Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KL Fund 17, LLC See All Filings	D	2017-10-17 16:12:50 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001716841 Filed Document 0001716841-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-17 16:12:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
JV-WS-Farmington, NM-1-UT, LLC See All Filings	D	2017-10-17 16:06:43 UTC
Amount To Be Raised $1,940,000 Associated Brokers / Dealers N/A CIK Number 0001719242 Filed Document 0001719242-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-17 16:06:43 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Sand Canyon Fund, LP See All Filings	D	2017-10-17 16:00:46 UTC
Amount To Be Raised $49,500,500 Associated Brokers / Dealers T. R. Winston & Company CIK Number 0001719364 Filed Document 0001719364-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-17 16:00:46 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
Gulfstar Air Charters, Inc. See All Filings	D	2017-10-17 15:37:44 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Paul Joseph Posti, Jr. CIK Number 0001719866 Filed Document 0001719866-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-17 15:37:44 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Castlegate Partners VII-SP, LLC See All Filings	D	2017-10-17 15:10:47 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001719579 Filed Document 0001719579-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-17 15:10:47 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Mark's Watches, Inc. See All Filings	D/A	2017-10-17 14:58:39 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Mark's Watches, Inc. CIK Number 0001719873 Filed Document 0001719873-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-17 14:58:39 UTC Type of Offering D/A Industry Retailing Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Wind Talker Innovations, Inc. See All Filings	D	2017-10-17 12:36:45 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001719255 Filed Document 0001719255-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-17 12:36:45 UTC Type of Offering D Industry Telecommunications Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Mark's Watches, Inc. See All Filings	D	2017-10-17 11:53:21 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Mark's Watches, Inc. CIK Number 0001719873 Filed Document 0001719873-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-17 11:53:21 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Paradise Valley Assisted Living, LLC See All Filings	D	2017-10-17 11:29:15 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001719870 Filed Document 0001719870-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-17 11:29:15 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
MiRTLE Medical LLC See All Filings	D	2017-10-17 10:17:11 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001577949 Filed Document 0001577949-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-10-17 10:17:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
FIRST BANCSHARES OF TEXAS INC See All Filings	D/A	2017-10-16 18:05:25 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0000355380 Filed Document 0000355380-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-10-16 18:05:25 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Laurel Investors LLC See All Filings	D	2017-10-16 16:58:45 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001719413 Filed Document 0001719413-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-16 16:58:45 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Midship Apartments LLC See All Filings	D	2017-10-16 15:09:51 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001719722 Filed Document 0001719722-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-16 15:09:51 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sound Equity High Income Debt Fund, LLC See All Filings	D	2017-10-16 13:02:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719581 Filed Document 0001719581-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-16 13:02:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iCross Fund 4 LLC See All Filings	D	2017-10-16 12:04:26 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001701405 Filed Document 0001701405-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-10-16 12:04:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Palmer Square Senior Loan Fund See All Filings	D	2017-10-16 10:51:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719622 Filed Document 0001719622-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-16 10:51:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEDGE Capital International Small Cap, LP See All Filings	D/A	2017-10-16 09:02:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622786 Filed Document 0001622786-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-16 09:02:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Elden Drive Capital 1 LLC See All Filings	D	2017-10-16 08:40:09 UTC
Amount To Be Raised $765,000 Associated Brokers / Dealers N/A CIK Number 0001719483 Filed Document 0001719483-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-16 08:40:09 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Kenwood Rd Capital 8 LLC See All Filings	D	2017-10-16 08:22:34 UTC
Amount To Be Raised $760,000 Associated Brokers / Dealers N/A CIK Number 0001719482 Filed Document 0001719482-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-16 08:22:34 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
American-Swiss Capital, Inc. See All Filings	D	2017-10-13 17:12:58 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001586654 Filed Document 0001586654-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-10-13 17:12:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
iintoo Manhattan Ave. Bruman Realty L.P. See All Filings	D	2017-10-13 16:38:36 UTC
Amount To Be Raised $2,046,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001719598 Filed Document 0001719603-17-000007 Exclusions or Exemptions 506c Accepted Date 2017-10-13 16:38:36 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Capital Engine Inc. See All Filings	D	2017-10-13 16:21:47 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001719602 Filed Document 0001719602-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-13 16:21:47 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
NeoChrimata Capital See All Filings	D	2017-10-13 14:05:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Benedetto CIK Number 0001719356 Filed Document 0001719356-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-13 14:05:14 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Encore GP Investment Fund, LLC See All Filings	D/A	2017-10-13 13:58:46 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers WealthForge Securitites, LLC CIK Number 0001682685 Filed Document 0001682685-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-13 13:58:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Streamside Partners LLC See All Filings	D	2017-10-13 13:55:15 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001719368 Filed Document 0001719368-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-13 13:55:15 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
AminAg LLC See All Filings	D	2017-10-13 13:47:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718182 Filed Document 0001718182-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-13 13:47:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iintoo Kerrville RREAF L.P. See All Filings	D	2017-10-13 13:14:45 UTC
Amount To Be Raised $1,930,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001719607 Filed Document 0001719603-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-13 13:14:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DCT Holdings, LLC See All Filings	D	2017-10-13 12:44:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719527 Filed Document 0001719527-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-13 12:44:12 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Northern Lights Royalties III LP See All Filings	D	2017-10-13 12:30:53 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers N/A CIK Number 0001719559 Filed Document 0001719559-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-13 12:30:53 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
10 Federal Self Storage Acquisition Co 1, LLC See All Filings	D/A	2017-10-13 10:14:42 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001711632 Filed Document 0001711632-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-13 10:14:42 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PIPER TOO PARTNERSHIP See All Filings	D	2017-10-12 18:51:06 UTC
Amount To Be Raised $449,600 Associated Brokers / Dealers ALL FINRA REGISTERED REPS CIK Number 0001719538 Filed Document 0001719538-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-12 18:51:06 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
ELITE AEROSPACE GROUP, INC. See All Filings	D	2017-10-12 18:37:01 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001687177 Filed Document 0001065949-17-000128 Exclusions or Exemptions 506c Accepted Date 2017-10-12 18:37:01 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ELITE AEROSPACE GROUP, INC. See All Filings	D	2017-10-12 18:33:17 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001687177 Filed Document 0001065949-17-000127 Exclusions or Exemptions 506c Accepted Date 2017-10-12 18:33:17 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
International Financial Group LTD See All Filings	D/A	2017-10-12 18:11:50 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001704609 Filed Document 0001704609-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-10-12 18:11:50 UTC Type of Offering D/A Industry Business Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lucideus Inc. See All Filings	D	2017-10-12 17:38:41 UTC
Amount To Be Raised $339,997 Associated Brokers / Dealers N/A CIK Number 0001700214 Filed Document 0001700214-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-10-12 17:38:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FRANCIS CAPITAL & GAVILAN CAPITAL MULTIFAMILY OPPORTUNITY FUND I, LLC See All Filings	D	2017-10-12 17:33:26 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001718926 Filed Document 0001718926-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-12 17:33:26 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
True Link Financial, Inc. See All Filings	D	2017-10-12 16:41:47 UTC
Amount To Be Raised $12,280,140 Associated Brokers / Dealers N/A CIK Number 0001718716 Filed Document 0001718716-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-12 16:41:47 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Encore Hospitality Fund II, LP See All Filings	D	2017-10-12 14:25:32 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001715346 Filed Document 0001715346-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-12 14:25:32 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
37th Parallel Properties Investment Group, LLC See All Filings	D	2017-10-12 10:34:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Don Duncan and WealthForge Securities, LLC CIK Number 0001719275 Filed Document 0001719275-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-12 10:34:47 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
SPRINGSTAR INC. See All Filings	D	2017-10-11 19:15:05 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers M. Banfield CIK Number 0001349337 Filed Document 0001349337-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-11 19:15:05 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Allied Global Real Estate Fund LLC See All Filings	D	2017-10-11 17:26:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001719271 Filed Document 0001719271-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-11 17:26:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Wolf Creek, LLC See All Filings	D	2017-10-11 16:27:24 UTC
Amount To Be Raised $1,880,000 Associated Brokers / Dealers N/A CIK Number 0001717367 Filed Document 0001717367-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-11 16:27:24 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Fig Publishing, Inc. See All Filings	D	2017-10-11 16:22:03 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001658966 Filed Document 0001465818-17-000060 Exclusions or Exemptions 506c Accepted Date 2017-10-11 16:22:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Momentum JLRP LLC See All Filings	D	2017-10-11 16:06:33 UTC
Amount To Be Raised $1,417,000 Associated Brokers / Dealers N/A CIK Number 0001719149 Filed Document 0001719149-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-11 16:06:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apple Capital Group, Inc. See All Filings	D	2017-10-11 15:57:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001718804 Filed Document 0001718804-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-11 15:57:22 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Regulation A Plus VC Partners INC See All Filings	D	2017-10-11 15:48:39 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001717026 Filed Document 0001717026-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-11 15:48:39 UTC Type of Offering D Industry Investment Banking Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
DoorStat LLC See All Filings	D/A	2017-10-11 15:24:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers North Capital Private Securities CIK Number 0001716829 Filed Document 0001716829-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-11 15:24:03 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
SICKWEATHER, INC. See All Filings	D	2017-10-11 14:21:51 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001620525 Filed Document 0001620525-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-11 14:21:51 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
CAPITOL HILL PARTNERS LLC See All Filings	D	2017-10-11 14:15:13 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001709301 Filed Document 0001709301-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-10-11 14:15:13 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Beyond Commerce See All Filings	D	2017-10-11 09:48:26 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Boustead Securities LLC CIK Number 0001386049 Filed Document 0001445866-17-001406 Exclusions or Exemptions 506c Accepted Date 2017-10-11 09:48:26 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity