Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Nimbus Weather Fund LP See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001347971 Filed Document 0001347971-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
MFS International Concentrated Equity LLC See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546554 Filed Document 0001654031-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Osprey Investment Partners, L.P See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597390 Filed Document 0001597390-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
114 REIT LP See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Christopher Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001665218 Filed Document 0001665218-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Morris Global Strategies (Cayman), Ltd. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484302 Filed Document 0001484302-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Secquaero ILS Fund Ltd. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565659 Filed Document 0001565659-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Element Rock, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $4,993,696 Associated Brokers / Dealers N/A CIK Number 0001664175 Filed Document 0001664175-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Other
SOUTH GEORGIA EQUITY INCOME FUND LP See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509939 Filed Document 0001600219-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuro-ID, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001641540 Filed Document 0001641540-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Brand Rock Investments, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $2,981,700 Associated Brokers / Dealers N/A CIK Number 0001664253 Filed Document 0001664253-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Other
Duck Farm, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $2,806,046 Associated Brokers / Dealers N/A CIK Number 0001664196 Filed Document 0001665065-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Other
Innovation X Holdings, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $230,000,000 Associated Brokers / Dealers National Securities Corp. CIK Number 0001663167 Filed Document 0001663167-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sun Clinical Laboratory, LLC - Series 9 See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $24,000 Associated Brokers / Dealers N/A CIK Number 0001652663 Filed Document 0001652663-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Clarion Partners Management LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $146,000,000 Associated Brokers / Dealers N/A CIK Number 0001665332 Filed Document 0001665332-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IRON CATASTROPHE FUND, L.P. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001474572 Filed Document 0001474572-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Sageview Capital Partners II (Onshore), L.P. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers M2O Private Fund Advisors LLC CIK Number 0001647247 Filed Document 0000950142-16-002886 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SMG WAIKOLOA PARTNERS LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648495 Filed Document 0001648495-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 100, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $2,089,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001643791 Filed Document 0001643791-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Vestorly, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $4,126,378 Associated Brokers / Dealers N/A CIK Number 0001617575 Filed Document 0001617575-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KGT Strategic Private Investments, L.P. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664969 Filed Document 0001664966-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Catch of LA Operating Co LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001665172 Filed Document 0001665172-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Spruceview Opportunity Fund: European Income & Value, LP See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001664566 Filed Document 0001140361-16-048952 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cason Investments, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $3,174,616 Associated Brokers / Dealers N/A CIK Number 0001664254 Filed Document 0001664254-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Other
Falcon Sovereign, LP See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598238 Filed Document 0000902664-16-005099 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KAIROS CATASTROPHE FUND L.P. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467861 Filed Document 0001467861-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Bitnomial, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001665122 Filed Document 0001665122-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
GoldenREIT LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001665134 Filed Document 0000902664-16-005194 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HARBOUR HOLDINGS LTD. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PERINVEST (UK) LIMITED and ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES LLC CIK Number 0001124725 Filed Document 0001124725-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
RoyalCap Value Fund, Ltd. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414063 Filed Document 0001315863-16-001068 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRE-2014 SE Hotel REIT Member, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001665342 Filed Document 0001665342-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Capital Parallel Fund II-B, L.P. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001665245 Filed Document 0001665245-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Niki Akron, LP See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $1,120,000 Associated Brokers / Dealers N/A CIK Number 0001665369 Filed Document 0001665369-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LEP III Investment Inc. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised $39,500,000 Associated Brokers / Dealers N/A CIK Number 0001654023 Filed Document 0001654023-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
White Sands Pharma LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $12,100,000 Associated Brokers / Dealers N/A CIK Number 0001662539 Filed Document 0001662539-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
Black Diamond Energy Sector, L.P. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631889 Filed Document 0000945621-16-000380 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VERDE ALPHA FUND, LTD. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559611 Filed Document 0001559611-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Chalkstream Investment Fund (International), Ltd. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341755 Filed Document 0000902664-16-005101 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SOUTH GEORGIA PARTNERS, LP See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494929 Filed Document 0001600219-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAPS Hawaii One LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001665157 Filed Document 0001665157-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business KOREA, REPUBLIC OF Revenue or Assets Decline to Disclose Type of Security Equity
Nimbus Weather Fund Ltd See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KKR Capital Markets, LLC CIK Number 0001347885 Filed Document 0001347885-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Garner Farms Investments, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $2,101,600 Associated Brokers / Dealers N/A CIK Number 0001664244 Filed Document 0001664244-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Other
KPZ, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665285 Filed Document 0001665284-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
RM MANHATTAN LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664497 Filed Document 0001664497-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Clay Capital Partners LP See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544865 Filed Document 0000919574-16-009672 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Sport Thread LLC See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001624097 Filed Document 0001417317-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Hawkers Growth Fund I, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001665078 Filed Document 0001665078-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Alta SP-1 a Segregated Portfolio of Mesirow Portfolio Access Fund SPC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664739 Filed Document 0001664739-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ONYX CATASTROPHE FUND LTD See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370064 Filed Document 0001370064-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
SOLON CAPITAL LTD See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439861 Filed Document 0001439861-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MFS Global Equity LLC See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530828 Filed Document 0001654031-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund