Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Burthey Group Trust See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001663785 Filed Document 0001663785-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
North Trail Partners II, LP See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596868 Filed Document 0001596868-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TA Atlantic & Pacific VII-B EU AIV, L.P. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664602 Filed Document 0001664602-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Total Return Fund LLC See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487434 Filed Document 0001487434-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OHI Asset HUD SF CA, LLC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001613459 Filed Document 0001571049-16-010857 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Other
NEZU MASTER FUND, L.P. See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567151 Filed Document 0000919574-16-009467 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Deloitte Tax LLP See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590834 Filed Document 0000950172-16-000141 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Sparo Inc. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001618546 Filed Document 0001618546-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
L&B OFFSHORE FUND LTD See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442393 Filed Document 0001442393-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L&B ONSHORE FUND LP See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442391 Filed Document 0001442391-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Catalina Sea Ranch, LLC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $1,825,000 Associated Brokers / Dealers N/A CIK Number 0001596025 Filed Document 0001596025-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Caro-Kann Capital Fund LP See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631296 Filed Document 0001631296-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Certrax Risk Compliance Solutions, Inc. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001664162 Filed Document 0001664162-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Venture VIII, LLC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $240,000,000 Associated Brokers / Dealers N/A CIK Number 0001664250 Filed Document 0001664250-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snap Drape Brands, LLC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001663824 Filed Document 0001663824-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DELOITTE CONSULTING LLP See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276294 Filed Document 0000950172-16-000139 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
RANDOLPH STREET INVESTMENT PARTNERS, L.P. - 2016 PEF See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001663472 Filed Document 0001663472-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AKO FUND LTD See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001346796 Filed Document 0000919574-16-009448 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Aeneas Parent Corp. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661640 Filed Document 0000895345-16-000334 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Black Buddha Media Group, Inc. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001670034 Filed Document 0001670034-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Taubenpost Capital, L.P. See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404371 Filed Document 0000919574-16-009442 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vision Hospitality Properties VI, LLC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $10,454,850 Associated Brokers / Dealers N/A CIK Number 0001663867 Filed Document 0001663867-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PRISM OFFSHORE FUND, LTD. See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001217802 Filed Document 0000919574-16-009473 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Rotella Acrospire Global Equity Fund Ltd. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599382 Filed Document 0001599382-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
River School Lofts, LLC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $3,330,000 Associated Brokers / Dealers N/A CIK Number 0001664160 Filed Document 0001664160-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Graticule Asia Macro Fund Ltd See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514296 Filed Document 0000950172-16-000145 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forum Asset Based Investment Fund, Ltd. See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001458552 Filed Document 0001458553-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Blue Harbour Active Ownership Partners (ERISA), Ltd. See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571286 Filed Document 0001315863-16-001041 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Partners Fund VII, L.P. See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC, Compass Group Global Advisors S.A., and Credit Suisse Securities (USA) LLC CIK Number 0001653745 Filed Document 0000950103-16-010335 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SailingStone Global Natural Resources Fund, L.P. See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630966 Filed Document 0000945621-16-000371 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROTELLA POLARIS FUND LLC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001052845 Filed Document 0001052845-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPLICE MACHINE, INC. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $12,518,100 Associated Brokers / Dealers N/A CIK Number 0001557701 Filed Document 0001557701-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Parvus European Absolute Opportunities Fund L.P. See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429184 Filed Document 0000902664-16-004911 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONAL PLANNING CORP/CA See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351905 Filed Document 0001351905-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
DERMAdoctor, LLC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001664180 Filed Document 0000950138-16-000780 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Nisolo, LLC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001662536 Filed Document 0001662536-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
INVESTMENT CENTERS OF AMERICA INC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351904 Filed Document 0001351904-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Other
JACKSON NATIONAL LIFE INSURANCE CO See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised $1,306,247 Associated Brokers / Dealers N/A CIK Number 0000931788 Filed Document 0000931788-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Other
South Street Capital Onshore Fund L.P. See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568829 Filed Document 0001568829-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARAMETRIC DEFENSIVE EQUITY FUND LLC See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539852 Filed Document 0001539852-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Oculus360, Inc. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $4,685,856 Associated Brokers / Dealers N/A CIK Number 0001586265 Filed Document 0001586265-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Brandywine Symphony Fund, LP See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515182 Filed Document 0001515182-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pieces Co-Investment Fund, LP See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $16,500,000 Associated Brokers / Dealers N/A CIK Number 0001644930 Filed Document 0001644930-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BeaconLight Offshore Fund, Ltd. See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483278 Filed Document 0000919574-16-009459 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PARVUS EUROPEAN OPPORTUNITIES FUND See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429185 Filed Document 0000902664-16-004909 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innoblative Designs, Inc. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001664268 Filed Document 0001664268-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
TA Investors IV EU AIV, L.P. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664603 Filed Document 0001664603-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HGI Opportunity Select Fund V, LLC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers David Gottlieb CIK Number 0001664013 Filed Document 0001664013-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
VitreosHealth, Inc. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $5,147,187 Associated Brokers / Dealers N/A CIK Number 0001481206 Filed Document 0001481206-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Deloitte Financial Advisory Services LLP See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590831 Filed Document 0000950172-16-000140 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other