Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Highpoint Luma WPB, LLC See All Filings	D	2016-06-29 12:09:25 UTC
Amount To Be Raised $4,473,930 Associated Brokers / Dealers Patrick Sullivan CIK Number 0001678374 Filed Document 0001678374-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-29 12:09:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
MV Liquidity Fund XXXVII LLC See All Filings	D/A	2016-06-29 12:07:09 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace CIK Number 0001674129 Filed Document 0001674129-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-29 12:07:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
GHO Capital Fund I LP See All Filings	D/A	2016-06-29 12:05:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001646537 Filed Document 0001646537-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-29 12:05:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Noyes SteadyServ Investment Fund, LLC See All Filings	D/A	2016-06-29 12:03:22 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers James R Kirchner CIK Number 0001673308 Filed Document 0001673308-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-29 12:03:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Progyny, Inc. See All Filings	D	2016-06-29 11:58:43 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001551306 Filed Document 0001551306-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-29 11:58:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LeaseAccelerator, Inc. See All Filings	D	2016-06-29 11:57:45 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001643570 Filed Document 0001643570-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-29 11:57:45 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
L'oca D'oro, LLC See All Filings	D	2016-06-29 11:52:48 UTC
Amount To Be Raised $665,000 Associated Brokers / Dealers N/A CIK Number 0001644437 Filed Document 0001644437-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-29 11:52:48 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AMELIE, THE MUSICAL, Ltd LIABILITY Co See All Filings	D	2016-06-29 11:51:43 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001677209 Filed Document 0001677209-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-29 11:51:43 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
PUBLIC SERVICE CO OF NORTH CAROLINA INC See All Filings	D	2016-06-29 11:51:42 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Mizuho Bank (USA) CIK Number 0000081025 Filed Document 0000081025-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-29 11:51:42 UTC Type of Offering D Industry Oil and Gas Principal Place of Business SOUTH CAROLINA Revenue or Assets $Over $100,000,000 Type of Security Debt
MV Startup Fund XXXIII LLC See All Filings	D/A	2016-06-29 11:51:08 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001668146 Filed Document 0001668146-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-29 11:51:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
OHCP III PL COI, L.P. See All Filings	D	2016-06-29 11:50:39 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001678428 Filed Document 0000950142-16-003988 Exclusions or Exemptions 506b Accepted Date 2016-06-29 11:50:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aeon Life Sciences Fund I, LLC See All Filings	D	2016-06-29 11:49:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Unk CIK Number 0001678055 Filed Document 0001678055-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-29 11:49:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Equity
CoastEdge Arclight VI, LLC See All Filings	D/A	2016-06-29 11:48:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639355 Filed Document 0001639355-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-29 11:48:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SGC PARTNERS, LLC See All Filings	D	2016-06-29 11:47:28 UTC
Amount To Be Raised $2,075,000 Associated Brokers / Dealers N/A CIK Number 0001678479 Filed Document 0001678479-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-29 11:47:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
THL Credit Select Series - CLO Equity Fund LP See All Filings	D	2016-06-29 11:39:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677414 Filed Document 0000945621-16-000642 Exclusions or Exemptions 506b Accepted Date 2016-06-29 11:39:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ROYSTONE CAPITAL OFFSHORE FUND LTD. See All Filings	D/A	2016-06-29 11:12:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574464 Filed Document 0000919574-16-013863 Exclusions or Exemptions 506b Accepted Date 2016-06-29 11:12:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lead Edge Partners Opportunity X, LP See All Filings	D	2016-06-29 11:05:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677622 Filed Document 0001677622-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-29 11:05:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wisconsin Reinsurance Corp See All Filings	D	2016-06-29 11:00:18 UTC
Amount To Be Raised $11,744,000 Associated Brokers / Dealers N/A CIK Number 0001526212 Filed Document 0001526212-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-29 11:00:18 UTC Type of Offering D Industry Insurance Principal Place of Business WISCONSIN Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Shearwater Offshore Ltd. See All Filings	D/A	2016-06-29 10:59:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611136 Filed Document 0001677909-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-29 10:59:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQT Mid Market Europe (No.2) Feeder Limited Partnership See All Filings	D	2016-06-29 10:54:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678146 Filed Document 0001678146-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-29 10:54:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shearwater Onshore LLC See All Filings	D/A	2016-06-29 10:53:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611135 Filed Document 0001677909-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-29 10:53:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQT Mid Market Europe (No.1) Feeder Limited Partnership See All Filings	D	2016-06-29 10:38:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678143 Filed Document 0001678143-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-29 10:38:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMBOTICS Corp See All Filings	D	2016-06-29 10:34:01 UTC
Amount To Be Raised $12,099,999 Associated Brokers / Dealers N/A CIK Number 0001678317 Filed Document 0001678317-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-29 10:34:01 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TradeWind Markets, Inc. See All Filings	D	2016-06-29 10:20:35 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001677858 Filed Document 0001231919-16-000048 Exclusions or Exemptions 506b Accepted Date 2016-06-29 10:20:35 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LITTLE HARBOR GLOBAL TRADING COMPOSITE FUND, L.P. See All Filings	D	2016-06-29 10:19:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678425 Filed Document 0001678425-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-29 10:19:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FamilyID, Inc. See All Filings	D	2016-06-29 10:12:57 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001507328 Filed Document 0001507328-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-29 10:12:57 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cross River Partners LP See All Filings	D/A	2016-06-29 10:03:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard Lloyd Hillson, Robert F. Rieger, Darrell Habben Jr., and Robert Alfred Hering CIK Number 0001362224 Filed Document 0000919574-16-013860 Exclusions or Exemptions 506b Accepted Date 2016-06-29 10:03:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Porter Basin Multi-Well #2 Joint Venture See All Filings	D	2016-06-29 10:02:16 UTC
Amount To Be Raised $1,624,000 Associated Brokers / Dealers N/A CIK Number 0001677492 Filed Document 0001354488-16-007919 Exclusions or Exemptions 506b Accepted Date 2016-06-29 10:02:16 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Brixton Metals Corp See All Filings	D	2016-06-29 09:58:08 UTC
Amount To Be Raised $2,641,319 Associated Brokers / Dealers N/A CIK Number 0001548958 Filed Document 0001548958-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-29 09:58:08 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Arel Denver III LP See All Filings	D	2016-06-29 09:54:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676657 Filed Document 0000902664-16-007468 Exclusions or Exemptions 506b Accepted Date 2016-06-29 09:54:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LITTLE HARBOR GLOBAL TRADING COMPOSITE MASTER FUND (CAYMAN) SPC See All Filings	D	2016-06-29 09:52:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678330 Filed Document 0001678330-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-29 09:52:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prescriber's Choice, Inc. See All Filings	D	2016-06-29 09:21:35 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001678126 Filed Document 0001678126-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-06-29 09:21:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 145 See All Filings	D	2016-06-29 09:08:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Niagara International Capital Limited CIK Number 0001678303 Filed Document 0001678303-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-29 09:08:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Treatment.com Inc. See All Filings	D	2016-06-29 09:06:28 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001676600 Filed Document 0001209191-16-129980 Exclusions or Exemptions 506b Accepted Date 2016-06-29 09:06:28 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
ACD LLC See All Filings	D	2016-06-29 09:01:36 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001678412 Filed Document 0001678412-16-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2016-06-29 09:01:36 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Incrowd Alabama Fund I, LLC See All Filings	D	2016-06-29 08:54:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669768 Filed Document 0001669768-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-29 08:54:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Welton Global Quantitative Equity Fund LLC See All Filings	D/A	2016-06-28 21:36:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646340 Filed Document 0001646340-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-28 21:36:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bullet Biotechnology, Inc. See All Filings	D	2016-06-28 21:26:36 UTC
Amount To Be Raised $1,441,666 Associated Brokers / Dealers N/A CIK Number 0001539978 Filed Document 0001539978-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-28 21:26:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Fluorofinder, LLC See All Filings	D	2016-06-28 21:00:17 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001609535 Filed Document 0001609535-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-28 21:00:17 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Paint Rock Investors, LLC See All Filings	D	2016-06-28 20:10:34 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001678173 Filed Document 0001678171-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-06-28 20:10:34 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Paint Rock, LLC See All Filings	D	2016-06-28 20:09:21 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001678171 Filed Document 0001678171-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-06-28 20:09:21 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Roaring Fork Energy Fund 2014-I, LP See All Filings	D/A	2016-06-28 19:54:24 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001614228 Filed Document 0001614228-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-28 19:54:24 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
MESHIFY, INC. See All Filings	D/A	2016-06-28 19:48:58 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001595850 Filed Document 0001595850-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-28 19:48:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Sunny Frog Oil LLC See All Filings	D	2016-06-28 19:41:40 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001676920 Filed Document 0001676920-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-28 19:41:40 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cartogram Inc. See All Filings	D	2016-06-28 19:33:54 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001651539 Filed Document 0001651539-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-28 19:33:54 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vaerus Urban Lifestyles Fund II, LLC See All Filings	D	2016-06-28 18:56:57 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Swiftsure Securities LLC CIK Number 0001677285 Filed Document 0001677285-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-28 18:56:57 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MX GOLD CORP. See All Filings	D	2016-06-28 18:47:11 UTC
Amount To Be Raised $308,444 Associated Brokers / Dealers N/A CIK Number 0001613186 Filed Document 0001085037-16-000298 Exclusions or Exemptions 506b Accepted Date 2016-06-28 18:47:11 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Imeon Investment Fund, LP See All Filings	D/A	2016-06-28 18:44:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611480 Filed Document 0001611480-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-28 18:44:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
100 West 93rd Street Investors LP See All Filings	D	2016-06-28 18:41:25 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers No Sales Compensation CIK Number 0001677628 Filed Document 0001677628-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-28 18:41:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Gordian Capital Strategies, LP See All Filings	D/A	2016-06-28 17:47:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553412 Filed Document 0001553412-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-28 17:47:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund