Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Romark Laboratories, L.C. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers International Assets Advisory, LLC CIK Number 0001470263 Filed Document 0000897069-16-000687 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
CMWA Mid Cap Partnership LLC See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411361 Filed Document 0001411361-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners Parallel Fund I, L.P. See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345007 Filed Document 0000902664-16-005516 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Small Cap Fund LLC See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310990 Filed Document 0001310990-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Three Bridges Europe Fund, L.P. See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377769 Filed Document 0000902664-16-005477 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Foreign Developed Partnership LLC See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422816 Filed Document 0001422816-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CHINA A SHARE CEF FUND See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001268621 Filed Document 0001467835-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging (Free) Markets Country Fund See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTH BRIDGE CAPITAL LLC CIK Number 0001467835 Filed Document 0001467835-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
King Street Europe, Ltd. See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459472 Filed Document 0000902664-16-005472 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Defensive Strategies Partership, LLC See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Pypir Inc. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001666334 Filed Document 0001666334-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Magnetar Andromeda Select Fund LLC See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541127 Filed Document 0001541127-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
View Ridge Capital Partners, LP See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666259 Filed Document 0000935836-16-000716 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAF Sub REIT, Inc. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001647191 Filed Document 0001656608-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greene Lyon Group Inc See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001504765 Filed Document 0001504765-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Equity Opportunities Fund LLC See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514096 Filed Document 0001514096-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackfynn Inc. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001666654 Filed Document 0001666654-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AMERICAN WHOLESALE INSURANCE HOLDING COMPANY, LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $6,000,600 Associated Brokers / Dealers N/A CIK Number 0001177703 Filed Document 0001461373-16-000063 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Access Point Technologies EP, Inc. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001666898 Filed Document 0001666898-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Nut Tree Onshore Fund, LP See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. Investcorp LLC CIK Number 0001666723 Filed Document 0001666723-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAMBER CAPITAL OFFSHORE FUND LTD See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001449827 Filed Document 0001546927-16-000369 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Build-To-Core Industrial Partnership I Central PA Holdco LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001665954 Filed Document 0001665954-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FIVE CORNERS PARTNERS LP See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001091003 Filed Document 0001091003-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZEC, Inc. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001660156 Filed Document 0001660156-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
EVANSVILLE PHYSICIANS S CORP See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $439,200 Associated Brokers / Dealers N/A CIK Number 0000748752 Filed Document 0001144204-16-080740 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Essex Scout Fund, LLC See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461637 Filed Document 0001546927-16-000357 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Essex Global Life Sciences Fund, LP See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505786 Filed Document 0001546927-16-000364 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Audax Senior Loan Fund I, L.P. See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414534 Filed Document 0001144204-16-081027 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Build-To-Core Industrial Partnership I Austin Holdco LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001665953 Filed Document 0001665953-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ZP Utility Fund, L.P. See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001048758 Filed Document 0001315863-16-001130 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mozio Inc. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $4,210,245 Associated Brokers / Dealers N/A CIK Number 0001664241 Filed Document 0001664241-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
International Equity CEF Fund See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504674 Filed Document 0001467835-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Build-To-Core Industrial Partnership I Dallas Line Holdco LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001665961 Filed Document 0001665961-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Build-To-Core Industrial Partnership I Houston Holdco LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001665963 Filed Document 0001665963-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Patient Identification Platform, Inc. See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001655101 Filed Document 0001655101-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STCE NC 2016 Energy ICF 4, LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666520 Filed Document 0001666520-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scribble Technologies Inc. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001666553 Filed Document 0001144204-16-080598 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Mokja Ventures, LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001666776 Filed Document 0001666776-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Milkcrate, LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $670,603 Associated Brokers / Dealers N/A CIK Number 0001666512 Filed Document 0001666512-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Arrestage International, Inc. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001666267 Filed Document 0001354488-16-006151 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BitTiger Inc. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001666707 Filed Document 0001666707-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
High Tide Advantage Fund, LP See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665447 Filed Document 0001013594-16-000698 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pillar Enterprises, LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers n/a CIK Number 0001666732 Filed Document 0001666732-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WEST VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cornwall Domestic LP See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gordian Investment Solutions, LLC CIK Number 0001523053 Filed Document 0000902664-16-005476 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GGV Discovery I, L.P. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers UBS Securities LLC CIK Number 0001666183 Filed Document 0001666253-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIM Infrastructure Fund II, L.P. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660051 Filed Document 0001660051-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1155 Boulder, LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $8,602,826 Associated Brokers / Dealers Wesley Hardin and Norman Jones CIK Number 0001666561 Filed Document 0001666561-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GIP CAPS Pine Co-Invest, L.P. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666680 Filed Document 0001140361-16-051814 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Micro Cap Fund LLC See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001309484 Filed Document 0001309484-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners II, L.P. See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392207 Filed Document 0000902664-16-005515 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund