Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CAZ Equity Hedged, L.P. See All Filings	D/A	2018-05-31 16:13:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001289394 Filed Document 0001289394-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 16:13:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ASI Aviation, Inc. See All Filings	1-A/A	2018-05-31 16:13:38 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001669368 Filed Document 0001493152-18-008061 Accepted Date 2018-05-31 16:13:38 UTC Type of Offering 1-A/A Industry INVESTORS, NEC Offering Tier Tier2 Principal Place of Business VIRGINIA Revenue or Assets $135,000 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Romulus Capital III (US) Feeder, L.P. See All Filings	D/A	2018-05-31 16:10:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644262 Filed Document 0001644261-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-31 16:10:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harvestone Group, LLC See All Filings	D	2018-05-31 16:10:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740944 Filed Document 0001740944-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 16:10:49 UTC Type of Offering D Industry Other Energy Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
SSC - SAF I, L.P. See All Filings	D	2018-05-31 16:09:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741302 Filed Document 0001741302-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 16:09:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Romulus Capital III, L.P. See All Filings	D/A	2018-05-31 16:07:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644261 Filed Document 0001644261-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 16:07:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Square Panda Inc. See All Filings	D	2018-05-31 16:06:50 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001655285 Filed Document 0001655285-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-31 16:06:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Inflexion Partnership Capital Fund II (No. 1) Limited Partnership See All Filings	D/A	2018-05-31 16:04:46 UTC
Amount To Be Raised $621,865,377 Associated Brokers / Dealers N/A CIK Number 0001737869 Filed Document 0001737869-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-31 16:04:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIDAL PETROLEUM INC See All Filings	D	2018-05-31 16:02:37 UTC
Amount To Be Raised $12,036,000 Associated Brokers / Dealers The Tidal Group, Inc. CIK Number 0001014687 Filed Document 0001014687-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-31 16:02:37 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
ACGTXYZ, Inc. See All Filings	D	2018-05-31 15:57:05 UTC
Amount To Be Raised $3,130,000 Associated Brokers / Dealers N/A CIK Number 0001741953 Filed Document 0001741953-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 15:57:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Equity Income Fund, L.P. See All Filings	D/A	2018-05-31 15:56:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546096 Filed Document 0001546096-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 15:56:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tommy Run LLC See All Filings	D	2018-05-31 15:56:19 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001742326 Filed Document 0001742326-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 15:56:19 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Cytogel Pharma, LLC See All Filings	D	2018-05-31 15:55:15 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001491841 Filed Document 0001062993-18-002449 Exclusions or Exemptions 506b Accepted Date 2018-05-31 15:55:15 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Debt
Inflexion Buyout Fund V (No. 1) Limited Partnership See All Filings	D/A	2018-05-31 15:51:46 UTC
Amount To Be Raised $758,072,099 Associated Brokers / Dealers N/A CIK Number 0001735748 Filed Document 0001735748-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-31 15:51:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Service Provider Capital Rocky Mountain Fund II, LP See All Filings	D	2018-05-31 15:50:25 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001741232 Filed Document 0001741232-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 15:50:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAZ CREDIT OPPORTUNITY, L.P. See All Filings	D/A	2018-05-31 15:50:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404813 Filed Document 0001404813-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 15:50:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Noble Advisors, LLC See All Filings	1-A/A	2018-05-31 15:49:07 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001716516 Filed Document 0001193125-18-180233 Accepted Date 2018-05-31 15:49:07 UTC Type of Offering 1-A/A Industry INVESTORS, NEC Offering Tier Tier1 Principal Place of Business PENNSYLVANIA Revenue or Assets $66,736,901 State of Jurisdiction PENNSYLVANIA Type of Security Debt
CurAegis Technologies, Inc. See All Filings	D/A	2018-05-31 15:48:25 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001063197 Filed Document 0001736321-18-000005 Exclusions or Exemptions 506c Accepted Date 2018-05-31 15:48:25 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Axis Flats LLC See All Filings	D	2018-05-31 15:44:33 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001736992 Filed Document 0001736992-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 15:44:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
D17 Ventures LLC See All Filings	D	2018-05-31 15:27:55 UTC
Amount To Be Raised $6,150,000 Associated Brokers / Dealers N/A CIK Number 0001741636 Filed Document 0001209191-18-034330 Exclusions or Exemptions 506c Accepted Date 2018-05-31 15:27:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
JR Moore Associates, LP See All Filings	D/A	2018-05-31 15:20:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650021 Filed Document 0001445866-18-000617 Exclusions or Exemptions 506b Accepted Date 2018-05-31 15:20:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pure Momentum (Restricted) Ltd See All Filings	D/A	2018-05-31 15:20:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001675559 Filed Document 0001675559-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 15:20:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acurx Pharmaceuticals, LLC See All Filings	D/A	2018-05-31 15:13:05 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001736243 Filed Document 0001736243-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-31 15:13:05 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sparkling Cocktail Corp. See All Filings	D	2018-05-31 15:08:29 UTC
Amount To Be Raised $1,758,943 Associated Brokers / Dealers N/A CIK Number 0001717727 Filed Document 0001717727-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 15:08:29 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Buena Vista Asian Opportunities Offshore Fund, Ltd. See All Filings	D/A	2018-05-31 15:08:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517325 Filed Document 0001517324-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-31 15:08:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broker Genius Inc. See All Filings	D	2018-05-31 15:04:11 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001672348 Filed Document 0001672348-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 15:04:11 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Winter Lion Healthcare Instruments, Inc. See All Filings	D	2018-05-31 15:02:20 UTC
Amount To Be Raised $3,050,000 Associated Brokers / Dealers N/A CIK Number 0001741761 Filed Document 0001741761-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 15:02:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Dialectic Antithesis Offshore, Ltd. See All Filings	D/A	2018-05-31 14:56:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443897 Filed Document 0001443897-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:56:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hunting Hill Offshore Fund, SPC - ETF & Index Opportunities SP See All Filings	D	2018-05-31 14:53:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James Lawler, Sunil Brett Sachdev, and Greg Coleman CIK Number 0001741951 Filed Document 0001013594-18-000366 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:53:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
neMedIO, Inc. See All Filings	D	2018-05-31 14:52:14 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001742161 Filed Document 0001231919-18-000031 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:52:14 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stonepeak Infrastructure Fund III - L (Side Car) LP See All Filings	D	2018-05-31 14:52:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742233 Filed Document 0001742233-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:52:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hunting Hill Series Fund, LP - ETF & Index Opportunities Series See All Filings	D	2018-05-31 14:48:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James Lawler, Sunil Brett Sachdev, and Greg Coleman CIK Number 0001742166 Filed Document 0001013594-18-000364 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:48:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fort Baker Special Opportunities, SPC Segregated Portfolio B See All Filings	D/A	2018-05-31 14:47:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719858 Filed Document 0001719858-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:47:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fort Baker Special Opportunities, SPC Segregated Portfolio A See All Filings	D/A	2018-05-31 14:46:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716373 Filed Document 0001716373-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:46:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fort Baker Catalyst Offshore Fund, Ltd. See All Filings	D/A	2018-05-31 14:44:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666491 Filed Document 0001666491-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:44:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buena Vista Asian Opportunities Fund, L.P. See All Filings	D/A	2018-05-31 14:43:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517324 Filed Document 0001517324-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:43:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fort Baker Catalyst Fund, LP See All Filings	D/A	2018-05-31 14:42:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666490 Filed Document 0001666490-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:42:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cypress Global Hedged Equity, LP See All Filings	D	2018-05-31 14:42:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742364 Filed Document 0001742364-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:42:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CAZ Partners Fund Liquid Income (TE), L.P. See All Filings	D/A	2018-05-31 14:38:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690758 Filed Document 0001690758-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:38:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EXOCHAIN PBC See All Filings	D/A	2018-05-31 14:33:27 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001741381 Filed Document 0001741381-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-05-31 14:33:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Multi-Strategy Offshore Fund, Ltd. See All Filings	D/A	2018-05-31 14:29:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001295412 Filed Document 0001295412-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:29:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Strix Leviathan Nest Fund I, LLC See All Filings	D/A	2018-05-31 14:28:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737437 Filed Document 0001737437-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:28:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ANCORA HEART, INC. See All Filings	D	2018-05-31 14:24:00 UTC
Amount To Be Raised $30,000,001 Associated Brokers / Dealers N/A CIK Number 0001253687 Filed Document 0001253687-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:24:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FL Arrow Ridge, LLC See All Filings	D	2018-05-31 14:21:54 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001741969 Filed Document 0001741969-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:21:54 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Partners Fund, L.P. See All Filings	D/A	2018-05-31 14:20:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001462173-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:20:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Incompass Medical Solutions, LLC See All Filings	D	2018-05-31 14:18:47 UTC
Amount To Be Raised $1,762,500 Associated Brokers / Dealers NA CIK Number 0001742121 Filed Document 0001742121-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:18:47 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CVRx, Inc. See All Filings	D/A	2018-05-31 14:18:34 UTC
Amount To Be Raised $93,000,000 Associated Brokers / Dealers N/A CIK Number 0001235912 Filed Document 0001235912-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:18:34 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Scopia Health Care LLC See All Filings	D/A	2018-05-31 14:17:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643234 Filed Document 0000919574-18-004005 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:17:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Partners Fund, L.P. See All Filings	D/A	2018-05-31 14:14:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001462173-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:14:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NANOSYS, INC. See All Filings	D	2018-05-31 14:14:34 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001160719 Filed Document 0001160719-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:14:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity