Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LC Asia 3 Private Investors, LLC See All Filings	D/A	2018-04-11 17:04:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001710773 Filed Document 0001710773-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 17:04:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Geller Select Alternatives LLC See All Filings	D/A	2018-04-11 17:04:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574527 Filed Document 0000919574-18-002985 Exclusions or Exemptions 506b Accepted Date 2018-04-11 17:04:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Atalaya Asset Income Fund (Cayman) IV LP See All Filings	D	2018-04-11 17:02:49 UTC
Amount To Be Raised $900,000,000 Associated Brokers / Dealers N/A CIK Number 0001736955 Filed Document 0001736955-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-11 17:02:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
R3 Printing, Inc. See All Filings	C	2018-04-11 17:02:34 UTC
Financial Interest 2% of the Securities issued in this Offering Filing Platform OpenDeal Inc. Offering Amount $1,070,000 CIK Number 0001736388 Filed Document 0001736388-18-000001 Accepted Date 2018-04-11 17:02:34 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State NEW YORK
NEMI FUND II, LLC See All Filings	D	2018-04-11 16:58:05 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001737121 Filed Document 0001010549-18-000117 Exclusions or Exemptions 506c Accepted Date 2018-04-11 16:58:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Glendower Capital SOF IV (Feeder), LP See All Filings	D	2018-04-11 16:56:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and None CIK Number 0001736722 Filed Document 0001736722-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:56:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Grant & Marc, a series of Angel Deal Holdings, LP See All Filings	D	2018-04-11 16:55:13 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001737218 Filed Document 0001729801-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:55:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Swell Partners Fund I, L.P. See All Filings	D	2018-04-11 16:55:03 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001737261 Filed Document 0001737261-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:55:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Emerging Markets Equity Fund (Cayman), L.P. See All Filings	D/A	2018-04-11 16:52:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550686 Filed Document 0001550686-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:52:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clovis Point II-B, LP See All Filings	D	2018-04-11 16:49:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737102 Filed Document 0001737102-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:49:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Silver Spur Resort, Ltd. See All Filings	D	2018-04-11 16:48:16 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers none CIK Number 0001737238 Filed Document 0001737238-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-04-11 16:48:16 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 226 See All Filings	D	2018-04-11 16:47:16 UTC
Amount To Be Raised $250,718 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001734173 Filed Document 0001729801-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:47:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 229 See All Filings	D	2018-04-11 16:46:49 UTC
Amount To Be Raised $252,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001734170 Filed Document 0001729801-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:46:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Emerging Markets Equity Fund (Delaware), L.P. See All Filings	D/A	2018-04-11 16:46:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550685 Filed Document 0001550685-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:46:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 219 See All Filings	D	2018-04-11 16:46:22 UTC
Amount To Be Raised $142,065 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001733563 Filed Document 0001729801-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:46:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Halcyon Investment Opportunities SPC - Segregated Portfolio A See All Filings	D	2018-04-11 16:46:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737015 Filed Document 0001315863-18-000334 Exclusions or Exemptions 506c Accepted Date 2018-04-11 16:46:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 214 See All Filings	D	2018-04-11 16:45:58 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001732068 Filed Document 0001729801-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:45:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 202 See All Filings	D	2018-04-11 16:45:27 UTC
Amount To Be Raised $180,018 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001729801 Filed Document 0001729801-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:45:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Light & Hologram, Inc. See All Filings	D	2018-04-11 16:41:38 UTC
Amount To Be Raised $6,999,999 Associated Brokers / Dealers N/A CIK Number 0001737076 Filed Document 0001737076-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:41:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clovis Point II, LP See All Filings	D	2018-04-11 16:38:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732896 Filed Document 0001732896-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:38:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ASP (Feeder) Private Credit Fund LP See All Filings	D/A	2018-04-11 16:31:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and None CIK Number 0001701777 Filed Document 0001701777-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:31:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub Q4A LLC See All Filings	D	2018-04-11 16:31:02 UTC
Amount To Be Raised $163,200 Associated Brokers / Dealers N/A CIK Number 0001736424 Filed Document 0001736424-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:31:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marble Partners Fund I, LLC See All Filings	D	2018-04-11 16:29:08 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001737219 Filed Document 0001737219-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-04-11 16:29:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adams Street Private Credit Fund-B LP See All Filings	D/A	2018-04-11 16:26:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and None CIK Number 0001701770 Filed Document 0001701770-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:26:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Memorial City Urgent Care, PLLC See All Filings	D	2018-04-11 16:24:20 UTC
Amount To Be Raised $350,200 Associated Brokers / Dealers N/A CIK Number 0001737240 Filed Document 0001654954-18-003817 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:24:20 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Adams Street Private Credit Fund-A LP See All Filings	D/A	2018-04-11 16:23:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001701752 Filed Document 0001701752-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:23:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Rael Inc. See All Filings	D	2018-04-11 16:16:55 UTC
Amount To Be Raised $2,805,000 Associated Brokers / Dealers N/A CIK Number 0001737184 Filed Document 0001737184-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:16:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SkyBridge Opportunity Fund, Ltd. See All Filings	D/A	2018-04-11 16:13:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hastings Capital Group LLC CIK Number 0001638383 Filed Document 0000899140-18-000338 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:13:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LP Operating, LLC See All Filings	D	2018-04-11 16:11:32 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001564499 Filed Document 0001564499-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:11:32 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Investment Partners, LLC - Special Situations Fund See All Filings	D/A	2018-04-11 16:11:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674091 Filed Document 0001674091-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:11:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PBVMF 17 LLC See All Filings	D	2018-04-11 16:07:53 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001737040 Filed Document 0001737040-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:07:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Advanced Technology Select Fund IV LLC See All Filings	D/A	2018-04-11 16:07:17 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001722516 Filed Document 0001213900-18-004280 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:07:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YayYo, Inc. See All Filings	1-A POS	2018-04-11 16:02:53 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001691077 Filed Document 0001615774-18-002530 Accepted Date 2018-04-11 16:02:53 UTC Type of Offering 1-A POS Industry SERVICES-COMPUTER PROGRAMMING SERVICES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $235,690 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
KUSRP Holdings, Inc. See All Filings	D	2018-04-11 16:01:19 UTC
Amount To Be Raised $10,550,000 Associated Brokers / Dealers N/A CIK Number 0001732740 Filed Document 0001732740-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:01:19 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sigma Lithium Resources Inc. See All Filings	D	2018-04-11 16:00:47 UTC
Amount To Be Raised $465,180 Associated Brokers / Dealers National Bank of Canada Financial Inc. CIK Number 0001736935 Filed Document 0001062993-18-001596 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:00:47 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BEN, INC. See All Filings	D	2018-04-11 15:57:33 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001722167 Filed Document 0001722167-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:57:33 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Bay Point Capital Partners, LP See All Filings	D/A	2018-04-11 15:56:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stephen Fied and Richard Klitzberg CIK Number 0001569080 Filed Document 0001569080-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:56:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCW Direct Lending VII LLC See All Filings	D	2018-04-11 15:54:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001715933 Filed Document 0001715933-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:54:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WV Capital Partners Series, LLC See All Filings	D	2018-04-11 15:52:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736931 Filed Document 0001736931-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:52:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iguana Healthcare Master Fund, Ltd. See All Filings	D/A	2018-04-11 15:50:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537582 Filed Document 0001537582-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:50:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iguana Healthcare Partners, Ltd. See All Filings	D/A	2018-04-11 15:48:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480247 Filed Document 0001480247-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:48:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Iguana Healthcare Partners, L.P. See All Filings	D/A	2018-04-11 15:44:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gordian Investment Solutions, LLC and Park Hill Group LLC CIK Number 0001480085 Filed Document 0001480085-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:44:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Holiday Terrace, LP See All Filings	D	2018-04-11 15:43:08 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001737141 Filed Document 0001737158-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:43:08 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Clinton Synergie Focused Offshore Fund, Ltd. See All Filings	D	2018-04-11 15:40:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736179 Filed Document 0001736179-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-04-11 15:40:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clinton Synergie Focused Levered Fund, L.P. See All Filings	D	2018-04-11 15:38:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736186 Filed Document 0001736186-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:38:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clinton Synergie Focused Fund, L.P. See All Filings	D	2018-04-11 15:36:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736177 Filed Document 0001736177-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-04-11 15:36:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LPP-MFI, LLC See All Filings	D	2018-04-11 15:36:19 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001737162 Filed Document 0001737162-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:36:19 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
RP - Alpha Tower, L.P. See All Filings	D	2018-04-11 15:34:13 UTC
Amount To Be Raised $5,828,017 Associated Brokers / Dealers N/A CIK Number 0001737187 Filed Document 0001737187-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:34:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JONAS PAUL EYEWEAR LLC See All Filings	D	2018-04-11 15:24:34 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001736403 Filed Document 0001736403-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:24:34 UTC Type of Offering D Industry Retailing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
MVP Opportunity Fund III LLC See All Filings	D/A	2018-04-11 15:23:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VNTR Securities LLC CIK Number 0001706203 Filed Document 0001213900-18-004267 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:23:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund