Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GRAVITY HEIGHTS SORRENTO VALLEY LP See All Filings	D	2018-04-20 17:59:05 UTC
Amount To Be Raised $511,500 Associated Brokers / Dealers N/A CIK Number 0001685947 Filed Document 0001685947-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-20 17:59:05 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PAYKLEVER INC See All Filings	D	2018-04-20 17:57:02 UTC
Amount To Be Raised $385,000 Associated Brokers / Dealers N/A CIK Number 0001736914 Filed Document 0001736914-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-20 17:57:02 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PHARMAJET, INC. See All Filings	D/A	2018-04-20 17:52:52 UTC
Amount To Be Raised $6,725,076 Associated Brokers / Dealers N/A CIK Number 0001475017 Filed Document 0001496560-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-20 17:52:52 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Sourcely Holdings, Inc. See All Filings	D	2018-04-20 17:46:20 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001737702 Filed Document 0001737702-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-20 17:46:20 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Xomi, Inc. See All Filings	D	2018-04-20 17:44:45 UTC
Amount To Be Raised $7,086,812 Associated Brokers / Dealers N/A CIK Number 0001710119 Filed Document 0001710119-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-20 17:44:45 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Inner Spirit Holdings Inc. See All Filings	D	2018-04-20 17:40:00 UTC
Amount To Be Raised $466,237 Associated Brokers / Dealers N/A CIK Number 0001737467 Filed Document 0001717695-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-04-20 17:40:00 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
ZEEP Inc See All Filings	D/A	2018-04-20 17:38:12 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001436598 Filed Document 0001436598-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-04-20 17:38:12 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Motiv Power Systems, Inc. See All Filings	D	2018-04-20 17:34:09 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001496560 Filed Document 0001496560-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-20 17:34:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MV REAL ESTATE FUND V LLC See All Filings	D	2018-04-20 17:32:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001737761 Filed Document 0001737760-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-20 17:32:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Orchid Labs Inc. See All Filings	D	2018-04-20 17:30:06 UTC
Amount To Be Raised $125,595,882 Associated Brokers / Dealers N/A CIK Number 0001721086 Filed Document 0001721086-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-04-20 17:30:06 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Lombard International Life Assurance Co Separate Account VL 199 See All Filings	D	2018-04-20 17:28:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The Leaders Group, Inc. CIK Number 0001738185 Filed Document 0001738185-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-20 17:28:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV VC FUND XII LLC See All Filings	D	2018-04-20 17:27:58 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001737760 Filed Document 0001737760-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-20 17:27:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Zero Coupon Chicagoland Office DST See All Filings	D/A	2018-04-20 17:21:36 UTC
Amount To Be Raised $65,334,005 Associated Brokers / Dealers Edward E. Fernandez, Chay T. Lapin, Corbin T. Thomas, Dan L. Werry, David P. Dahill, Michael G. Steinthal, Jason A. Salmon, Craig M. Gougis, Joseph G. Michaletz, John D. Cahoon, Scott D. Offerman, James M. Gambaccini, and Edwin T. Suzuki CIK Number 0001734696 Filed Document 0001730498-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-04-20 17:21:36 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Main Street Data Corp See All Filings	D	2018-04-20 17:15:05 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001737960 Filed Document 0001737960-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-20 17:15:05 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
STG V EXECUTIVE FUND, L.P. See All Filings	D	2018-04-20 17:11:17 UTC
Amount To Be Raised $67,500,000 Associated Brokers / Dealers N/A CIK Number 0001734578 Filed Document 0001734578-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-20 17:11:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bali Beverage Company LLC See All Filings	C	2018-04-20 17:10:03 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $100,000 CIK Number 0001737457 Filed Document 0001670254-18-000133 Accepted Date 2018-04-20 17:10:03 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
SW Innovative Holdings, Inc. See All Filings	1-A/A	2018-04-20 17:08:00 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001621388 Filed Document 0001549212-18-000014 Accepted Date 2018-04-20 17:08:00 UTC Type of Offering 1-A/A Industry SERVICES-TELEPHONE INTERCONNECT SYSTEMS Offering Tier Tier1 Principal Place of Business TEXAS Revenue or Assets $36,905 State of Jurisdiction TEXAS Type of Security Equity (common or preferred stock)
TRIANGLE PEAK PARTNERS GLOBAL ALLOCATION LP See All Filings	D/A	2018-04-20 17:05:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001446272 Filed Document 0001446272-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-20 17:05:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kuma Shake, Inc See All Filings	D	2018-04-20 17:04:02 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001680575 Filed Document 0001680575-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-20 17:04:02 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Strix Leviathan Nest Fund I, LLC See All Filings	D	2018-04-20 17:02:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737437 Filed Document 0001737437-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-20 17:02:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Venrock Healthcare Capital Partners III, L.P. See All Filings	D	2018-04-20 17:00:33 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001738048 Filed Document 0001738048-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-20 17:00:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GALVANIZE INC. See All Filings	D	2018-04-20 16:57:38 UTC
Amount To Be Raised $1,505,400 Associated Brokers / Dealers N/A CIK Number 0001609551 Filed Document 0001609551-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-04-20 16:57:38 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Direct Lending Income Fund, L.P. See All Filings	D/A	2018-04-20 16:56:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Luke Powell, Ariel Shlien, Robert McCarthy, Stephen Feid, Yuanita Securities Korea Co., Ltd, Yasser Ahmad, and Yoram Arbel CIK Number 0001575328 Filed Document 0001575328-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-20 16:56:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoShare, Inc. See All Filings	D/A	2018-04-20 16:55:41 UTC
Amount To Be Raised $6,230,402 Associated Brokers / Dealers N/A CIK Number 0001676364 Filed Document 0001676364-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-20 16:55:41 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Learning Machine Technologies, Inc. See All Filings	D	2018-04-20 16:53:36 UTC
Amount To Be Raised $2,999,998 Associated Brokers / Dealers N/A CIK Number 0001737593 Filed Document 0001737593-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-20 16:53:36 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chicagoland Supermarket Portfolio DST See All Filings	D/A	2018-04-20 16:48:39 UTC
Amount To Be Raised $39,769,696 Associated Brokers / Dealers Chay T. Lapin, Daniel P. Raupp, Christina S. Nielson, Austin R. Dutton Jr., Eric S. Scaff, Michael G. Culwell, Roy V. Pfleger II, John P. Harvey Jr., Stuart T. Valentine, Timothy J. Sherer, Ryan J. Sherer, David P. Dahill, Williams K. Butcher, Alexander R. Creede, Alan N. Lichtenstein, Michael G. Steinthal, Scott D. Offerman, Elias S. Ranch, Curtis J. Sathre III, Jon P. Cirelli, Barry W. Lemay, and Justin C. Lowry CIK Number 0001730498 Filed Document 0001730498-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-04-20 16:48:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Compound Money Fund, L.P. See All Filings	D/A	2018-04-20 16:35:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520658 Filed Document 0000897423-18-000030 Exclusions or Exemptions 506b Accepted Date 2018-04-20 16:35:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VR Resources Ltd. See All Filings	D	2018-04-20 16:28:01 UTC
Amount To Be Raised $451,695 Associated Brokers / Dealers N/A CIK Number 0001717695 Filed Document 0001717695-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-20 16:28:01 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Ancor Pledge Fund VIII, LLC See All Filings	D	2018-04-20 16:24:35 UTC
Amount To Be Raised $1,283,333 Associated Brokers / Dealers N/A CIK Number 0001653116 Filed Document 0001653116-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-20 16:24:35 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Universa Black Swan Protection Protocol XXXII L.P. See All Filings	D	2018-04-20 16:23:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738047 Filed Document 0000935836-18-000242 Exclusions or Exemptions 506b Accepted Date 2018-04-20 16:23:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARVANA GROUP, LLC See All Filings	D	2018-04-20 16:20:33 UTC
Amount To Be Raised $15,196,658 Associated Brokers / Dealers N/A CIK Number 0001737364 Filed Document 0001737364-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-20 16:20:33 UTC Type of Offering D Industry Retailing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Cogito Corp See All Filings	D	2018-04-20 16:18:32 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001629045 Filed Document 0001629045-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-20 16:18:32 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Bristol Investors, LLLP See All Filings	D	2018-04-20 16:15:45 UTC
Amount To Be Raised $2,277,584 Associated Brokers / Dealers N/A CIK Number 0001731778 Filed Document 0001731778-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-04-20 16:15:45 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Aegis Special Situations QP Fund LLC - Series Hospitality I See All Filings	D	2018-04-20 16:14:52 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001737986 Filed Document 0001737986-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-20 16:14:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hollywood Burger Holdings, Inc. See All Filings	D	2018-04-20 16:13:22 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001487516 Filed Document 0001487516-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-20 16:13:22 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TELA Bio, Inc. See All Filings	D	2018-04-20 16:11:41 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001561921 Filed Document 0001561921-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-20 16:11:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Optec International, Inc. See All Filings	D	2018-04-20 16:10:57 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001557340 Filed Document 0001079973-18-000267 Exclusions or Exemptions 506b Accepted Date 2018-04-20 16:10:57 UTC Type of Offering D Industry Energy Conservation Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Freeport First Lien Loan Fund IV LP See All Filings	D	2018-04-20 16:09:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737501 Filed Document 0001393725-18-000071 Exclusions or Exemptions 506b Accepted Date 2018-04-20 16:09:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SidelineSwap, Inc. See All Filings	D	2018-04-20 16:07:19 UTC
Amount To Be Raised $5,000,006 Associated Brokers / Dealers N/A CIK Number 0001699264 Filed Document 0001699264-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-20 16:07:19 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Pine Financial Opportunities Fund II, LP See All Filings	D/A	2018-04-20 16:07:15 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001588793 Filed Document 0001588793-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-20 16:07:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Extra Space Storage LP See All Filings	D	2018-04-20 16:04:32 UTC
Amount To Be Raised $1,876,600 Associated Brokers / Dealers N/A CIK Number 0001302071 Filed Document 0001302071-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-20 16:04:32 UTC Type of Offering D Industry REITS and Finance Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Private Opportunities Fund IV, L.P. See All Filings	D	2018-04-20 16:04:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737866 Filed Document 0001737866-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-20 16:04:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VR Resources Ltd. See All Filings	D	2018-04-20 16:03:47 UTC
Amount To Be Raised $10,718 Associated Brokers / Dealers N/A CIK Number 0001717695 Filed Document 0001717695-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-20 16:03:47 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Ornate Absolute Return Fund, LP See All Filings	D/A	2018-04-20 16:00:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701186 Filed Document 0001575328-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-20 16:00:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SpeakWorks, Inc. See All Filings	D/A	2018-04-20 15:57:21 UTC
Amount To Be Raised $5,199,998 Associated Brokers / Dealers N/A CIK Number 0001530784 Filed Document 0001530784-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-20 15:57:21 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
CherryCircle Software, Inc. See All Filings	D/A	2018-04-20 15:56:38 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001710964 Filed Document 0001710964-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-20 15:56:38 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Cheetah Medical, Inc. See All Filings	D	2018-04-20 15:53:52 UTC
Amount To Be Raised $6,999,999 Associated Brokers / Dealers N/A CIK Number 0001573285 Filed Document 0001573285-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-20 15:53:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tygrus, LLC See All Filings	D	2018-04-20 15:53:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001629688 Filed Document 0001629688-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-20 15:53:24 UTC Type of Offering D Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Gunsmoke 3-D Joint Venture See All Filings	D	2018-04-20 15:49:17 UTC
Amount To Be Raised $1,027,000 Associated Brokers / Dealers N/A CIK Number 0001738130 Filed Document 0001654954-18-004188 Exclusions or Exemptions 506b Accepted Date 2018-04-20 15:49:17 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Auda Capital SCS SICAV-SIF-Auda Asia Secondary Fund See All Filings	D	2018-04-20 15:49:14 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001737210 Filed Document 0001737210-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-20 15:49:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund