Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2018-05-23 16:29:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Todd Skousen CIK Number 0001080429 Filed Document 0001104659-18-035461 Exclusions or Exemptions 506b Accepted Date 2018-05-23 16:29:55 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D	2018-05-23 16:29:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-18-035460 Exclusions or Exemptions 506b Accepted Date 2018-05-23 16:29:25 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2018-05-23 16:28:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-18-035459 Exclusions or Exemptions 506b Accepted Date 2018-05-23 16:28:40 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2018-05-23 16:27:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips, Michael Liebeskind, and Milton H. Cohn, Jr. CIK Number 0001080429 Filed Document 0001104659-18-035458 Exclusions or Exemptions 506b Accepted Date 2018-05-23 16:27:40 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Taconic Capital Partners 1.5 L.P. See All Filings	D/A	2018-05-23 16:27:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456541 Filed Document 0001456541-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 16:27:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC LIFE INSURANCE CO See All Filings	D	2018-05-23 16:27:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips and Michael Liebeskind CIK Number 0001080429 Filed Document 0001104659-18-035457 Exclusions or Exemptions 506b Accepted Date 2018-05-23 16:27:10 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Arbor Grove 2, LLC See All Filings	D	2018-05-23 16:26:09 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001741738 Filed Document 0001741738-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 16:26:09 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Man GPM US Residential Real Estate Fund (US) LP See All Filings	D	2018-05-23 16:23:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001740379 Filed Document 0001740379-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 16:23:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ANASTASIA US TOURING Ltd LIABILITY Co See All Filings	D	2018-05-23 16:21:12 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001740986 Filed Document 0001740986-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 16:21:12 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
SANDS CAPITAL EMERGING MARKETS GROWTH FEEDER FUND (DE), L.P. See All Filings	D/A	2018-05-23 16:19:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608694 Filed Document 0001608694-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 16:19:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sands Capital Emerging Markets Growth Feeder Fund (Cayman), Ltd See All Filings	D/A	2018-05-23 16:16:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627015 Filed Document 0001627015-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-23 16:16:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Battery Uncorrelated Fund, LLC See All Filings	D/A	2018-05-23 16:14:19 UTC
Amount To Be Raised $104,797,715 Associated Brokers / Dealers N/A CIK Number 0001553801 Filed Document 0001553801-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 16:14:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Algodon Wines & Luxury Development Group, Inc. See All Filings	D	2018-05-23 16:14:06 UTC
Amount To Be Raised $2,046,730 Associated Brokers / Dealers N/A CIK Number 0001559998 Filed Document 0001493152-18-007712 Exclusions or Exemptions 506b Accepted Date 2018-05-23 16:14:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Seldon Energy Partners, LLC See All Filings	D	2018-05-23 16:12:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579032 Filed Document 0001140361-18-025320 Exclusions or Exemptions 506b Accepted Date 2018-05-23 16:12:19 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
C-Clear, LLC See All Filings	D	2018-05-23 16:11:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741414 Filed Document 0001741414-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 16:11:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
MVP LS FUND LVI LLC See All Filings	D	2018-05-23 16:10:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001741694 Filed Document 0001741697-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-23 16:10:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CLOUDPLUS, INC. See All Filings	D/A	2018-05-23 16:06:41 UTC
Amount To Be Raised $5,937,290 Associated Brokers / Dealers N/A CIK Number 0001656276 Filed Document 0001656276-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 16:06:41 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BTA 21802 Scramble LLC See All Filings	D	2018-05-23 16:02:52 UTC
Amount To Be Raised $37,750,000 Associated Brokers / Dealers N/A CIK Number 0001741185 Filed Document 0001209191-18-032561 Exclusions or Exemptions 506c Accepted Date 2018-05-23 16:02:52 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MSouth Equity Partners IV, L.P. See All Filings	D	2018-05-23 16:01:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001740477 Filed Document 0001740477-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-23 16:01:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverview Investments LLC See All Filings	D/A	2018-05-23 15:58:04 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001741712 Filed Document 0001741712-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-23 15:58:04 UTC Type of Offering D/A Industry Commercial Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Phorcys Opportunities I, LLC See All Filings	D/A	2018-05-23 15:57:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Beech Hill Securities CIK Number 0001464517 Filed Document 0001464517-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 15:57:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP ES FUND XLI LLC See All Filings	D	2018-05-23 15:54:01 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001741697 Filed Document 0001741697-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 15:54:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Thankful Concepts, Inc. See All Filings	D	2018-05-23 15:50:57 UTC
Amount To Be Raised $1,635,247 Associated Brokers / Dealers N/A CIK Number 0001741368 Filed Document 0001741368-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 15:50:57 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLOK Technologies Inc. See All Filings	D	2018-05-23 15:46:30 UTC
Amount To Be Raised $191,385 Associated Brokers / Dealers N/A CIK Number 0001741380 Filed Document 0001741380-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-23 15:46:30 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
BLOK Technologies Inc. See All Filings	D	2018-05-23 15:46:30 UTC
Amount To Be Raised $191,385 Associated Brokers / Dealers N/A CIK Number 0001741380 Filed Document 0001741380-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 15:46:30 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Surgical Center of Greensboro, LLC See All Filings	D	2018-05-23 15:44:52 UTC
Amount To Be Raised $4,810,800 Associated Brokers / Dealers N/A CIK Number 0001463992 Filed Document 0001660476-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-23 15:44:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
BigML, Inc. See All Filings	D	2018-05-23 15:39:54 UTC
Amount To Be Raised $20,125,000 Associated Brokers / Dealers N/A CIK Number 0001528332 Filed Document 0001528332-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-23 15:39:54 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Riverview Investments LLC See All Filings	D	2018-05-23 15:22:12 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001741712 Filed Document 0001741712-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 15:22:12 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Frontpage Attractions Holdings, LLC See All Filings	D	2018-05-23 15:22:04 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001702817 Filed Document 0001702817-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-23 15:22:04 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Alliance Surgical Center, LLC See All Filings	D/A	2018-05-23 15:18:54 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001660476 Filed Document 0001660476-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-23 15:18:54 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
YS ACRE ResiProp II LLC See All Filings	D	2018-05-23 15:16:55 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001741717 Filed Document 0001741717-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-23 15:16:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KETTLE HILL PARTNERS II, LP See All Filings	D/A	2018-05-23 15:14:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001328547 Filed Document 0000919574-18-003926 Exclusions or Exemptions 506b Accepted Date 2018-05-23 15:14:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mercer Phoenix Investment Portfolio, a series of Mercer Group Trust See All Filings	D/A	2018-05-23 15:09:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551494 Filed Document 0001551494-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 15:09:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KETTLE HILL PARTNERS, LP See All Filings	D/A	2018-05-23 15:08:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001234246 Filed Document 0000919574-18-003924 Exclusions or Exemptions 506b Accepted Date 2018-05-23 15:08:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mercer Hedge Fund Investors SPC See All Filings	D/A	2018-05-23 14:54:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001398173 Filed Document 0001398173-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:54:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXOCHAIN PBC See All Filings	D/A	2018-05-23 14:53:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741381 Filed Document 0001741381-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:53:52 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
TRUFFLE HOUND GLOBAL VALUE, LLC See All Filings	D/A	2018-05-23 14:53:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178144 Filed Document 0001178144-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:53:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Dynamic Alpha Opportunity Fund LLC See All Filings	D	2018-05-23 14:52:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735519 Filed Document 0001735519-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:52:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Tacit Capital Fund, LP - Series 2018A See All Filings	D	2018-05-23 14:52:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741683 Filed Document 0001741683-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:52:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Proto Holdings, Inc. See All Filings	D	2018-05-23 14:51:35 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001741025 Filed Document 0001683168-18-001511 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:51:35 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cayo Rosario Partners, LLC See All Filings	D/A	2018-05-23 14:50:08 UTC
Amount To Be Raised $3,564,000 Associated Brokers / Dealers N/A CIK Number 0001653173 Filed Document 0001653173-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:50:08 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NQ PE Project Inca, L.P. See All Filings	D/A	2018-05-23 14:48:34 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001741439 Filed Document 0001741438-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:48:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercer Global Multi-Asset Fund, LLC See All Filings	D/A	2018-05-23 14:42:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001376390 Filed Document 0001376390-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:42:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NQ PE Project Inca (Parent), L.P. See All Filings	D/A	2018-05-23 14:42:25 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001741438 Filed Document 0001741438-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:42:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Own Resources Rockies, LLC See All Filings	D	2018-05-23 14:38:16 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001741546 Filed Document 0001741546-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:38:16 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PRINCIPAL REAL ESTATE PARTICIPATING LOAN FUND, LLC See All Filings	D	2018-05-23 14:29:39 UTC
Amount To Be Raised $307,700,000 Associated Brokers / Dealers N/A CIK Number 0001741226 Filed Document 0001741226-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:29:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schoonover Oil, LLC See All Filings	D	2018-05-23 14:27:47 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001741708 Filed Document 0001741708-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:27:47 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Greenlight Medical, Inc. See All Filings	D	2018-05-23 14:20:43 UTC
Amount To Be Raised $1,174,242 Associated Brokers / Dealers N/A CIK Number 0001741511 Filed Document 0001741511-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:20:43 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
BDR URBAN WC LLC See All Filings	D	2018-05-23 14:20:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001741685 Filed Document 0001741685-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:20:39 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
LSC-DD MC1, DST See All Filings	D/A	2018-05-23 14:19:11 UTC
Amount To Be Raised $15,673,000 Associated Brokers / Dealers WealthForge Securities, LLC, Whitehall-Parker Securities, Inc., PRIMEX, Sandlapper Securities, LLC, Wilson-Davis & Co., Inc., McDermott Investment Services, LLC, Great Point Capital LLC, Advisory Group Equity Services Ltd., Berthel, Fisher & Company Financial Services, Inc., Capulent LLC, Huntwicke Securities, LLC, Orchard Securities, LLC, and IBN Financial Services, Inc. CIK Number 0001730245 Filed Document 0001730245-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:19:11 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity