Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FotoSwipe, Inc. See All Filings	D/A	2016-07-25 14:42:51 UTC
Amount To Be Raised $530,000 Associated Brokers / Dealers N/A CIK Number 0001611900 Filed Document 0001611900-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-25 14:42:51 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Halcyon Solutions Fund US LP See All Filings	D	2016-07-25 14:39:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679890 Filed Document 0001315863-16-001636 Exclusions or Exemptions 506b Accepted Date 2016-07-25 14:39:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Plasma Stream Technologies, Inc. See All Filings	D	2016-07-25 14:38:42 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001660091 Filed Document 0001660091-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-25 14:38:42 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
Dallas Mockingbird Land, LLC See All Filings	D	2016-07-25 14:34:17 UTC
Amount To Be Raised $3,810,000 Associated Brokers / Dealers N/A CIK Number 0001679997 Filed Document 0001679997-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 14:34:17 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Crow Holdings Retail Fund II, L.P. See All Filings	D	2016-07-25 14:33:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679511 Filed Document 0001680164-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-25 14:33:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Halcyon Arbitrage Fund LP See All Filings	D	2016-07-25 14:32:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679895 Filed Document 0001315863-16-001635 Exclusions or Exemptions 506b Accepted Date 2016-07-25 14:32:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Opanga Networks, Inc. See All Filings	D	2016-07-25 14:30:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001491109 Filed Document 0001491109-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-25 14:30:51 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Skyline Vet Pharma, Inc. See All Filings	D	2016-07-25 14:29:01 UTC
Amount To Be Raised $1,548,928 Associated Brokers / Dealers N/A CIK Number 0001680111 Filed Document 0001680111-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 14:29:01 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Plasma Stream Technologies, Inc. See All Filings	D/A	2016-07-25 14:27:53 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001660091 Filed Document 0001660091-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-25 14:27:53 UTC Type of Offering D/A Industry Other Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
Halcyon Solutions Fund Ltd. See All Filings	D	2016-07-25 14:22:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679896 Filed Document 0001315863-16-001634 Exclusions or Exemptions 506b Accepted Date 2016-07-25 14:22:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Liquidity Fund XXXVI LLC See All Filings	D/A	2016-07-25 14:13:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001674127 Filed Document 0001674127-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-25 14:13:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Halcyon Arbitrage Fund Offshore Ltd See All Filings	D	2016-07-25 14:13:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679897 Filed Document 0001315863-16-001633 Exclusions or Exemptions 506b Accepted Date 2016-07-25 14:13:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovative Crop Solutions, Inc. See All Filings	D	2016-07-25 14:07:53 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001660092 Filed Document 0001660092-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-25 14:07:53 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
MV Liquidity Fund XXXVIII LLC See All Filings	D/A	2016-07-25 14:06:11 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc CIK Number 0001674219 Filed Document 0001674219-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-25 14:06:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Innovative Crop Solutions, Inc. See All Filings	D	2016-07-25 13:56:09 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001660092 Filed Document 0001660092-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-25 13:56:09 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CMC Capital Partners II, L.P. See All Filings	D	2016-07-25 13:54:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001680164 Filed Document 0001680164-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-25 13:54:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Innovative Crop Solutions, Inc. See All Filings	D	2016-07-25 13:43:21 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001660092 Filed Document 0001660092-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-25 13:43:21 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Flatiron Hex Ltd Liability Co See All Filings	D	2016-07-25 13:42:40 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001680618 Filed Document 0001680618-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 13:42:40 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
RedHawk Holdings Corp. See All Filings	D/A	2016-07-25 13:33:20 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001353406 Filed Document 0001615774-16-006420 Exclusions or Exemptions 506b Accepted Date 2016-07-25 13:33:20 UTC Type of Offering D/A Industry Other Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Debt
Tucanos Hawthorn, LLLP See All Filings	D	2016-07-25 13:27:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None. CIK Number 0001680376 Filed Document 0001680376-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 13:27:32 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Schroder Emerging Markets Multi-Sector Bond Portfolio, L.P. See All Filings	D	2016-07-25 13:21:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001680045 Filed Document 0001680045-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 13:21:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Six Deg, Inc. See All Filings	D	2016-07-25 13:12:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001680455 Filed Document 0001680455-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 13:12:32 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
FotoSwipe, Inc. See All Filings	D	2016-07-25 13:08:28 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001611900 Filed Document 0001611900-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-25 13:08:28 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
CIC Patrician, LLC See All Filings	D	2016-07-25 13:02:38 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001680606 Filed Document 0001680606-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 13:02:38 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Cercacor Laboratories, Inc. See All Filings	D	2016-07-25 13:01:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001061031 Filed Document 0001140361-16-073170 Exclusions or Exemptions 506b Accepted Date 2016-07-25 13:01:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tricida, Inc. See All Filings	D	2016-07-25 12:59:48 UTC
Amount To Be Raised $55,500,000 Associated Brokers / Dealers N/A CIK Number 0001595585 Filed Document 0001595585-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-25 12:59:48 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MY COI, LLC See All Filings	D/A	2016-07-25 12:56:17 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001523405 Filed Document 0001523405-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-25 12:56:17 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
TORAX MEDICAL INC See All Filings	D	2016-07-25 12:46:55 UTC
Amount To Be Raised $25,001,500 Associated Brokers / Dealers N/A CIK Number 0001214172 Filed Document 0001214172-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 12:46:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Aon Hewitt Group Trust See All Filings	D/A	2016-07-25 12:43:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aon Securities, Inc. CIK Number 0001496672 Filed Document 0001496672-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-25 12:43:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
My-Villages, Inc. See All Filings	D	2016-07-25 12:24:05 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001680306 Filed Document 0001680306-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 12:24:05 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Arel Funding II LP See All Filings	D	2016-07-25 12:20:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680481 Filed Document 0000902664-16-007693 Exclusions or Exemptions 506b Accepted Date 2016-07-25 12:20:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FULLER ENDOWMENT FUND, LP See All Filings	D/A	2016-07-25 12:15:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468622 Filed Document 0001140361-16-073164 Exclusions or Exemptions 506b Accepted Date 2016-07-25 12:15:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scout IoT, Inc. See All Filings	D	2016-07-25 12:08:07 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001680577 Filed Document 0001680360-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 12:08:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AGSF LP See All Filings	D/A	2016-07-25 12:04:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emerging Manager Advisors, LLC CIK Number 0001582333 Filed Document 0001582333-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-25 12:04:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FULLER ENDOWMENT FUND, LP See All Filings	D	2016-07-25 12:03:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468622 Filed Document 0001140361-16-073159 Exclusions or Exemptions 506b Accepted Date 2016-07-25 12:03:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coronation Universal Fund - Coronation Global Emerging Markets Equity Fund See All Filings	D/A	2016-07-25 12:00:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569349 Filed Document 0000943663-16-000420 Exclusions or Exemptions 506b Accepted Date 2016-07-25 12:00:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hosen Investment Fund III, L.P. See All Filings	D	2016-07-25 11:54:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001680327 Filed Document 0001680327-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 11:54:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOTI, Inc. See All Filings	D/A	2016-07-25 11:51:51 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001639756 Filed Document 0001639756-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-25 11:51:51 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Neighborhood Market Portfolio DST See All Filings	D	2016-07-25 11:46:22 UTC
Amount To Be Raised $8,408,635 Associated Brokers / Dealers James K. Johnston and Douglas A. Henrickson CIK Number 0001679005 Filed Document 0001679005-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 11:46:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
ELLINGTON QUANTITATIVE EQUITY PARTNERS, LP See All Filings	D/A	2016-07-25 11:40:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487400 Filed Document 0001012975-16-001365 Exclusions or Exemptions 506b Accepted Date 2016-07-25 11:40:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Ellington Quantitative Equity Overseas, Ltd. See All Filings	D/A	2016-07-25 11:34:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494130 Filed Document 0001012975-16-001364 Exclusions or Exemptions 506b Accepted Date 2016-07-25 11:34:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BlackBox Master Fund, LP See All Filings	D/A	2016-07-25 11:11:49 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Emerging Manager Advisors, LLC CIK Number 0001520175 Filed Document 0001520175-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 11:11:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
DCM Multi-Manager Fund, LLC Series G See All Filings	D/A	2016-07-25 11:11:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679670 Filed Document 0001679670-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-25 11:11:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
51maps INC See All Filings	D	2016-07-25 11:00:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001680325 Filed Document 0001680325-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 11:00:28 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
DCM Multi-Manager Fund, LLC Series F See All Filings	D	2016-07-25 10:56:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679635 Filed Document 0001679635-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 10:56:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DCM Multi-Manager Fund, LLC Series H See All Filings	D	2016-07-25 10:45:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679636 Filed Document 0001679636-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 10:45:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DRA Growth & Income Master Fund IX, LLC See All Filings	D	2016-07-25 10:38:59 UTC
Amount To Be Raised $1,257,500,000 Associated Brokers / Dealers N/A CIK Number 0001680317 Filed Document 0000902664-16-007692 Exclusions or Exemptions 506b Accepted Date 2016-07-25 10:38:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DRA Growth & Income Fund IX, LLC See All Filings	D	2016-07-25 10:37:49 UTC
Amount To Be Raised $1,400,000,000 Associated Brokers / Dealers N/A CIK Number 0001680316 Filed Document 0000902664-16-007691 Exclusions or Exemptions 506b Accepted Date 2016-07-25 10:37:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Heritage Fund, L.P. See All Filings	D/A	2016-07-25 10:37:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469088 Filed Document 0001144204-16-114201 Exclusions or Exemptions 506b Accepted Date 2016-07-25 10:37:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEOSPHERE INDIA FUND See All Filings	D	2016-07-25 10:34:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679044 Filed Document 0000919574-16-014302 Exclusions or Exemptions 506b Accepted Date 2016-07-25 10:34:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity