Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ascend Partners Fund II LP See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a, n/a, and n/a CIK Number 0001288471 Filed Document 0001405086-16-000336 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Western Uranium Corp See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001621906 Filed Document 0001621906-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TOLTEC PHARMACEUTICALS, LLC See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509523 Filed Document 0001393725-16-000148 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Northwood Real Estate Partners TE LP See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and UBS Securities LLC CIK Number 0001412709 Filed Document 0001412709-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Creditpoint Software, Inc. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001456892 Filed Document 0001645804-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Prologis USLV SubREIT 3, LLC See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Patrick J. Whelchel, Lori Mayfield, Scott Harrison, and Phyllis J. Beck CIK Number 0001664164 Filed Document 0001664164-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CN Investors LLC See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001486380 Filed Document 0001486380-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
8TH & THOMAS (PARALLEL), LLC See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $132,000 Associated Brokers / Dealers CHARLES B. HARRISON, SCOTT HARRISON, LORI MAYFIELD, PHYLLIS JOHNSON, and PATRICK J. WHELCHEL CIK Number 0001665209 Filed Document 0001665209-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AdExpress International Corp See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001663917 Filed Document 0001663917-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Halcyon Strategic Opportunities Fund, L.P. See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630886 Filed Document 0001315863-16-001038 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eden Partners Absolute Growth Fund LP See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001343806 Filed Document 0001343806-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tilden Park Offshore Liquid Mortgage Fund Ltd See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595346 Filed Document 0000950142-16-002845 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CENTRALIS PARTNERS LP See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596851 Filed Document 0001140361-16-048238 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lakewood Discovery Fund, LP See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645557 Filed Document 0000919574-16-009417 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Podimetrics, Inc. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $5,517,460 Associated Brokers / Dealers N/A CIK Number 0001559942 Filed Document 0001559942-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PRAMERICA REAL ESTATE CAPITAL VI, L.P. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663267 Filed Document 0001663267-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Deloitte LLP See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590837 Filed Document 0000950172-16-000134 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Union Holdings, LLC See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539705 Filed Document 0001539705-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AVENACE Inc See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001563404 Filed Document 0001563404-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Aira Tech Corp. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $3,352,232 Associated Brokers / Dealers N/A CIK Number 0001664010 Filed Document 0001664010-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LMV 85 SOUTH UNION REIT, LLC See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers FIRST LIBERTIES FINANCIAL CIK Number 0001663836 Filed Document 0001663835-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Garnet 3-D 2016 Joint Venture See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $836,000 Associated Brokers / Dealers N/A CIK Number 0001664547 Filed Document 0001354488-16-005986 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Littlejohn Opportunities Fund LP See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510288 Filed Document 0001315863-16-001040 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oak Park Market Neutral Partners L.P. See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001087989 Filed Document 0001095449-16-000179 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LMV MILPITAS REIT, LLC See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers FIRST LIBERTIES FINANCIAL CIK Number 0001663842 Filed Document 0001663835-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Net Venture See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $545,317 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
LMV BOLINGBROOK REIT, LLC See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers FIRST LIBERTIES FINANCIAL CIK Number 0001663849 Filed Document 0001663835-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Idea.com, Inc. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001664005 Filed Document 0001664005-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Brainiac Supplements, LLC See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001601010 Filed Document 0001015325-16-000038 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Orchard Square Partners Credit Fund Ltd See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OCP Capital, LLC CIK Number 0001486037 Filed Document 0001486037-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascend Partners Fund II, Ltd. See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a, n/a, and n/a CIK Number 0001288472 Filed Document 0001405086-16-000337 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CIC Brentwood, LLC See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $4,499,999 Associated Brokers / Dealers N/A CIK Number 0001664080 Filed Document 0001664080-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Warberg WF IV LP See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001662913 Filed Document 0001662913-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alight Capital Offshore Fund, Ltd. See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630009 Filed Document 0001630009-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O'Connor Global Multi-Strategy Alpha II Ltd See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Global Asset Management (Americas) Inc. and UBS Global Asset Management (US) Inc. CIK Number 0001502315 Filed Document 0001502315-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CWS DESERT RIDGE, LP See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers MARCUS LAM and TREVOR DALLAS CIK Number 0001664057 Filed Document 0001664057-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MV Startup Fund XXVII LLC See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001644307 Filed Document 0001644307-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
TW-NHME Holdings Corp. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649455 Filed Document 0001649455-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Arosa Capital Management Market Neutral Fund LP See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596540 Filed Document 0000902664-16-004861 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Propel It Inc. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001552641 Filed Document 0001552641-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Twist Bioscience Corp See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $61,047,413 Associated Brokers / Dealers N/A CIK Number 0001581280 Filed Document 0001581280-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tour GCX Partners, Inc. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $4,856,298 Associated Brokers / Dealers N/A CIK Number 0001663670 Filed Document 0001663670-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ALEXANDRIA REAL ESTATE EQUITIES INC See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $2,133,161 Associated Brokers / Dealers N/A CIK Number 0001035443 Filed Document 0001243233-16-000016 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
36th Street Holdings, Inc. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001663827 Filed Document 0001663827-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Lucina Health, Inc. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001445426 Filed Document 0001445426-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Frey Multi-Strategy (Cayman) Fund See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512354 Filed Document 0001512354-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SoftTech VC Breakout Fund I, L.P. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001661069 Filed Document 0001661069-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NuLabel Technologies, Inc. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $10,000,003 Associated Brokers / Dealers N/A CIK Number 0001502893 Filed Document 0001651620-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Captricity, Inc. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $35,383,324 Associated Brokers / Dealers N/A CIK Number 0001578182 Filed Document 0001578182-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Criterion Vista Fund, L.P. See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510892 Filed Document 0001510892-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund