Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Tortuga Trace Holdings, LLC See All Filings	D	2018-04-12 12:35:09 UTC
Amount To Be Raised $16,200,135 Associated Brokers / Dealers N/A CIK Number 0001723068 Filed Document 0001723068-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-12 12:35:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Sunnova Energy Corp See All Filings	D	2018-04-12 12:32:12 UTC
Amount To Be Raised $99,999,998 Associated Brokers / Dealers N/A CIK Number 0001608828 Filed Document 0001608828-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-12 12:32:12 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sprott Privet Fund, LLC See All Filings	D/A	2018-04-12 12:30:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STIFEL, NICOLAUS & CO., INC. CIK Number 0001538119 Filed Document 0000919574-18-003000 Exclusions or Exemptions 506b Accepted Date 2018-04-12 12:30:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Equity
Main Street Dairy, LLC See All Filings	D	2018-04-12 12:29:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734404 Filed Document 0001734404-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-12 12:29:32 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SPROTT PRIVET FUND, L.P. See All Filings	D/A	2018-04-12 12:27:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STIFEL, NICOLAUS & CO., INC. CIK Number 0001125142 Filed Document 0000919574-18-002998 Exclusions or Exemptions 506b Accepted Date 2018-04-12 12:27:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Equity
Balanced-Risk Commodity Fund of the Invesco Institutional Trust See All Filings	D/A	2018-04-12 12:24:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001695325 Filed Document 0001695325-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-04-12 12:24:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Columbian Basin Hotel Partners, LLC See All Filings	D	2018-04-12 12:22:08 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001737325 Filed Document 0001014108-18-000080 Exclusions or Exemptions 506b Accepted Date 2018-04-12 12:22:08 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Balanced-Risk Allocation Fund of the Invesco Institutional Trust See All Filings	D/A	2018-04-12 12:22:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001695330 Filed Document 0001695330-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-04-12 12:22:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Click IPO Holdings, LLC See All Filings	D	2018-04-12 12:21:35 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001709808 Filed Document 0001709808-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-12 12:21:35 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
TPEG FLL Hotel Investors LLC See All Filings	D	2018-04-12 12:16:46 UTC
Amount To Be Raised $11,250,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001726209 Filed Document 0001726209-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-12 12:16:46 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Style Advantage Offshore, Ltd. See All Filings	D/A	2018-04-12 12:15:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703597 Filed Document 0001733766-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-04-12 12:15:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Property Partners F.2 L.P. See All Filings	D/A	2018-04-12 12:06:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NH Investment & Securities Co., Ltd., Park Hill Group LLC, Compass Group Global Advisors S.A., and bfinance UK Limited CIK Number 0001623757 Filed Document 0001623757-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-12 12:06:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Halcyon Investment Opportunities SPC - Segregated Portfolio A See All Filings	D/A	2018-04-12 11:52:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737015 Filed Document 0001315863-18-000338 Exclusions or Exemptions 506b Accepted Date 2018-04-12 11:52:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Joor, Inc. See All Filings	D	2018-04-12 11:51:13 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001534733 Filed Document 0001534733-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-12 11:51:13 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
522 FIFTH AVENUE FUND, L.P. See All Filings	D	2018-04-12 11:49:08 UTC
Amount To Be Raised $32,480,000 Associated Brokers / Dealers N/A CIK Number 0001131776 Filed Document 0000950103-18-004710 Exclusions or Exemptions 506b Accepted Date 2018-04-12 11:49:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Real Greek, LLC See All Filings	D	2018-04-12 11:43:44 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers Meridian Capital LLC CIK Number 0001736842 Filed Document 0001733178-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-04-12 11:43:44 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BayoTech, Inc. See All Filings	D	2018-04-12 11:40:59 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001685346 Filed Document 0001685346-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-04-12 11:40:59 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Highwater Global Fund LLC See All Filings	D	2018-04-12 11:39:26 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001338814 Filed Document 0001596022-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-12 11:39:26 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Property Partners F.1 L.P. See All Filings	D/A	2018-04-12 11:34:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NH Investment & Securities Co., Ltd., Park Hill Group LLC, Compass Group Global Advisors S.A., and bfinance UK Limited CIK Number 0001623756 Filed Document 0001623756-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-12 11:34:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bluestone Medical, Inc. See All Filings	D	2018-04-12 11:28:31 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001730535 Filed Document 0001730535-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-12 11:28:31 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INCOME & IMPACT FUND, LLC See All Filings	D	2018-04-12 11:26:05 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001596022 Filed Document 0001596022-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-12 11:26:05 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MAIF2 Executives SCSp See All Filings	D	2018-04-12 11:19:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736373 Filed Document 0001736373-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-12 11:19:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEMPER VIC PARTNERS, L.P. See All Filings	D/A	2018-04-12 11:14:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000866472 Filed Document 0000919574-18-002994 Exclusions or Exemptions 506b Accepted Date 2018-04-12 11:14:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Europe II S.A. SICAV-SIF See All Filings	D	2018-04-12 11:10:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DWS Distributors, Inc. CIK Number 0001735569 Filed Document 0000905718-18-000381 Exclusions or Exemptions 506b Accepted Date 2018-04-12 11:10:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Opportunity Fund IV LLC See All Filings	D	2018-04-12 11:03:23 UTC
Amount To Be Raised $1,815,000 Associated Brokers / Dealers N/A CIK Number 0001737176 Filed Document 0001737176-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-12 11:03:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fundraise Up Inc See All Filings	C	2018-04-12 10:57:32 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $500,000 CIK Number 0001735289 Filed Document 0001736448-18-000001 Accepted Date 2018-04-12 10:57:32 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State NEW YORK
Newbrook Long Fund LP See All Filings	D/A	2018-04-12 10:53:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638086 Filed Document 0001315863-18-000337 Exclusions or Exemptions 506b Accepted Date 2018-04-12 10:53:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NEWBROOK CAPITAL OFFSHORE FUND LTD See All Filings	D/A	2018-04-12 10:51:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001460534 Filed Document 0001315863-18-000336 Exclusions or Exemptions 506b Accepted Date 2018-04-12 10:51:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cybernetic Entertainment, LLC See All Filings	D	2018-04-12 10:50:49 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001735744 Filed Document 0001735744-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-12 10:50:49 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
ACM FINANCIAL TRUST INC See All Filings	D	2018-04-12 10:50:33 UTC
Amount To Be Raised $75,072,536 Associated Brokers / Dealers N/A CIK Number 0001077157 Filed Document 0001077157-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-12 10:50:33 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
NEWBROOK CAPITAL PARTNERS LP See All Filings	D/A	2018-04-12 10:49:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001460462 Filed Document 0001315863-18-000335 Exclusions or Exemptions 506b Accepted Date 2018-04-12 10:49:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arquivei Holdings, Ltd. See All Filings	D	2018-04-12 10:35:56 UTC
Amount To Be Raised $3,784,754 Associated Brokers / Dealers N/A CIK Number 0001673449 Filed Document 0001673449-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-12 10:35:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 151 See All Filings	D/A	2018-04-12 10:35:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lombard International Distribution Company CIK Number 0001656336 Filed Document 0001656336-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-12 10:35:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DEMANDJUMP INC. See All Filings	D/A	2018-04-12 10:30:15 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001654217 Filed Document 0001654217-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-12 10:30:15 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL147 See All Filings	D/A	2018-04-12 10:26:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lombard International Distribution Company and Lombard International Distribution Company CIK Number 0001643960 Filed Document 0001643960-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-12 10:26:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CESCA THERAPEUTICS INC. See All Filings	D	2018-04-12 10:24:28 UTC
Amount To Be Raised $816,912 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0000811212 Filed Document 0000897069-18-000240 Exclusions or Exemptions 506b Accepted Date 2018-04-12 10:24:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Triple Gate Partners, LP See All Filings	D/A	2018-04-12 10:23:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660145 Filed Document 0001660145-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-12 10:23:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Archstone Investments Alpha Fund LP See All Filings	D/A	2018-04-12 10:19:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703103 Filed Document 0001733924-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-12 10:19:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wavality, Inc. See All Filings	D	2018-04-12 10:17:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737152 Filed Document 0001080368-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-04-12 10:17:27 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
Wellington India Opportunities Fund, Ltd. See All Filings	D	2018-04-12 10:08:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001735287 Filed Document 0000919574-18-002992 Exclusions or Exemptions 506b Accepted Date 2018-04-12 10:08:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Halyard Brewing Company, LLC See All Filings	D	2018-04-12 10:06:19 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001735279 Filed Document 0001735279-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-12 10:06:19 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Other
Parian Black Alpha Fund, LP See All Filings	D	2018-04-12 10:04:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733924 Filed Document 0001733924-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-12 10:04:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SI Celina Storage, LP See All Filings	D	2018-04-12 09:59:33 UTC
Amount To Be Raised $3,925,000 Associated Brokers / Dealers N/A CIK Number 0001737222 Filed Document 0001737222-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-12 09:59:33 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MOV37, LP See All Filings	D/A	2018-04-12 09:58:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703580 Filed Document 0000919574-18-002990 Exclusions or Exemptions 506b Accepted Date 2018-04-12 09:58:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QuStrat Absolute Return Fund LP See All Filings	D/A	2018-04-12 09:55:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641263 Filed Document 0001641263-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-12 09:55:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCS Private Credit III, LLC See All Filings	D	2018-04-12 09:42:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731603 Filed Document 0001731603-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-12 09:42:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Non-US All Cap Equity Fund, USD Hedged, LLC See All Filings	D/A	2018-04-12 09:40:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001642619 Filed Document 0001642619-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-12 09:40:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonfund Strategic Direct Series LLC - CF TT International, Emerging Market Series See All Filings	D	2018-04-12 09:35:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001731554 Filed Document 0001731554-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-12 09:35:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DGV Multi-Factor Fund LLC See All Filings	D/A	2018-04-12 09:32:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703468 Filed Document 0001703468-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-12 09:32:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
COLOSSEUS PROPERTY GROUP III LLC See All Filings	D	2018-04-12 09:07:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001737173 Filed Document 0001737173-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-12 09:07:47 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity