Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OFI Global: Small Cap Growth Fund, LLC See All Filings	D/A	2018-03-28 16:36:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OppenheimerFunds Distributor, Inc. CIK Number 0001544131 Filed Document 0001179479-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-03-28 16:36:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ONE EQUITY PARTNERS VII-A, L.P. See All Filings	D	2018-03-28 16:35:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS SECURITIES LLC, ARK TOTAN ALTERNATIVE CO, LTD., and AXIUS PARTNERS PTY LIMITED CIK Number 0001733525 Filed Document 0001733525-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 16:35:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OFI Global: International Growth Fund, LP See All Filings	D/A	2018-03-28 16:35:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OppenheimerFunds Distributor, Inc. CIK Number 0001544117 Filed Document 0001179479-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-28 16:35:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ONE EQUITY PARTNERS VII, L.P. See All Filings	D	2018-03-28 16:35:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS SECURITIES LLC, ARK TOTAN ALTERNATIVE CO, LTD., and AXIUS PARTNERS PTY LIMITED CIK Number 0001733523 Filed Document 0001733523-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 16:35:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fundamental Credit Opportunities Offshore Ltd. See All Filings	D/A	2018-03-28 16:34:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and Trestle Point, LLC CIK Number 0001591708 Filed Document 0001591708-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 16:34:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OEP VII FEEDER (INDIVIDUAL U.S.), L.P. See All Filings	D	2018-03-28 16:34:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS SECURITIES LLC, ARK TOTAN ALTERNATIVE CO, LTD., and AXIUS PARTNERS PTY LIMITED CIK Number 0001733520 Filed Document 0001733520-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 16:34:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OFI Global: Emerging Markets Equity Fund L P See All Filings	D/A	2018-03-28 16:33:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OppenheimerFunds Distributor, Inc. CIK Number 0001321877 Filed Document 0001179479-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-28 16:33:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OEP VII FEEDER (INDIVIDUAL OFFSHORE), L.P. See All Filings	D	2018-03-28 16:33:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS SECURITIES LLC, ARK TOTAN ALTERNATIVE CO, LTD., and AXIUS PARTNERS PTY LIMITED CIK Number 0001733521 Filed Document 0001733521-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 16:33:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MediaMorph Inc See All Filings	D	2018-03-28 16:28:01 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001411023 Filed Document 0001732961-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 16:28:01 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Buen Vivir Fund, LLC See All Filings	D	2018-03-28 16:24:01 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001731160 Filed Document 0001731160-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-28 16:24:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Bluff 2018 Private Equity Partnership, L.P. See All Filings	D	2018-03-28 16:17:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735428 Filed Document 0001735428-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 16:17:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Middletown Brooke Sponsor, LLC See All Filings	D	2018-03-28 16:17:23 UTC
Amount To Be Raised $13,600,000 Associated Brokers / Dealers N/A CIK Number 0001735431 Filed Document 0001735431-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 16:17:23 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
Lulabop, Inc. See All Filings	D	2018-03-28 16:16:15 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001700868 Filed Document 0001700868-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 16:16:15 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SRPO-II Partners I, LP See All Filings	D	2018-03-28 16:12:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732386 Filed Document 0000950142-18-000687 Exclusions or Exemptions 506b Accepted Date 2018-03-28 16:12:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Park Hill Apartments, LLC See All Filings	D	2018-03-28 16:08:24 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001735538 Filed Document 0001735538-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 16:08:24 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Neuhope, Inc. See All Filings	D	2018-03-28 16:07:54 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001735885 Filed Document 0001735885-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 16:07:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PROPHECY TRADING ADVISORS INTERNATIONAL LTD. See All Filings	D/A	2018-03-28 16:07:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, and N/A CIK Number 0001656775 Filed Document 0001140361-18-015458 Exclusions or Exemptions 506b Accepted Date 2018-03-28 16:07:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Protein2O Inc. See All Filings	D	2018-03-28 16:03:37 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers City Capital Advisors, LLC CIK Number 0001594826 Filed Document 0000897069-18-000204 Exclusions or Exemptions 506b Accepted Date 2018-03-28 16:03:37 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Royal Oaks Holding LLC See All Filings	D	2018-03-28 16:01:02 UTC
Amount To Be Raised $3,860,000 Associated Brokers / Dealers N/A CIK Number 0001735915 Filed Document 0001014108-18-000072 Exclusions or Exemptions 506b Accepted Date 2018-03-28 16:01:02 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Prophecy Trading Advisors, LP See All Filings	D/A	2018-03-28 16:01:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001530104 Filed Document 0001140361-18-015454 Exclusions or Exemptions 506b Accepted Date 2018-03-28 16:01:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WAFRA INFRASTRUCTURE PARTNERSHIP PROGRAM LP See All Filings	D	2018-03-28 16:00:28 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001735649 Filed Document 0001735649-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 16:00:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WIPP LP HOLDINGS LP See All Filings	D	2018-03-28 15:59:47 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001735647 Filed Document 0001735647-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 15:59:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Orthogonal Thinker Inc. See All Filings	C/A	2018-03-28 15:55:59 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001728664 Filed Document 0001670254-18-000099 Accepted Date 2018-03-28 15:55:59 UTC Type of Offering C/A Security Offered Amount 71,000 Security Offered Type Other State HAWAII
HZ Middletown Portfolio, LLC See All Filings	D	2018-03-28 15:52:49 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001735430 Filed Document 0001735430-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 15:52:49 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
HIGH HAMPTON HOLDINGS CORP See All Filings	D	2018-03-28 15:52:19 UTC
Amount To Be Raised $1,422,717 Associated Brokers / Dealers N/A CIK Number 0001735514 Filed Document 0001183740-18-000068 Exclusions or Exemptions 506b Accepted Date 2018-03-28 15:52:19 UTC Type of Offering D Industry Agriculture Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Equity
UniCoin Blockchain Inc. See All Filings	C	2018-03-28 15:50:16 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $800,000 CIK Number 0001735653 Filed Document 0001665160-18-000249 Accepted Date 2018-03-28 15:50:16 UTC Type of Offering C Security Offered Amount 1,000 Security Offered Type Other State CALIFORNIA
Global Equity Absolute Return Investors (Cayman), Ltd. See All Filings	D/A	2018-03-28 15:45:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001703689 Filed Document 0000919574-18-002712 Exclusions or Exemptions 506b Accepted Date 2018-03-28 15:45:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ticketchain LLC See All Filings	D	2018-03-28 15:44:32 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001734936 Filed Document 0001013594-18-000255 Exclusions or Exemptions 506b Accepted Date 2018-03-28 15:44:32 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Middletown Ridge Sponsor, LLC See All Filings	D	2018-03-28 15:35:24 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001735432 Filed Document 0001735432-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 15:35:24 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
Ellipsis Greenwood Memory Care LLC See All Filings	D	2018-03-28 15:33:48 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Indiana Securities of Indianapolis, LLC CIK Number 0001731975 Filed Document 0001178858-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-28 15:33:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
OncoNano Medicine, Inc. See All Filings	D	2018-03-28 15:29:38 UTC
Amount To Be Raised $11,658,526 Associated Brokers / Dealers Salem Partners LLC CIK Number 0001735726 Filed Document 0001735726-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 15:29:38 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Outside Analytics Inc See All Filings	D/A	2018-03-28 15:24:32 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001728502 Filed Document 0001078782-18-000353 Exclusions or Exemptions 506b Accepted Date 2018-03-28 15:24:32 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Corindus Vascular Robotics, Inc. See All Filings	D	2018-03-28 15:22:35 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001528557 Filed Document 0001713695-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-28 15:22:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AVISION INC See All Filings	D	2018-03-28 15:20:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Crowdfunder Inc. CIK Number 0001735693 Filed Document 0001735693-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-28 15:20:01 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
Summit Access, LLC See All Filings	D	2018-03-28 15:16:21 UTC
Amount To Be Raised $663,850 Associated Brokers / Dealers N/A CIK Number 0001712826 Filed Document 0001712826-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 15:16:21 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Nullable, Inc. See All Filings	D/A	2018-03-28 15:16:16 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001702264 Filed Document 0001702264-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 15:16:16 UTC Type of Offering D/A Industry Business Services Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Marketplace Fund II, LP See All Filings	D/A	2018-03-28 15:13:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679532 Filed Document 0001679532-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 15:13:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
ShareSafe Enterprises, LLC See All Filings	D	2018-03-28 15:12:47 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001735760 Filed Document 0001735760-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 15:12:47 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
NowRx, Inc. See All Filings	1-A/A	2018-03-28 15:08:19 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001702206 Filed Document 0001144204-18-017487 Accepted Date 2018-03-28 15:08:19 UTC Type of Offering 1-A/A Industry RETAIL-DRUG STORES AND PROPRIETARY STORES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $994,588 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
MSD Ring Partners, L.P. See All Filings	D	2018-03-28 15:04:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733595 Filed Document 0000902664-18-001797 Exclusions or Exemptions 506b Accepted Date 2018-03-28 15:04:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Waterbuck Fund LP See All Filings	D/A	2018-03-28 15:02:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486139 Filed Document 0001140361-18-015427 Exclusions or Exemptions 506b Accepted Date 2018-03-28 15:02:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala ELS Fund LP See All Filings	D/A	2018-03-28 15:00:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517997 Filed Document 0001140361-18-015425 Exclusions or Exemptions 506b Accepted Date 2018-03-28 15:00:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MobiSocial, Inc See All Filings	D	2018-03-28 14:56:52 UTC
Amount To Be Raised $17,499,993 Associated Brokers / Dealers N/A CIK Number 0001662377 Filed Document 0001662377-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-28 14:56:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Heart of Rock & Roll Ltd Liability Co See All Filings	D	2018-03-28 14:51:19 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001734862 Filed Document 0001734862-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-28 14:51:19 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Corindus Vascular Robotics, Inc. See All Filings	D	2018-03-28 14:50:18 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001528557 Filed Document 0001713695-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-28 14:50:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HGI US Property Fund XI, LLC See All Filings	D/A	2018-03-28 14:46:28 UTC
Amount To Be Raised $15,790,000 Associated Brokers / Dealers Pioneer Financial Planning (92) Ltd, Yoram Mehr, Uzi Yadid, Ira Lawrence, and Yagel Adoram CIK Number 0001729597 Filed Document 0001729255-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-28 14:46:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Kumbaya International, Inc. See All Filings	D	2018-03-28 14:43:29 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001735712 Filed Document 0001735712-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-28 14:43:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Red Rock Minerals II, LP See All Filings	D	2018-03-28 14:37:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735719 Filed Document 0001735719-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-28 14:37:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FOREST HILL SELECT FUND, L.P. See All Filings	D/A	2018-03-28 14:33:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins/Bay Island Securities LLC CIK Number 0001171890 Filed Document 0001315863-18-000291 Exclusions or Exemptions 506b Accepted Date 2018-03-28 14:33:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Ramius Merger Fund LLC See All Filings	D/A	2018-03-28 14:13:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Flying Cloud Securities LLC and Ascalon Capital Managers Limited CIK Number 0001575790 Filed Document 0001686841-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-28 14:13:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund