:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 156 See All Filings	D/A	2018-03-28 09:37:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Financial Securities Marketing, Inc., M Holdings Securities, Inc., M Financial Securities Marketing, Inc., M Holdings Securities, Inc., M Financial Securities Marketing, Inc., M Holdings Securities, Inc, M Financial Securities Marketing, Inc., M Holdings Securities, Inc, M Financial Securities Marketing, Inc., and Lion Street Financial, LLC CIK Number 0001685675 Filed Document 0001685675-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-28 09:37:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund