Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ChargePoint, Inc. See All Filings	D/A	2016-07-07 19:45:22 UTC
Amount To Be Raised $59,000,000 Associated Brokers / Dealers N/A CIK Number 0001458075 Filed Document 0001458075-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 19:45:22 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Innovative Travel Technologies, Inc. See All Filings	D/A	2016-07-07 19:18:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627151 Filed Document 0001627151-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 19:18:03 UTC Type of Offering D/A Industry Other Travel Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
sympl inc. See All Filings	D/A	2016-07-07 18:45:59 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001648335 Filed Document 0001648335-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-07 18:45:59 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Altair Senior Housing Fund II (AEW), LLC See All Filings	D/A	2016-07-07 18:45:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001672454 Filed Document 0001144204-16-112072 Exclusions or Exemptions 506b Accepted Date 2016-07-07 18:45:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fireman Brewery Holdings II LP See All Filings	D	2016-07-07 18:09:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Rose, Jonathan Greene, Andre McClure, Chet Hollister, and Jacque Kugler CIK Number 0001674907 Filed Document 0000914760-16-000445 Exclusions or Exemptions 506b Accepted Date 2016-07-07 18:09:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Alliant Tax Credit Fund 85, Ltd. See All Filings	D	2016-07-07 18:08:23 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Alliant Equity Investments, LLC, Merrill Lynch, Pierce, Fenner & Smith, Inc., and Compass Securities Corporation CIK Number 0001679081 Filed Document 0001679081-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 18:08:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAST VACATION PARTNERS, INC. See All Filings	D	2016-07-07 18:04:14 UTC
Amount To Be Raised $19,250 Associated Brokers / Dealers N/A CIK Number 0001542857 Filed Document 0001542857-16-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2016-07-07 18:04:14 UTC Type of Offering D Industry Other Travel Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Icagen, Inc. See All Filings	D	2016-07-07 17:48:54 UTC
Amount To Be Raised $1,145,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001518520 Filed Document 0001213900-16-014819 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:48:54 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Toro Oil & Gas Ltd. See All Filings	D	2016-07-07 17:45:01 UTC
Amount To Be Raised $427,168 Associated Brokers / Dealers Altacorp Capital (USA) Inc. CIK Number 0001622410 Filed Document 0001622410-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:45:01 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 40 See All Filings	D	2016-07-07 17:37:01 UTC
Amount To Be Raised $200,006 Associated Brokers / Dealers Shriram Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001678965 Filed Document 0001678965-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:37:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 39 See All Filings	D	2016-07-07 17:34:52 UTC
Amount To Be Raised $239,994 Associated Brokers / Dealers Shriram Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001678963 Filed Document 0001678963-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:34:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BELLHAVEN COPPER & GOLD INC See All Filings	D	2016-07-07 17:34:36 UTC
Amount To Be Raised $318,578 Associated Brokers / Dealers N/A CIK Number 0001413622 Filed Document 0001183740-16-000388 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:34:36 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund, LLC - Series 37 See All Filings	D	2016-07-07 17:32:30 UTC
Amount To Be Raised $319,936 Associated Brokers / Dealers Shriram Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001678962 Filed Document 0001678962-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:32:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LILIS ENERGY, INC. See All Filings	D	2016-07-07 17:29:13 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers T.R. Winston & Company, LLC CIK Number 0001437557 Filed Document 0001144204-16-112042 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:29:13 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Moneta Ventures Fund II, L.P. See All Filings	D	2016-07-07 17:26:06 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001678636 Filed Document 0001678636-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:26:06 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund VIII, LLC See All Filings	D/A	2016-07-07 17:26:01 UTC
Amount To Be Raised $20,811,193 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001670020 Filed Document 0001670020-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:26:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SeedInvest Holdings I, LLC, Chronos Series Only See All Filings	D	2016-07-07 17:24:51 UTC
Amount To Be Raised $85,000 Associated Brokers / Dealers N/A CIK Number 0001678980 Filed Document 0001678980-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:24:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-DYG-15-Fund, a series of AngelList-DrVc-Funds, LLC See All Filings	D	2016-07-07 17:22:29 UTC
Amount To Be Raised $240,500 Associated Brokers / Dealers N/A CIK Number 0001678920 Filed Document 0001678920-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:22:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scott Street Flats, LLC See All Filings	D	2016-07-07 17:21:27 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001679139 Filed Document 0001679139-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:21:27 UTC Type of Offering D Industry Commercial Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
A-SAZ-15-Fund, a series of AngelList-GD-Funds, LLC See All Filings	D	2016-07-07 17:19:56 UTC
Amount To Be Raised $239,000 Associated Brokers / Dealers N/A CIK Number 0001678919 Filed Document 0001678919-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:19:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eclipse Continuity Fund I, L.P. See All Filings	D	2016-07-07 17:19:07 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001675126 Filed Document 0001675126-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:19:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
A-AUE-12-Fund, a series of AX-JF-Funds, LLC See All Filings	D	2016-07-07 17:17:51 UTC
Amount To Be Raised $276,500 Associated Brokers / Dealers N/A CIK Number 0001678916 Filed Document 0001678916-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:17:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wildlife Defense Systems, Inc. See All Filings	D/A	2016-07-07 17:17:25 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers None CIK Number 0001675970 Filed Document 0001675970-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:17:25 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
TW-NHME Holdings Corp. See All Filings	D	2016-07-07 17:16:02 UTC
Amount To Be Raised $2,836,966 Associated Brokers / Dealers N/A CIK Number 0001649455 Filed Document 0001649455-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:16:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CSP Investments, Inc. See All Filings	D	2016-07-07 17:15:42 UTC
Amount To Be Raised $1,837,950 Associated Brokers / Dealers N/A CIK Number 0001470315 Filed Document 0001470315-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:15:42 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Eclipse Fund II, L.P. See All Filings	D	2016-07-07 17:12:39 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers N/A CIK Number 0001675131 Filed Document 0001675131-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:12:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HAYMAN CAPITAL PARTNERS L P See All Filings	D/A	2016-07-07 17:06:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001357016 Filed Document 0001357058-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:06:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
8VC Entrepreneurs Fund I, L.P. See All Filings	D	2016-07-07 17:00:50 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001678429 Filed Document 0001678429-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:00:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
STATE BANK FINANCIAL CORP See All Filings	D/A	2016-07-07 16:59:18 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001497275 Filed Document 0001497275-16-000228 Exclusions or Exemptions 504 and 506b Accepted Date 2016-07-07 16:59:18 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
HAYMAN CAPITAL OFFSHORE PARTNERS L P See All Filings	D/A	2016-07-07 16:56:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001357058 Filed Document 0001357058-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:56:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Ascendant Diagnostics LLC See All Filings	D	2016-07-07 16:56:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers NONE CIK Number 0001673361 Filed Document 0001673361-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:56:27 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
ASP Partners US SMB LP See All Filings	D	2016-07-07 16:52:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645604 Filed Document 0001645604-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:52:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Northwest Analytics, Inc. See All Filings	D	2016-07-07 16:52:18 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001614413 Filed Document 0001461859-16-000028 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:52:18 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
Lombard International Life Assurance Co Separate Account VA 144 See All Filings	D	2016-07-07 16:48:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001677028 Filed Document 0001677028-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:48:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Della Parola Partners, LP See All Filings	D/A	2016-07-07 16:47:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640290 Filed Document 0001640290-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:47:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
People Power Co See All Filings	D	2016-07-07 16:47:17 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001475437 Filed Document 0001475437-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:47:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Adams Street US SMB Fund LP See All Filings	D	2016-07-07 16:47:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642631 Filed Document 0001642631-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:47:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
A-OGO-13-Fund, a series of AngelList Funds, LLC See All Filings	D	2016-07-07 16:47:09 UTC
Amount To Be Raised $788,499 Associated Brokers / Dealers N/A CIK Number 0001678913 Filed Document 0001678913-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:47:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Veritable LPC Partners, L.P. See All Filings	D/A	2016-07-07 16:46:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646980 Filed Document 0001646980-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:46:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Della Parola Partners Offshore, Ltd See All Filings	D/A	2016-07-07 16:46:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640289 Filed Document 0001640289-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:46:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ESCHATON OPPORTUNITIES FUND II LP See All Filings	D	2016-07-07 16:46:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678483 Filed Document 0001678483-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:46:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AG Growth Capital Partners I Annex Fund, L.P. See All Filings	D/A	2016-07-07 16:45:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594638 Filed Document 0001594638-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:45:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESCHATON OPPORTUNITIES FUND I LP See All Filings	D	2016-07-07 16:45:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678485 Filed Document 0001678485-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:45:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OPTCAPITAL LLC See All Filings	D/A	2016-07-07 16:42:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Optsecurities, LLC CIK Number 0001280660 Filed Document 0001280660-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:42:32 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
AFFILIATED INVESTORS LLC See All Filings	D/A	2016-07-07 16:41:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001045823 Filed Document 0000949265-16-000021 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:41:02 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Engaged Capital Flagship Fund, Ltd. See All Filings	D/A	2016-07-07 16:41:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619827 Filed Document 0001615774-16-006257 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:41:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CryptoComm Partners, L.P. See All Filings	D	2016-07-07 16:39:10 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001629672 Filed Document 0001629672-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:39:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Forbidden Steps LLC See All Filings	D	2016-07-07 16:37:30 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001678712 Filed Document 0001678712-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:37:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Riverstone Non-ECI Partners, L.P. See All Filings	D/A	2016-07-07 16:37:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Riverstone Capital Services LLC and Barak Capital Underwriting Ltd. CIK Number 0001640740 Filed Document 0001140361-16-071945 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:37:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ZIOPHARM ONCOLOGY INC See All Filings	D	2016-07-07 16:36:22 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001107421 Filed Document 0001107421-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:36:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity