Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Klaris Corp See All Filings	D	2018-04-02 17:31:45 UTC
Amount To Be Raised $4,050,000 Associated Brokers / Dealers N/A CIK Number 0001735812 Filed Document 0001735812-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 17:31:45 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
1516 Fulton Funding L.P. See All Filings	D	2018-04-02 17:30:15 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001735501 Filed Document 0001013594-18-000276 Exclusions or Exemptions 506b Accepted Date 2018-04-02 17:30:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Blue Water Aggregates Fund LP See All Filings	D/A	2018-04-02 17:29:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Spouting Rock Capital Advisors, LLC, Frontier Solutions, LLC, and Blue Sand Securities LLC CIK Number 0001713573 Filed Document 0001713573-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 17:29:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Olea Networks, Inc. See All Filings	D	2018-04-02 17:26:12 UTC
Amount To Be Raised $3,130,781 Associated Brokers / Dealers N/A CIK Number 0001703128 Filed Document 0001703128-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 17:26:12 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ali Capital LP See All Filings	D	2018-04-02 17:19:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736172 Filed Document 0001736172-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 17:19:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
StemoniX, Inc. See All Filings	D/A	2018-04-02 17:16:38 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001663434 Filed Document 0001663434-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 17:16:38 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Bitmo, Inc. See All Filings	D	2018-04-02 17:16:05 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001736169 Filed Document 0001736169-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 17:16:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Access Bazaar, Inc. See All Filings	D	2018-04-02 17:12:58 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001691244 Filed Document 0001691244-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 17:12:58 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Union Lake Auto Partners II LP See All Filings	D/A	2018-04-02 17:02:20 UTC
Amount To Be Raised $19,994,979 Associated Brokers / Dealers N/A CIK Number 0001692099 Filed Document 0001692099-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 17:02:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
16 UNCLE MO/FOUR SUGARS, LLC See All Filings	D	2018-04-02 16:57:55 UTC
Amount To Be Raised $748,500 Associated Brokers / Dealers N/A CIK Number 0001736285 Filed Document 0001736285-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:57:55 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Lee & Chen Capital LP See All Filings	D/A	2018-04-02 16:55:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lee & Chen Advisor CIK Number 0001620021 Filed Document 0001620021-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:55:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Ube, Inc See All Filings	C/A	2018-04-02 16:55:08 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,999 CIK Number 0001643599 Filed Document 0001665160-18-000263 Accepted Date 2018-04-02 16:55:08 UTC Type of Offering C/A Security Offered Amount 8,403 Security Offered Type Common Stock State TEXAS
RefleXion Medical, Inc. See All Filings	D	2018-04-02 16:51:54 UTC
Amount To Be Raised $102,600,000 Associated Brokers / Dealers N/A CIK Number 0001604459 Filed Document 0001604459-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:51:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Ascension Alpha Fund, LLC See All Filings	D/A	2018-04-02 16:47:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547008 Filed Document 0001547008-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:47:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
DW BBX EAGLE FORD #2C, LP See All Filings	D	2018-04-02 16:46:32 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001736152 Filed Document 0001736152-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:46:32 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Pet & Tie INC See All Filings	C	2018-04-02 16:45:41 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $105,000 CIK Number 0001732457 Filed Document 0001669191-18-000183 Accepted Date 2018-04-02 16:45:41 UTC Type of Offering C Security Offered Amount 35,715 Security Offered Type Common Stock State MASSACHUSETTS
DelNova, Inc. See All Filings	D	2018-04-02 16:44:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001735668 Filed Document 0001735668-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:44:18 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SixThirty 2.0, LLC See All Filings	D	2018-04-02 16:43:44 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001728333 Filed Document 0001728333-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:43:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
PolyCera, Inc. See All Filings	D	2018-04-02 16:43:38 UTC
Amount To Be Raised $1,801,038 Associated Brokers / Dealers N/A CIK Number 0001736265 Filed Document 0001736265-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-04-02 16:43:38 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
China Broadband Capital Partners IV, L.P. See All Filings	D	2018-04-02 16:41:02 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers None and None CIK Number 0001735073 Filed Document 0001735073-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:41:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Palo Alto PE Fund, L.P. See All Filings	D/A	2018-04-02 16:40:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646459 Filed Document 0001646459-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:40:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palo Alto Korea Fund, L.P. See All Filings	D/A	2018-04-02 16:39:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC CIK Number 0001488265 Filed Document 0001488265-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:39:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PALO ALTO HEALTHCARE OFFSHORE LTD See All Filings	D/A	2018-04-02 16:37:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001372021 Filed Document 0001372021-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:37:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PALO ALTO HEALTHCARE OFFSHORE II LTD See All Filings	D/A	2018-04-02 16:36:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001430918 Filed Document 0001430918-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:36:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Vista Real Estate Partners V, L.P. See All Filings	D	2018-04-02 16:30:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730979 Filed Document 0001730979-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:30:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PALO ALTO HEALTHCARE FUND II L P See All Filings	D/A	2018-04-02 16:30:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001366743 Filed Document 0001366743-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:30:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tracker Partners LP See All Filings	D/A	2018-04-02 16:26:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570764 Filed Document 0001570764-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:26:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PALO ALTO HEALTHCARE FUND LP See All Filings	D/A	2018-04-02 16:24:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001138165 Filed Document 0001138165-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:24:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Duke SE Holdings, INC See All Filings	D	2018-04-02 16:23:34 UTC
Amount To Be Raised $262,000 Associated Brokers / Dealers N/A CIK Number 0001736258 Filed Document 0001736258-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:23:34 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Equity
Nanotech Energy, Inc. See All Filings	D	2018-04-02 16:23:04 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Oberon Securities, LLC CIK Number 0001734319 Filed Document 0001734319-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:23:04 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Health Enterprise Partners III, L.P. See All Filings	D/A	2018-04-02 16:22:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702111 Filed Document 0001702111-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:22:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stodo Technologies LLC See All Filings	C	2018-04-02 16:22:43 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $106,248 CIK Number 0001728967 Filed Document 0001669191-18-000180 Accepted Date 2018-04-02 16:22:43 UTC Type of Offering C Security Offered Amount 58,824 Security Offered Type Common Stock State CONNECTICUT
Palo Alto Advanced Life Sciences Offshore Fund, Ltd. See All Filings	D/A	2018-04-02 16:22:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001636553 Filed Document 0001636553-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:22:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palo Alto Advanced Life Sciences Fund, L.P. See All Filings	D/A	2018-04-02 16:21:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001503176 Filed Document 0001503176-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:21:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orbis Health Solutions, LLC See All Filings	D	2018-04-02 16:19:56 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001475823 Filed Document 0001475823-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:19:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
480 Holdings Ltd LLC See All Filings	D	2018-04-02 16:19:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673724 Filed Document 0001673724-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:19:39 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
MICRO CAP PARTNERS L P See All Filings	D/A	2018-04-02 16:19:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC CIK Number 0000941712 Filed Document 0000941712-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:19:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lagunita, Ltd. See All Filings	D/A	2018-04-02 16:18:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC CIK Number 0001605896 Filed Document 0001605896-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:18:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spinal Singularity, Inc. See All Filings	D	2018-04-02 16:15:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001717150 Filed Document 0001717150-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:15:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lagunita, LP See All Filings	D/A	2018-04-02 16:13:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC CIK Number 0001612446 Filed Document 0001612446-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:13:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
nFusz, Inc. See All Filings	D	2018-04-02 16:05:40 UTC
Amount To Be Raised $368,000 Associated Brokers / Dealers N/A CIK Number 0001566610 Filed Document 0001493152-18-004467 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:05:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RT IC Investment III LLC See All Filings	D	2018-04-02 16:03:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735350 Filed Document 0001735350-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:03:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cavendish Investment Partners LP See All Filings	D/A	2018-04-02 16:01:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640047 Filed Document 0001640047-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:01:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buen Vivir Fund, LLC See All Filings	D/A	2018-04-02 16:00:09 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001731160 Filed Document 0001731160-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-02 16:00:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commerce Street Keefe Ventures Fund IV, LP See All Filings	D	2018-04-02 15:57:12 UTC
Amount To Be Raised $23,105,264 Associated Brokers / Dealers N/A CIK Number 0001736268 Filed Document 0001736268-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 15:57:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knightsbridge C, LP See All Filings	D	2018-04-02 15:56:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735284 Filed Document 0001735295-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 15:56:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impact Venture Capital I, L.P. See All Filings	D/A	2018-04-02 15:50:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685775 Filed Document 0001685775-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 15:50:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Voip-pal.com Inc See All Filings	D	2018-04-02 15:45:41 UTC
Amount To Be Raised $2,015,055 Associated Brokers / Dealers N/A CIK Number 0001410738 Filed Document 0001580695-18-000174 Exclusions or Exemptions 506b Accepted Date 2018-04-02 15:45:41 UTC Type of Offering D Industry Telecommunications Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
GRADALIS, INC. See All Filings	D	2018-04-02 15:39:15 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001457915 Filed Document 0001457915-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-04-02 15:39:15 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blocklink Opportunities I, LP See All Filings	D/A	2018-04-02 15:32:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723053 Filed Document 0001723053-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-02 15:32:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund