Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
S.W. Mitchell Small Cap European Fund Ltd See All Filings	D/A	2016-07-08 11:49:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525261 Filed Document 0000943663-16-000406 Exclusions or Exemptions 506b Accepted Date 2016-07-08 11:49:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kestra Financial Holdings GP LLC See All Filings	D	2016-07-08 11:46:47 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001678950 Filed Document 0001140361-16-071981 Exclusions or Exemptions 506b Accepted Date 2016-07-08 11:46:47 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma Absolute Return Lowered Volatility Cayman Fund, Ltd. See All Filings	D/A	2016-07-08 11:46:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581370 Filed Document 0000919574-16-013979 Exclusions or Exemptions 506b Accepted Date 2016-07-08 11:46:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
IRI Group Holdings, Inc. See All Filings	D/A	2016-07-08 11:46:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518075 Filed Document 0000895345-16-000506 Exclusions or Exemptions 506b Accepted Date 2016-07-08 11:46:13 UTC Type of Offering D/A Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Loopshare Ltd. See All Filings	D	2016-07-08 11:45:07 UTC
Amount To Be Raised $22,918 Associated Brokers / Dealers N/A CIK Number 0001678748 Filed Document 0001678748-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-08 11:45:07 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Kestra Financial Holdings LP See All Filings	D	2016-07-08 11:42:13 UTC
Amount To Be Raised $220,801,232 Associated Brokers / Dealers N/A CIK Number 0001678947 Filed Document 0001140361-16-071980 Exclusions or Exemptions 506b Accepted Date 2016-07-08 11:42:13 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Oncternal Therapeutics, Inc. See All Filings	D	2016-07-08 11:28:46 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001600987 Filed Document 0001140361-16-071979 Exclusions or Exemptions 506b Accepted Date 2016-07-08 11:28:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
2222 Cambridge Street, LLC See All Filings	D	2016-07-08 11:26:17 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001679205 Filed Document 0001679205-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-08 11:26:17 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
S. W. MITCHELL EUROPEAN LTD See All Filings	D/A	2016-07-08 11:24:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340800 Filed Document 0000943663-16-000405 Exclusions or Exemptions 506b Accepted Date 2016-07-08 11:24:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barnett Energy #25 (Turner #2B) General Partnership See All Filings	D	2016-07-08 11:23:34 UTC
Amount To Be Raised $496,890 Associated Brokers / Dealers N/A CIK Number 0001676497 Filed Document 0001676497-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-08 11:23:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Hinde Gold Feeder Fund L.P. See All Filings	D/A	2016-07-08 11:23:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523431 Filed Document 0001523431-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 11:23:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MFG Augusta, LLC See All Filings	D/A	2016-07-08 11:03:36 UTC
Amount To Be Raised $8,450,000 Associated Brokers / Dealers N/A CIK Number 0001676890 Filed Document 0001676890-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 11:03:36 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PeakEquity Partners I, L.P. See All Filings	D/A	2016-07-08 10:59:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LAWRENCE B. HOLLIN and Stanwich Advisors LLC CIK Number 0001648840 Filed Document 0001648840-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:59:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Paperless Transaction Management, Inc. See All Filings	D	2016-07-08 10:51:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468389 Filed Document 0001468389-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-07-08 10:51:11 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Lazard Global Fixed Income Trust See All Filings	D/A	2016-07-08 10:32:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001525578 Filed Document 0001525578-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:32:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard International Strategic Equity (ACW Ex-U.S.) Trust See All Filings	D/A	2016-07-08 10:28:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001525576 Filed Document 0001525576-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:28:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard International Discounted Assets Portfolio, a series of Lazard Discounted Assets Focus Funds LLC See All Filings	D/A	2016-07-08 10:27:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001525128 Filed Document 0001525128-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:27:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds LP - MW TOPS World Equities (US) Fund See All Filings	D/A	2016-07-08 10:27:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611766 Filed Document 0000902664-16-007538 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:27:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlackRock Credit Alpha (Offshore) Fund See All Filings	D/A	2016-07-08 10:26:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588270 Filed Document 0001678859-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:26:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River FUND LTD See All Filings	D/A	2016-07-08 10:25:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450317 Filed Document 0001450317-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:25:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axfund Cayman Feeder Fund See All Filings	D/A	2016-07-08 10:25:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647321 Filed Document 0001647321-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:25:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lazard Global Discounted Assets Portfolio, a series of Lazard Discounted Assets Focus Funds LLC See All Filings	D/A	2016-07-08 10:22:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001525127 Filed Document 0001525127-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:22:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Libra Fund QP, L.P. See All Filings	D/A	2016-07-08 10:20:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579291 Filed Document 0000945621-16-000654 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:20:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds LP - MW Market Neutral TOPS (US) Fund See All Filings	D/A	2016-07-08 10:19:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611811 Filed Document 0000902664-16-007537 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:19:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Dynamics Global Secondaries IV, L.P. See All Filings	D	2016-07-08 10:18:44 UTC
Amount To Be Raised $564,300,045 Associated Brokers / Dealers Capital Dynamics Broker Dealer LLC CIK Number 0001575472 Filed Document 0001575472-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:18:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Pine River China Fund Ltd. See All Filings	D/A	2016-07-08 10:14:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647795 Filed Document 0001647795-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:14:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHEAST BANCORP /ME/ See All Filings	D	2016-07-08 10:06:34 UTC
Amount To Be Raised $15,050,000 Associated Brokers / Dealers Sandler, O'Neill & Partners, L.P. CIK Number 0000811831 Filed Document 0001647950-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:06:34 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Cardinal Spine, LLC See All Filings	D/A	2016-07-08 10:02:15 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001574608 Filed Document 0001574608-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:02:15 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NPC III, LLC See All Filings	D	2016-07-08 10:00:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:00:22 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Tekne Long Only Offshore Fund, Ltd. See All Filings	D	2016-07-08 09:59:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678894 Filed Document 0000919574-16-013972 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:59:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ESG Intrepid Offshore Fund Ltd. See All Filings	D	2016-07-08 09:57:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675505 Filed Document 0000919574-16-013970 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:57:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NPC III, LLC See All Filings	D	2016-07-08 09:55:06 UTC
Amount To Be Raised $775,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:55:06 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
CHEVRON PHILLIPS CHEMICAL CO LP See All Filings	D/A	2016-07-08 09:51:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001137293 Filed Document 0001137293-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:51:55 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Accountable Healthcare Holdings Corp. See All Filings	D	2016-07-08 09:36:21 UTC
Amount To Be Raised $18,675,000 Associated Brokers / Dealers N/A CIK Number 0001545726 Filed Document 0001012975-16-001345 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:36:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Debt
Irvington Capital Fund, LLC See All Filings	D/A	2016-07-08 09:27:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647476 Filed Document 0001144204-16-112124 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:27:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Purple Mixer, Inc. See All Filings	D/A	2016-07-08 09:27:20 UTC
Amount To Be Raised $2,812,737 Associated Brokers / Dealers N/A CIK Number 0001677469 Filed Document 0001144204-16-112123 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:27:20 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Medicom Technologies, Inc. See All Filings	D	2016-07-08 09:25:08 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001678666 Filed Document 0001678666-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:25:08 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Surgimatix, Inc. See All Filings	D	2016-07-08 09:18:31 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001529483 Filed Document 0001529483-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:18:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DLD Event Onshore Fund, LP See All Filings	D/A	2016-07-08 08:48:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578298 Filed Document 0001315863-16-001603 Exclusions or Exemptions 506b Accepted Date 2016-07-08 08:48:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dimensional Funds plc - Emerging Markets Large Cap Core Equity Fund See All Filings	D/A	2016-07-08 08:31:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643252 Filed Document 0000945621-16-000653 Exclusions or Exemptions 506b Accepted Date 2016-07-08 08:31:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCV 2016 Private Investors, L.P. See All Filings	D	2016-07-08 08:24:48 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001678286 Filed Document 0001678286-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 08:24:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stelliam Offshore Fund II, Ltd. See All Filings	D/A	2016-07-08 08:24:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001597833 Filed Document 0001315863-16-001602 Exclusions or Exemptions 506b Accepted Date 2016-07-08 08:24:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bain Capital Venture Fund 2016, L.P. See All Filings	D	2016-07-08 08:22:14 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001678394 Filed Document 0001678394-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-08 08:22:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Partners Offshore Fund Ltd. (Class X Shares) See All Filings	D/A	2016-07-08 07:22:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581759 Filed Document 0000902664-16-007535 Exclusions or Exemptions 506b Accepted Date 2016-07-08 07:22:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Treaty Oak Fund L.P. See All Filings	D/A	2016-07-08 07:19:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616107 Filed Document 0000902664-16-007533 Exclusions or Exemptions 506b Accepted Date 2016-07-08 07:19:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Burnham Harbor Fund Ltd. See All Filings	D/A	2016-07-08 07:17:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553201 Filed Document 0000902664-16-007532 Exclusions or Exemptions 506b Accepted Date 2016-07-08 07:17:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Macquarie Asian Alpha US Feeder Fund See All Filings	D	2016-07-07 21:52:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678599 Filed Document 0001678599-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 21:52:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
BELLWETHER HOUSING See All Filings	D	2016-07-07 21:21:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001629991 Filed Document 0001629991-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-07 21:21:47 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
BLUE JAY HEALTH SCIENCES FUND, L.P. See All Filings	D/A	2016-07-07 19:55:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co., Inc. CIK Number 0001583750 Filed Document 0001209191-16-132083 Exclusions or Exemptions 506b Accepted Date 2016-07-07 19:55:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLUE JAY HEALTH SCIENCES FUND, LTD. See All Filings	D/A	2016-07-07 19:53:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co., Inc. CIK Number 0001583762 Filed Document 0001209191-16-132082 Exclusions or Exemptions 506b Accepted Date 2016-07-07 19:53:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund