Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Smead International Value Fund LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630670 Filed Document 0001630670-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Two Sigma Risk Premia Enhanced Fund, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652638 Filed Document 0000919574-16-009359 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma International Core Fund, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553762 Filed Document 0000919574-16-009380 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Zorin Industries LLC See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $4,995,000 Associated Brokers / Dealers N/A CIK Number 0001663417 Filed Document 0001663417-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
GT International Equity QP Fund, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379738 Filed Document 0001379738-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GT International Equity Fund, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379743 Filed Document 0001379743-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brown Advisory Group Holdings LLC See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660716 Filed Document 0001660716-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Black Oak Land I, L.P. See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001662947 Filed Document 0001662947-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Oxer BCP Mezzanine Fund, L.P. See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663701 Filed Document 0001663701-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DALTON ASIA (OFFSHORE FEEDER) FUND See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428064 Filed Document 0001209191-16-091888 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Term Fund 2020 See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663524 Filed Document 0001663524-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quintana Energy Services GP LLC See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663912 Filed Document 0001663912-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HOME DEPOT INC See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000354950 Filed Document 0001209191-16-091643 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business GEORGIA Revenue or Assets $Over $100,000,000 Type of Security Debt
GAMCO MEDICAL OPPORTUNITIES, L.P. See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456987 Filed Document 0000919574-16-009347 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Integrated Physicians Management Services, Inc. See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $1,971,600 Associated Brokers / Dealers N/A CIK Number 0001613454 Filed Document 0001613454-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
TWO SIGMA U.S. LARGE CAP CORE EQUITY FUND, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477262 Filed Document 0000919574-16-009373 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Value Realization Fund, L.P. See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452726 Filed Document 0001452726-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makena Fixed Income Fund, L.P. See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462822 Filed Document 0001462822-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LMV EAST VILLAGE I REIT, LLC See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers FIRST LIBERTIES FINANCIAL CIK Number 0001663847 Filed Document 0001663838-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Burst.It, Inc. See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $9,977,647 Associated Brokers / Dealers N/A CIK Number 0001663779 Filed Document 0001663779-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SPM Macro Fund, L.P. on behalf of & for the account of the Real Estate Risk Transfer Series See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663013 Filed Document 0001507943-16-000143 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shellback Fund, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596214 Filed Document 0000902664-16-004823 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LMV LITTLE ITALY REIT, LLC See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers FIRST LIBERTIES FINANCIAL CIK Number 0001663845 Filed Document 0001663838-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PAM 1740 Fund See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616163 Filed Document 0000902664-16-004835 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAKENA CAPITAL ASSOCIATES CAYMAN L P See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370927 Filed Document 0001370927-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LMV APACHE TERRACE REIT, LLC See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers FIRST LIBERTIES FINANCIAL CIK Number 0001663837 Filed Document 0001663838-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CBPE Capital Fund IX A LP See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663400 Filed Document 0001663400-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT CROWN LLC See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367820 Filed Document 0001507943-16-000155 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brandtale Inc. See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $1,225,000 Associated Brokers / Dealers N/A CIK Number 0001640202 Filed Document 0001231919-16-000034 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma Absolute Return Equity Enhanced Fund, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613237 Filed Document 0000919574-16-009361 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rocket Pharmaceuticals Ltd. See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $37,963,000 Associated Brokers / Dealers N/A CIK Number 0001663128 Filed Document 0001663128-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CAYMAN ISLANDS Revenue or Assets $No Revenues Type of Security Equity
Nxt-ID, Inc. See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001566826 Filed Document 0001213900-16-010188 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616524 Filed Document 0001616524-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dalton India (Offshore Feeder) Fund Ltd See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614148 Filed Document 0001209191-16-091922 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Old Kings Capital Offshore, Ltd. See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381302 Filed Document 0000919574-16-009323 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Enam India Growth Fund (Delaware) LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654940 Filed Document 0001654940-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brain Chase Productions, L.L.C. See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $1,199,996 Associated Brokers / Dealers N/A CIK Number 0001663818 Filed Document 0001663818-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ashbridge Transformational Secondaries Fund I (Cayman), LP See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001663881 Filed Document 0001663882-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
TOWER EAST MAVERICK FUND LLC See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $30,680,508 Associated Brokers / Dealers N/A CIK Number 0001243631 Filed Document 0001243631-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Kora Fund LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596587 Filed Document 0000905718-16-001067 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deerwood Partners, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456037 Filed Document 0001456037-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROSVENOR ALTERNATIVE INVESTMENT STRATEGIES(TI)LP See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663635 Filed Document 0001566114-16-000072 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOWNSEND DIVERSIFIED REAL ESTATE FUND, L.P. See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000841776 Filed Document 0001351287-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Development Venture IV Feeder S.C.A. See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001661949 Filed Document 0000943663-16-000242 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kerrisdale Partners Low Net Fund, L.P. See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KJM Securities, Inc. and Perkins Fund Marketing, LLC CIK Number 0001660123 Filed Document 0001315863-16-001033 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clareant Structured Credit Opportunity Fund US Feeder, LP See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663381 Filed Document 0001663381-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVADIM TECHNOLOGIES INC See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $1,489,200 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000285 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CWS SAF VIII QPF, LLC See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers MARCUS LAM and TREVOR DALLAS CIK Number 0001663967 Filed Document 0001663967-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Axon Japan Opportunities Fund, LP See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661302 Filed Document 0000902664-16-004853 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Axon Japan Opportunities Fund, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661302 Filed Document 0000902664-16-004858 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity