Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AEI Net Lease Portfolio IX DST See All Filings	D	2018-05-10 14:57:42 UTC
Amount To Be Raised $22,993,000 Associated Brokers / Dealers American Portfolios Financial Service, Inc., McDermott Investment Services, LLC, and Wealthforge Securities, LLC CIK Number 0001736671 Filed Document 0001736671-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 14:57:42 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
iConsumer Corp. See All Filings	1-A/A	2018-05-10 14:57:14 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001652350 Filed Document 0001144204-18-027040 Accepted Date 2018-05-10 14:57:14 UTC Type of Offering 1-A/A Industry SERVICES-PERSONAL SERVICES Offering Tier Tier2 Principal Place of Business DELAWARE Revenue or Assets $416,435 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Lola Development, LLC See All Filings	D/A	2018-05-10 14:50:17 UTC
Amount To Be Raised $9,333,333 Associated Brokers / Dealers N/A CIK Number 0001711216 Filed Document 0001572027-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-10 14:50:17 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Buoy Labs, Inc. See All Filings	D	2018-05-10 14:47:46 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001670111 Filed Document 0001670111-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 14:47:46 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
DIRNAD II FUND LP See All Filings	D/A	2018-05-10 14:46:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620754 Filed Document 0001405086-18-000081 Exclusions or Exemptions 506b Accepted Date 2018-05-10 14:46:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
U.S. Venture Partners XII, L.P. See All Filings	D/A	2018-05-10 14:43:05 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Olaf Neubert CIK Number 0001734819 Filed Document 0001734819-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 14:43:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
U S HealthVest, LLC See All Filings	D	2018-05-10 14:41:10 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001572027 Filed Document 0001572027-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 14:41:10 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GTxcel, Inc. See All Filings	D/A	2018-05-10 14:34:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474099 Filed Document 0001474099-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 14:34:31 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PANGAEA VENTURES FUND IV (DELAWARE), L.P. See All Filings	D	2018-05-10 14:30:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740005 Filed Document 0001740005-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 14:30:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LexSet.ai LLC See All Filings	D	2018-05-10 14:29:27 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001739746 Filed Document 0001739746-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 14:29:27 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Marina Resort Investors, L.P. See All Filings	D/A	2018-05-10 14:24:30 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001721756 Filed Document 0001721756-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 14:24:30 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
SI Silicon Beach Hotel, LP See All Filings	D	2018-05-10 14:22:17 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001740250 Filed Document 0001740250-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 14:22:17 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GLAXIS GLOBAL PARTNERS II LP See All Filings	D/A	2018-05-10 14:17:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318600 Filed Document 0001318600-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 14:17:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Ideoclick Inc. See All Filings	D	2018-05-10 14:07:54 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001706304 Filed Document 0001706304-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 14:07:54 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Checkerspot, Inc. See All Filings	D	2018-05-10 14:07:48 UTC
Amount To Be Raised $6,454,059 Associated Brokers / Dealers N/A CIK Number 0001739806 Filed Document 0001739806-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 14:07:48 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cricket Media, Inc. See All Filings	D	2018-05-10 14:06:02 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001739066 Filed Document 0001739066-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 14:06:02 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN INTERNATIONAL SMALL CAP FUND See All Filings	D/A	2018-05-10 14:05:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001253769 Filed Document 0001253769-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 14:05:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLAXIS GLOBAL PARTNERS I LP See All Filings	D/A	2018-05-10 14:02:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318599 Filed Document 0001318599-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 14:02:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
In2Books, Inc. See All Filings	D	2018-05-10 13:58:31 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001739145 Filed Document 0001739145-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 13:58:31 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Knowledge Network Project LLC See All Filings	D	2018-05-10 13:52:22 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001738346 Filed Document 0001738346-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 13:52:22 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN GLOBAL LEVERAGED MARKET NEUTRAL FUND See All Filings	D/A	2018-05-10 13:51:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001560197 Filed Document 0001560197-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 13:51:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foundation Technology Worldwide LLC See All Filings	D/A	2018-05-10 13:47:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703470 Filed Document 0001703470-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 13:47:34 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GotIt! Inc. See All Filings	D	2018-05-10 13:41:04 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001567776 Filed Document 0001738346-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 13:41:04 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
RCP Secondary Opportunity Fund III, LP See All Filings	D/A	2018-05-10 13:40:29 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers PTP Securities, LLC CIK Number 0001719292 Filed Document 0001719292-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 13:40:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Scalyr, Inc. See All Filings	D	2018-05-10 13:37:03 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001723933 Filed Document 0001723933-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 13:37:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Motive Capital Fund I-A, LP See All Filings	D/A	2018-05-10 13:36:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Riverstone Capital Services LLC CIK Number 0001706268 Filed Document 0001706309-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-10 13:36:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Upbound, Inc. See All Filings	D	2018-05-10 13:36:13 UTC
Amount To Be Raised $8,999,992 Associated Brokers / Dealers N/A CIK Number 0001739946 Filed Document 0001739946-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-10 13:36:13 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NFP Ultimate Holdings, LLC See All Filings	D	2018-05-10 13:31:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699176 Filed Document 0001699176-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 13:31:10 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Franklin Blackhorse,L.P. See All Filings	D	2018-05-10 13:31:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services CIK Number 0001734675 Filed Document 0001734675-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 13:31:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Motive Capital Fund I-B, LP See All Filings	D/A	2018-05-10 13:25:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Riverstone Capital Services LLC CIK Number 0001706309 Filed Document 0001706309-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 13:25:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NarrativeDx Inc. See All Filings	D	2018-05-10 13:24:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001649092 Filed Document 0001649092-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 13:24:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Inhibrx, Inc. See All Filings	D	2018-05-10 13:17:13 UTC
Amount To Be Raised $410,000,006 Associated Brokers / Dealers N/A CIK Number 0001739614 Filed Document 0001739614-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 13:17:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Buffalo Signal LLC See All Filings	D	2018-05-10 13:11:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739984 Filed Document 0001739984-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 13:11:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BCSSA Offshore Feeder Fund, Ltd. See All Filings	D/A	2018-05-10 13:08:44 UTC
Amount To Be Raised $15,600,000 Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001739373 Filed Document 0001739373-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 13:08:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Random Forest Capital, LP See All Filings	D/A	2018-05-10 13:01:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681813 Filed Document 0001681813-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 13:01:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AgilVax, Inc. See All Filings	D	2018-05-10 12:55:58 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001610522 Filed Document 0001610522-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-10 12:55:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ProdTo Group Inc. See All Filings	D	2018-05-10 12:53:49 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001739789 Filed Document 0001739789-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 12:53:49 UTC Type of Offering D Industry Other Principal Place of Business PORTUGAL Revenue or Assets $No Revenues Type of Security Debt
Frozen Harvest Intelligence, Inc. See All Filings	D	2018-05-10 12:49:44 UTC
Amount To Be Raised $1,307,250 Associated Brokers / Dealers N/A CIK Number 0001740267 Filed Document 0001740267-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 12:49:44 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
IronChain MiX10 Partners LP See All Filings	D	2018-05-10 12:45:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738962 Filed Document 0001738962-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 12:45:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tourbillon Global Equities, Ltd See All Filings	D/A	2018-05-10 12:43:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565550 Filed Document 0001565550-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 12:43:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fresnel Software Corp See All Filings	D	2018-05-10 12:38:32 UTC
Amount To Be Raised $778,817 Associated Brokers / Dealers N/A CIK Number 0001738297 Filed Document 0001738297-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 12:38:32 UTC Type of Offering D Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Tourbillon Global Equities, LLC See All Filings	D/A	2018-05-10 12:31:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565505 Filed Document 0001565505-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 12:31:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VINE Holdings, LLC See All Filings	D	2018-05-10 12:27:31 UTC
Amount To Be Raised $1,385,000 Associated Brokers / Dealers N/A CIK Number 0001740202 Filed Document 0001740202-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 12:27:31 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT INVESTORS CREDIT II, LLC See All Filings	D	2018-05-10 12:18:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619526 Filed Document 0001619526-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 12:18:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT INVESTORS GE IX/VC IV, LLC See All Filings	D	2018-05-10 12:17:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654074 Filed Document 0001654074-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 12:17:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tourbillon Global Long Alpha Fund, Ltd. See All Filings	D/A	2018-05-10 12:11:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646004 Filed Document 0001646004-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 12:11:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PATRIOT FINANCIAL PARTNERS III, L.P. See All Filings	D/A	2018-05-10 12:00:35 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Stanwich Advisors LLC CIK Number 0001703298 Filed Document 0001703298-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-10 12:00:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 206 See All Filings	D	2018-05-10 11:59:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001739939 Filed Document 0001739939-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 11:59:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NFP Ultimate Holdings, LLC See All Filings	D/A	2018-05-10 11:57:11 UTC
Amount To Be Raised $801,554,239 Associated Brokers / Dealers N/A CIK Number 0001699176 Filed Document 0001699176-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 11:57:11 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tourbillon Global Long Alpha Fund, LLC See All Filings	D/A	2018-05-10 11:54:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645843 Filed Document 0001645843-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 11:54:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund