Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GAIA HERBS INC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $20,865,283 Associated Brokers / Dealers N/A CIK Number 0001443120 Filed Document 0001443120-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
LCD-HHC State College LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001665005 Filed Document 0001665005-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
KAABOO-Del Mar Investment, LLC See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001633663 Filed Document 0001633663-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
WCAS-Co-Invest HoldCo XII, L.P. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $202,020,202 Associated Brokers / Dealers N/A CIK Number 0001661902 Filed Document 0001661902-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zumper, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $7,000,001 Associated Brokers / Dealers N/A CIK Number 0001600984 Filed Document 0001600984-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bloomfield Melrose LLC See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001664678 Filed Document 0001665464-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HMLP Multi-Strategy Private Investors LLC See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001485614 Filed Document 0000899140-16-001023 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Capco Partners, Ltd. See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517760 Filed Document 0001198912-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Yapstone, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001259904 Filed Document 0001259904-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OMEDIX, INC. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $1,016,700 Associated Brokers / Dealers N/A CIK Number 0001529355 Filed Document 0001529355-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Harbour Energy, L.P. See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001632669 Filed Document 0001632669-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SENSORYGEN, INC. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001664853 Filed Document 0001664853-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GCM Grosvenor Customized Infrastructure Strategies II, L.P. See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631592 Filed Document 0001631592-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Abax Asian Structured Credit Fund II, LP See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised $65,700,000 Associated Brokers / Dealers James L. Tovey and Argenthal & Co. Inc. CIK Number 0001655375 Filed Document 0001655375-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMART WIRES INC. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001531223 Filed Document 0001531223-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
High Sierra Direct Mehnert, LP See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665357 Filed Document 0001665366-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Electronifie Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001608734 Filed Document 0001231919-16-000037 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apax France IX FPCI See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $872,000,000 Associated Brokers / Dealers Rede Partners LLP CIK Number 0001665499 Filed Document 0001665499-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
General Automation Lab Technologies Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $3,837,068 Associated Brokers / Dealers N/A CIK Number 0001664861 Filed Document 0001664861-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Partners Group Kingdom, L.P. Inc. See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599227 Filed Document 0001631594-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cyrus Canary Fund, L.P. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663517 Filed Document 0001315863-16-001081 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gallatin Trading LLC See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483884 Filed Document 0001144204-16-078083 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compass Private Investments 2016 LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665500 Filed Document 0001665500-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eastward Capital Partners VII LP See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001655849 Filed Document 0001655849-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Globevestor TableHero Fund I, a series of Globevestor Funds, LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $82,698 Associated Brokers / Dealers N/A CIK Number 0001665139 Filed Document 0001665139-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quire Anchor One, LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665392 Filed Document 0001665392-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CA Real Estate Investors, LP See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $1,010,000 Associated Brokers / Dealers N/A CIK Number 0001665480 Filed Document 0001665480-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
2505 Vail, LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001660233 Filed Document 0001660233-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AV Solutions LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001665473 Filed Document 0001665473-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Beon Home, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $2,890,860 Associated Brokers / Dealers N/A CIK Number 0001655509 Filed Document 0001655509-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Savile Row SP Hedged Equity, LLC See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553728 Filed Document 0001553728-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
FiscalNote, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $9,999,992 Associated Brokers / Dealers N/A CIK Number 0001631322 Filed Document 0001631322-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Evario, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001665322 Filed Document 0001665322-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
HMLP Private Investors LLC See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001378322 Filed Document 0000899140-16-001022 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GUGGENHEIM PLUS L.P. See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GUGGENHEIM SECURITIES, LLC CIK Number 0001167867 Filed Document 0001167867-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Al Biernat's North, LLC See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001661935 Filed Document 0001661935-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
FIFS Holdings Corp. See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561827 Filed Document 0000899140-16-001008 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Portfolio Advisors Asia Fund V, L.P. See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656913 Filed Document 0000902664-16-005170 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SB Holding Corp. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001665217 Filed Document 0001665217-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
High Sierra Direct Diamond, LP See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665366 Filed Document 0001665366-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alston Long-Term Opportunities Fund LLC See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524453 Filed Document 0001524453-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Luminance Global Fund See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594820 Filed Document 0001594820-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
WhisperSom Corp See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001664437 Filed Document 0001664437-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Merion Investment Partners III, L.P. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001664879 Filed Document 0001015325-16-000039 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
My Personal Health Record Express, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $8,080,000 Associated Brokers / Dealers N/A CIK Number 0001664984 Filed Document 0001664984-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NEW JERSEY KIDNEY STONE CENTER LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $14,600 Associated Brokers / Dealers N/A CIK Number 0001118200 Filed Document 0001118200-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
C. Naomi Wahler, Ph.D., Clinical Psychology & Assessment Services, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $500 Associated Brokers / Dealers N/A CIK Number 0001665297 Filed Document 0001665297-16-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Energy Intelligence, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001664550 Filed Document 0001664550-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Altus RX, L.P. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001665435 Filed Document 0001162677-16-000147 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cyrus Canary Fund, Ltd. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663628 Filed Document 0001315863-16-001082 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund