Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BIOWAVE CORP See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $1,564,429 Associated Brokers / Dealers N/A CIK Number 0001144161 Filed Document 0001144161-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TROUBH PARTNERS LP See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001166212 Filed Document 0001166212-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
F&C Commingled Fund II Ltd See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487217 Filed Document 0000945621-16-000381 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Equity
B.B.B. Plaza Outparcel GP, Ltd. See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $22,500 Associated Brokers / Dealers N/A CIK Number 0001665278 Filed Document 0001665278-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Everspring Inc. See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $27,500,000 Associated Brokers / Dealers N/A CIK Number 0001589306 Filed Document 0001665063-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GlobeFlex Emerging Markets Small Cap, L.P. See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000925056 Filed Document 0000925056-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCI Micro Healthcare Partners, L.P. See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566734 Filed Document 0000902664-16-005140 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Quantitative Tactical Aggressive Fund II LLC See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566704 Filed Document 0001315863-16-001074 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4Tech, Inc. See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised $28,852,767 Associated Brokers / Dealers HitherLane Partners, LLC CIK Number 0001537672 Filed Document 0001140361-16-049688 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GlobeFlex International All Cap Commingled Trust a Ser of GlobeFlex Commingled TR See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394518 Filed Document 0001394518-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProMed Investment Holdings, LLC See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001665044 Filed Document 0001042167-16-000198 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TTC MASTER LP FUND LP See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458707 Filed Document 0001458707-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
DREAM CAPITAL PARTNERS, L.P. See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649035 Filed Document 0001649035-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Equity
METRO EAST VALLEY REIT, LLC See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $58,000 Associated Brokers / Dealers FIRST LIBERTIES SECURITIES, INC. DBA FIRST LIBERTIES FINANCIAL CIK Number 0001662864 Filed Document 0001662864-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Sola I See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Constellation Wealth Advisors LLC and Watermill Institutional Trading LLC CIK Number 0001421751 Filed Document 0000902664-16-005133 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Systematica BlueTrend Fund L.P. See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. (acting through Barclays Wealth), Deutsche Bank Securities Inc., and Wells Fargo & Company CIK Number 0001440344 Filed Document 0001315863-16-001079 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Creciente Global Equity Fund, LP See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630092 Filed Document 0001461373-16-000061 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Mercedes-Benz Financial Services USA LLC See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001540252 Filed Document 0001540252-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MICHIGAN Revenue or Assets $Over $100,000,000 Type of Security Debt
Islands Media, Inc. See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001665393 Filed Document 0001665393-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bioceptive, Inc. See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001527900 Filed Document 0001527900-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Advent International GPE VIII-F Limited Partnership See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664584 Filed Document 0001664596-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTERVALA HOLDINGS, LLC See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001664395 Filed Document 0001664395-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Advent International GPE VIII-A Limited Partnership See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664594 Filed Document 0001664596-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontier Permo Fund, LLC See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665463 Filed Document 0001665463-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
RAYMOND JAMES CALIFORNIA HOUSING OPPORTUNITIES FUND V L.L.C. See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers Raymond James Tax Credit Funds, Inc. and Aline Rose Lavelle CIK Number 0001661337 Filed Document 0001661337-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Zero Motorcycles Inc See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $411,276 Associated Brokers / Dealers N/A CIK Number 0001414496 Filed Document 0001414496-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Eagle EM Dividend Fund, LP See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561955 Filed Document 0001561955-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diligence IT, Inc. See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001665341 Filed Document 0001665341-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Volley Labs, Inc. See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001665058 Filed Document 0001665058-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BHD Silver Partnerships LLC See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001661557 Filed Document 0001661557-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tarveda Therapeutics, Inc. See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $38,000,000 Associated Brokers / Dealers MTS Securities, LLC CIK Number 0001528747 Filed Document 0001528747-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HEMOSHEAR THERAPEUTICS, LLC See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001442720 Filed Document 0001442720-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ICG Strategic Secondaries Fund II LP See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664706 Filed Document 0001664706-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BONAVENTURE INVESTMENTS LP See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers White Mountain Capital, LLC CIK Number 0001142066 Filed Document 0001142066-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Los Angeles Ale Works, LLC See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers None CIK Number 0001582335 Filed Document 0001582335-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
A. Maxwell Eliscu 2012 Family Trust, created under agreement dated July 20, 2012 See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001665101 Filed Document 0000897069-16-000628 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Senet Partners LP See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632488 Filed Document 0000919574-16-009692 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COLEMAN VILLAGE REIT, LLC See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $58,000 Associated Brokers / Dealers FIRST LIBERTIES SECURITIES, INC. DBA FIRST LIBERTIES FINANCIAL CIK Number 0001662866 Filed Document 0001662866-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
PEPF COURTS AT SPRING MILL REIT, LLC See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $58,000 Associated Brokers / Dealers FIRST LIBERTIES SECURITIES, INC. DBA FIRST LIBERTIES FINANCIAL CIK Number 0001662847 Filed Document 0001662847-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
TTC Multi-Strategy Fund QP, LP See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452337 Filed Document 0001458707-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $Over $100,000,000 Type of Security Equity
AFG Investment Partners LP See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001186961 Filed Document 0000919574-16-009696 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CASTLE HILL TOTAL RETURN FUND LTD See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483538 Filed Document 0001012975-16-000940 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ML Winton FuturesAccess LLC See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001309136 Filed Document 0001309136-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCW Energy Group Ltd See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $2,887,488 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001183740-16-000291 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Sangha Inc. See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001664605 Filed Document 0001664605-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Systematica BlueMatrix Fund Ltd See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465742 Filed Document 0001315863-16-001070 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arbco Partners L P See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321620 Filed Document 0001665063-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GBB Hospitality Group, LLC See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001594220 Filed Document 0001594220-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Integrity Healthcare Propco, LLC See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001663603 Filed Document 0001315863-16-001075 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Property Partners F.1 L.P. See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NH Investment & Securities Co., Ltd., Park Hill Group LLC, and Compass Group Global Advisors S.A. CIK Number 0001623756 Filed Document 0001623756-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund