Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Victory Road Diversified Partners LP See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310946 Filed Document 0000919574-16-009833 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Rattlesnake Creek Investments, LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers N/A CIK Number 0001665990 Filed Document 0001665990-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Tremblant Concentrated Fund Ltd. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001343827 Filed Document 0000919574-16-009852 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Eos Focused Equity Offshore Ltd See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580570 Filed Document 0000902664-16-005228 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SILVERBACK ARBITRAGE FUND LLC See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. Investcorp LLC CIK Number 0001439467 Filed Document 0000919574-16-009840 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Credit Surge Master Fund See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628727 Filed Document 0001315863-16-001105 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced ENT Solutions Inc See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $17,308,823 Associated Brokers / Dealers N/A CIK Number 0001666663 Filed Document 0001666663-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MindAptiv, LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001665611 Filed Document 0001665611-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NETCENTS SYSTEMS LTD. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $7,718 Associated Brokers / Dealers N/A CIK Number 0001643017 Filed Document 0001183740-16-000294 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Landmark Office Investors, LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $16,891,760 Associated Brokers / Dealers N/A CIK Number 0001665943 Filed Document 0001665943-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Albany Road-Domain Investor LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665373 Filed Document 0001665373-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
10Stories, Inc. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001664513 Filed Document 0001664513-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Mason Target Systems, LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001643425 Filed Document 0001446933-16-000022 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tremblant Partners Ltd. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001175160 Filed Document 0000919574-16-009857 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Saba Capital Tail Hedge Offshore Fund, Ltd. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498873 Filed Document 0000902664-16-005242 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tribute Pharmaceuticals Canada Inc. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001159019 Filed Document 0001354488-16-006087 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ONTARIO, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Benson Elliot Real Estate Partners IV-B, L.P. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised $681,437,320 Associated Brokers / Dealers Probitas Funds Group, LLC CIK Number 0001638335 Filed Document 0001638335-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HH-CD, L.P. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663156 Filed Document 0001315863-16-001100 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Condire Resource Partners, LP See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554471 Filed Document 0001554471-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Globevestor Angel Fund I, LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001665390 Filed Document 0001665390-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woodford Horizontal Project #7, LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001666258 Filed Document 0001666258-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Digital Domain Holdings Ltd See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $13,823,717 Associated Brokers / Dealers N/A CIK Number 0001664016 Filed Document 0001144204-16-079244 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
BNNT LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001551394 Filed Document 0001551394-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Guggenheim Private Debt Fund Note Issuer 2.0, LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001665415 Filed Document 0001665415-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QFace LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001666075 Filed Document 0001666075-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
RecargaPay Holdings Inc. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001523833 Filed Document 0001618301-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Mechanical Moon, Inc. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001669036 Filed Document 0001669036-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised $28,984,608 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-16-000430 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Benson Elliot Real Estate Partners IV, L.P. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $681,437,320 Associated Brokers / Dealers Probitas Funds Group, LLC CIK Number 0001634512 Filed Document 0001634512-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tillage Commodities Fund, LP See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540718 Filed Document 0000919574-16-009844 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PeerLogix, Inc. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $131,250 Associated Brokers / Dealers N/A CIK Number 0001603494 Filed Document 0001019687-16-005067 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pyrrho Global Event Driven Offshore Fund, Ltd. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC and Aldwych Securities, LLC CIK Number 0001555000 Filed Document 0001315863-16-001106 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Atlas5D, Inc. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001575510 Filed Document 0001575510-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Silfra 100m LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665703 Filed Document 0000935836-16-000699 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pennant Onshore Partners, L.P. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001135885 Filed Document 0000919574-16-009863 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
JCDP-4 LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001666023 Filed Document 0001666023-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pennant Offshore Partners, Ltd. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001183745 Filed Document 0000919574-16-009868 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Riley Exploration Group, Inc. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001535718 Filed Document 0001535718-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
GAP COINVESTMENTS III, LLC See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001282203 Filed Document 0000950142-16-002982 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AXA IM U.S. Small Cap Fund, LLC See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633417 Filed Document 0000943663-16-000251 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SE RIVER NORTH, LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001665756 Filed Document 0001665756-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
yet2Ventures Fund II, L.P. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001498742 Filed Document 0001498742-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
RRIF VI, LP See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Sunbelt Securities, Inc and Equus Financial Consulting LLC CIK Number 0001664650 Filed Document 0001664650-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Highland Capital Management Institutional Fund, LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hedge Harbor Inc., Mid Atlantic Capital Group, Inc., and Hedgeco Securities, LLC CIK Number 0001662646 Filed Document 0001662646-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BirdEye, Inc. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $10,000,001 Associated Brokers / Dealers N/A CIK Number 0001662714 Filed Document 0001662714-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alloy US Long/Short, LP See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599528 Filed Document 0001599528-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Siguler Guff Small Buyout Opportunities Fund III, LP See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporation CIK Number 0001665895 Filed Document 0001665895-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portfolio Advisors Asia Fund IV, L.P. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580521 Filed Document 0000902664-16-005234 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Valley DRI LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $27,853,523 Associated Brokers / Dealers N/A CIK Number 0001665720 Filed Document 0001665720-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $64,765 Associated Brokers / Dealers Don Harrington and Scott Siebel CIK Number 0001135856 Filed Document 0001135856-16-000428 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund