Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sensato Asia Pacific Fund LP See All Filings	D/A	2016-06-17 11:38:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493805 Filed Document 0001493805-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:38:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
T-Pro Solutions, Inc. See All Filings	D	2016-06-17 11:35:01 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001610094 Filed Document 0001610094-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:35:01 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Sensato Asia Pacific Master Fund, LP See All Filings	D/A	2016-06-17 11:28:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494200 Filed Document 0001494200-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:28:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prime Rock Royalties I, LP See All Filings	D	2016-06-17 11:26:33 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001676243 Filed Document 0001192482-16-000650 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:26:33 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Arrowpoint Income Opportunity Fund, LP See All Filings	D/A	2016-06-17 11:26:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521758 Filed Document 0001521758-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:26:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hospital IQ, Inc. See All Filings	D	2016-06-17 11:23:43 UTC
Amount To Be Raised $6,762,600 Associated Brokers / Dealers N/A CIK Number 0001637497 Filed Document 0001637497-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:23:43 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Nipun Asia Total Return Offshore Fund, Ltd. See All Filings	D/A	2016-06-17 11:16:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552235 Filed Document 0001552235-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:16:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TT Long/Short Focus Fund II Feeder Segregated Portfolio See All Filings	D	2016-06-17 11:09:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677174 Filed Document 0000947871-16-001276 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:09:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
POTOMAC CAPITAL PARTNERS LP See All Filings	D/A	2016-06-17 11:00:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers APB Financial Group, LLC CIK Number 0001233373 Filed Document 0001233373-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:00:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrowpoint Fundamental Opportunity Fund, L.P. See All Filings	D/A	2016-06-17 10:55:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465382 Filed Document 0001521756-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:55:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soroban Cayman Fund Ltd See All Filings	D/A	2016-06-17 10:54:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505381 Filed Document 0001505381-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:54:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UPLAND NANOTECH, LLC See All Filings	D	2016-06-17 10:50:34 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001641401 Filed Document 0001641401-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:50:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Affinity Portfolio Funding, LLC See All Filings	D	2016-06-17 10:46:46 UTC
Amount To Be Raised $6,050,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001677442 Filed Document 0001677442-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:46:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
INDICATE CAPITAL FUND 1, LLC See All Filings	D	2016-06-17 10:45:42 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001677043 Filed Document 0001677043-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:45:42 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Soroban Fund LLC See All Filings	D/A	2016-06-17 10:44:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505382 Filed Document 0001505382-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:44:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrowpoint Acquisition Vehicle SPC See All Filings	D/A	2016-06-17 10:23:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521756 Filed Document 0001521756-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:23:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Soroban Opportunities Cayman Fund Ltd See All Filings	D/A	2016-06-17 10:17:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615909 Filed Document 0001615909-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:17:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Energy Income Fund IV L.P. See All Filings	D/A	2016-06-17 10:11:56 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers John McCarthy III CIK Number 0001619764 Filed Document 0001619764-16-000023 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:11:56 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Soroban Opportunities Fund LLC See All Filings	D/A	2016-06-17 10:10:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615910 Filed Document 0001615910-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:10:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEZU ASIA PARTNERS, L.P. See All Filings	D/A	2016-06-17 10:00:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521838 Filed Document 0000919574-16-013698 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:00:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Financial Credit Investment III, L.P. See All Filings	D	2016-06-17 10:00:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667506 Filed Document 0001315863-16-001535 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:00:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FCI Co-Investors III (A), L.P. See All Filings	D	2016-06-17 09:59:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671887 Filed Document 0001315863-16-001534 Exclusions or Exemptions 506b Accepted Date 2016-06-17 09:59:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GHP-EIP Holdings, LLC See All Filings	D	2016-06-17 09:57:45 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001677429 Filed Document 0001677429-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 09:57:45 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Real Estate Capital Fund 2016, L.L.C. See All Filings	D	2016-06-17 09:56:47 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001676973 Filed Document 0001676973-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 09:56:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Arrowpoint Fundamental Opportunity Fund, Ltd. See All Filings	D/A	2016-06-17 09:52:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468153 Filed Document 0001468153-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 09:52:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Above Average Productions, Inc. See All Filings	D	2016-06-17 09:17:31 UTC
Amount To Be Raised $10,300,000 Associated Brokers / Dealers N/A CIK Number 0001600295 Filed Document 0001600295-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 09:17:31 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arrowpoint Income Opportunity Fund, Ltd. See All Filings	D/A	2016-06-17 09:01:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521757 Filed Document 0001521757-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 09:01:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cornerstone Point LLC See All Filings	D	2016-06-16 20:19:35 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001677363 Filed Document 0001677363-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-16 20:19:35 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Holbrook Holdings, Inc. See All Filings	D	2016-06-16 19:57:31 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001677327 Filed Document 0001677327-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-16 19:57:31 UTC Type of Offering D Industry Investing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Soundwall, Inc. See All Filings	D/A	2016-06-16 19:56:44 UTC
Amount To Be Raised $6,992,113 Associated Brokers / Dealers N/A CIK Number 0001589193 Filed Document 0001589193-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-16 19:56:44 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PureSpectrum Inc. See All Filings	D	2016-06-16 19:50:51 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001677401 Filed Document 0001677401-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-16 19:50:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prescient Edge Holdings, LLC See All Filings	D	2016-06-16 19:00:57 UTC
Amount To Be Raised $10,200,000 Associated Brokers / Dealers N/A CIK Number 0001676975 Filed Document 0001676975-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-16 19:00:57 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Kennedy, LLC See All Filings	D	2016-06-16 18:51:51 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001675715 Filed Document 0001080368-16-000048 Exclusions or Exemptions 504 and 506b Accepted Date 2016-06-16 18:51:51 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Salty Girl Seafood, Inc. See All Filings	D	2016-06-16 18:41:50 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001627692 Filed Document 0001627692-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-16 18:41:50 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Lukes Seafood LLC See All Filings	D	2016-06-16 18:26:43 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001676285 Filed Document 0001676285-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-16 18:26:43 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PROPHECY DEVELOPMENT CORP. See All Filings	D	2016-06-16 18:22:30 UTC
Amount To Be Raised $22,444 Associated Brokers / Dealers N/A CIK Number 0001545224 Filed Document 0001545224-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-06-16 18:22:30 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
721 Apartment Associates LLC See All Filings	D	2016-06-16 18:22:06 UTC
Amount To Be Raised $3,842,000 Associated Brokers / Dealers N/A CIK Number 0001676893 Filed Document 0001676893-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-16 18:22:06 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Celadon Technology Fund V, LLC See All Filings	D/A	2016-06-16 18:12:23 UTC
Amount To Be Raised $6,595,992 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001640790 Filed Document 0001640790-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-06-16 18:12:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
APPLIED STEMCELL INC See All Filings	D	2016-06-16 18:06:05 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001437229 Filed Document 0001437229-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-16 18:06:05 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sequoia Equities - Azure See All Filings	D	2016-06-16 18:05:28 UTC
Amount To Be Raised $21,550,000 Associated Brokers / Dealers R. Ken Coit CIK Number 0001677365 Filed Document 0001677365-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-16 18:05:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Investors 2016 - CP VI, LLLP See All Filings	D	2016-06-16 17:51:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677012 Filed Document 0001677012-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-16 17:51:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northvale Greens LLC See All Filings	D	2016-06-16 17:47:41 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001677375 Filed Document 0001677375-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-16 17:47:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Network Life Sciences Inc. See All Filings	D/A	2016-06-16 17:43:23 UTC
Amount To Be Raised $309,867 Associated Brokers / Dealers Bill Thomas CIK Number 0001677233 Filed Document 0001677233-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-16 17:43:23 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
ORGANIGRAM HOLDINGS INC See All Filings	D	2016-06-16 17:33:21 UTC
Amount To Be Raised $609,803 Associated Brokers / Dealers DUNDEE SECURITIES INC. CIK Number 0001620737 Filed Document 0001183740-16-000383 Exclusions or Exemptions 506b Accepted Date 2016-06-16 17:33:21 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW BRUNSWICK, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Baroo, Inc. See All Filings	D	2016-06-16 17:30:11 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001677212 Filed Document 0001677212-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-16 17:30:11 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Antiquities Film LLC See All Filings	D	2016-06-16 17:19:08 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001677385 Filed Document 0001677385-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-16 17:19:08 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
PERFECT Co See All Filings	D/A	2016-06-16 17:18:15 UTC
Amount To Be Raised $6,065,376 Associated Brokers / Dealers N/A CIK Number 0001648775 Filed Document 0001461859-16-000026 Exclusions or Exemptions 506b Accepted Date 2016-06-16 17:18:15 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
A-SGC-15-Fund, a series of AngelList Funds, LLC See All Filings	D	2016-06-16 17:16:05 UTC
Amount To Be Raised $508,000 Associated Brokers / Dealers N/A CIK Number 0001676589 Filed Document 0001676589-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-16 17:16:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plaza Mexico Residences II, LLC See All Filings	D	2016-06-16 17:14:57 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001677330 Filed Document 0001677330-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-16 17:14:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Mortuus Pater Pictures LLC See All Filings	D	2016-06-16 17:14:03 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001677381 Filed Document 0001677381-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-16 17:14:03 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity