Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Realty Mogul 53, LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $930,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001665575 Filed Document 0001665575-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
LCD-HHC Gainesville LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001665010 Filed Document 0001665010-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LCD-HHC Bancroft Berkeley LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001665011 Filed Document 0001665011-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Financial Engines, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $271,861,947 Associated Brokers / Dealers N/A CIK Number 0001430592 Filed Document 0001209191-16-095238 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DCO Realty, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001665443 Filed Document 0001665443-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Return Logic, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001667157 Filed Document 0001667157-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
DisperSol Technologies, LLC See All Filings	D	2016-01-31 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001541408 Filed Document 0001541408-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-31 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KW WALTHAM LLC See All Filings	D	2016-01-31 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001664993 Filed Document 0001664993-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sibylline Fund, LP See All Filings	D/A	2016-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525861 Filed Document 0001661525-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Go Electric, Inc. See All Filings	D	2016-01-30 00:00:00 UTC
Amount To Be Raised $4,056,638 Associated Brokers / Dealers N/A CIK Number 0001665808 Filed Document 0001665808-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Colerain Holdings, LLC See All Filings	D	2016-01-30 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001665579 Filed Document 0001665579-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Colerain Holdings, LLC See All Filings	D	2016-01-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001665579 Filed Document 0001665579-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Option To Acquire
MOBIVITY HOLDINGS CORP. See All Filings	D	2016-01-30 00:00:00 UTC
Amount To Be Raised $710,500 Associated Brokers / Dealers N/A CIK Number 0001447380 Filed Document 0001415889-16-004567 Exclusions or Exemptions 506b Accepted Date 2016-01-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
IntegriCo Composites, Inc. See All Filings	D	2016-01-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001590861 Filed Document 0001590861-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Debt
Flat Top Mines, LLC See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $4,993,696 Associated Brokers / Dealers N/A CIK Number 0001664171 Filed Document 0001664171-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Other
FWHIP, Inc. See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001660169 Filed Document 0001660169-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
AFG Investment Partners II LP See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001238152 Filed Document 0000919574-16-009698 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AR Multi-Strategy Fund, LTD See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570069 Filed Document 0001570069-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CultureScene Inc. See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001652506 Filed Document 0001652506-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CCI Micro Healthcare Partners, Ltd. See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566635 Filed Document 0000902664-16-005139 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
VALARC FUND, LP See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596131 Filed Document 0001405086-16-000339 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ORCHARD PARKWAY PHASE II REIT, LLC See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $58,000 Associated Brokers / Dealers FIRST LIBERTIES SECURITIES, INC. DBA FIRST LIBERTIES FINANCIAL CIK Number 0001662859 Filed Document 0001662859-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
AYM AGGRESSIVE VALUE FUND LTD See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454270 Filed Document 0001454270-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Reaveston Enterprise, LLC See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001659835 Filed Document 0001659835-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Systematica BlueTrend Fund L.P. See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. (acting through Barclays Wealth), Deutsche Bank Securities Inc., and Wells Fargo & Company CIK Number 0001440344 Filed Document 0001315863-16-001073 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Systematica BlueTrend Fund Ltd See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. (acting through Barclays Wealth) CIK Number 0001440342 Filed Document 0001315863-16-001080 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Property Partners L.P. See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NH Investment & Securities Co., Ltd. and Park Hill Group LLC CIK Number 0001623650 Filed Document 0001623650-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Property Partners F.2 L.P. See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NH Investment & Securities Co., Ltd., Park Hill Group LLC, and Compass Group Global Advisors S.A. CIK Number 0001623757 Filed Document 0001623757-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advent International GPE VIII-G Limited Partnership See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664583 Filed Document 0001664596-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brandywine Monetary Fund 2x, LP See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665440 Filed Document 0001665440-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advent International GPE VIII-B Limited Partnership See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664592 Filed Document 0001664596-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advent International GPE VIII-I Limited Partnership See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664748 Filed Document 0001664596-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMS Ltd See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Constellation Wealth Advisors LLC CIK Number 0001421736 Filed Document 0000902664-16-005134 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
California Infection Solutions, LLC See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $728,000 Associated Brokers / Dealers N/A CIK Number 0001666143 Filed Document 0001666143-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MVPindex Inc. See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $6,799,236 Associated Brokers / Dealers N/A CIK Number 0001665068 Filed Document 0001665068-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Spectrum Opportunities Fund LP See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597185 Filed Document 0001597185-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REDZONE ROBOTICS INC See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised $8,427,124 Associated Brokers / Dealers N/A CIK Number 0001374410 Filed Document 0001374410-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
EAGLE INCOME APPRECIATION II LP See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460735 Filed Document 0001460735-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cedar Street Teton Fund, L.P. See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595271 Filed Document 0001595271-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICG Strategic Secondaries Fund II (Offshore) LP See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664696 Filed Document 0001664696-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Capital Partners LabelInsight III LLC See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $373,000 Associated Brokers / Dealers N/A CIK Number 0001664151 Filed Document 0000906318-16-000087 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Element Capital Feeder Fund Ltd See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542427 Filed Document 0000919574-16-009718 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nano Precision Medical, Inc. See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001600758 Filed Document 0001600758-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
W.U. Partners I, L.P. See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $370,000 Associated Brokers / Dealers N/A CIK Number 0001665467 Filed Document 0001665467-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Stratus Feeder LP See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633899 Filed Document 0000943663-16-000245 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SertintyONE Corp See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001663506 Filed Document 0001663506-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Smart Farm Systems, Inc. See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $1,671,259 Associated Brokers / Dealers N/A CIK Number 0001634073 Filed Document 0001634073-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
ITE Rail Fund L.P. See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630702 Filed Document 0000902664-16-005138 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AFG Investment Partners III LP See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001283995 Filed Document 0000919574-16-009700 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
FRISCO REIT, LLC See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $58,000 Associated Brokers / Dealers FIRST LIBERTIES SECURITIES, INC. DBA FIRST LIBERTIES FINANCIAL CIK Number 0001662865 Filed Document 0001662865-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity