Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AWH OPPORTUNITY FUND I LP See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001211291 Filed Document 0001211291-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Simple Mills, Inc. See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001612522 Filed Document 0001612522-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Talksho, Inc. See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001514721 Filed Document 0001514721-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
VAST.COM INC. See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $13,999,999 Associated Brokers / Dealers N/A CIK Number 0001461575 Filed Document 0001461575-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IX Capital Fund I, L.P. See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001667228 Filed Document 0001667228-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Signpost Capital Partners, LP See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540737 Filed Document 0000919574-16-011210 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MHIC GLOVER PARTNERS LLC See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001423269 Filed Document 0001423269-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salient MLP Total Return TE Fund, L.P. See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers T. Michael Conway III, Fred L. Williams, Jr., UMB Financial Services Inc., EDI Financial, Inc., David E. Hicks, William W. Cathriner, Jill Cohen, Andrew Linbeck, Morgan Stanley Smith Barney LLC, Blair Batson, and William S. Hill CIK Number 0001616017 Filed Document 0001616017-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CERES FOOD & AGRICULTURE OPPORTUNITY FUND, L.P. See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667300 Filed Document 0001667300-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Revere High Yield Fund, LP See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568309 Filed Document 0001568309-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BLUE PLANET ENERGY SYSTEMS, LLC See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $2,431,000 Associated Brokers / Dealers N/A CIK Number 0001667219 Filed Document 0001667219-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Saba Labs, LLC See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001594979 Filed Document 0001594979-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Other
AnKap Partners, L.P. See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456617 Filed Document 0001456617-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund That Flip, Inc. See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001631102 Filed Document 0001631102-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Long Ridge Equity Partners II-B, LP See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers HARKEN CAPITAL SECURITIES, LLC CIK Number 0001666080 Filed Document 0001666079-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Learned Insights Inc. See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001667520 Filed Document 0001667520-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Lone Oak Minerals, LP See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001650310 Filed Document 0001650310-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Earth Equity Farms, Inc. See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised $822,623 Associated Brokers / Dealers N/A CIK Number 0001598552 Filed Document 0001598552-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Vicarious Surgical Inc. See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $2,385,158 Associated Brokers / Dealers N/A CIK Number 0001666810 Filed Document 0001666810-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Weathergage Venture Capital IV LP See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001664470 Filed Document 0001664470-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cerberus Offshore Levered Loan Opportunities Fund III, L.P. See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660083 Filed Document 0000905718-16-001238 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgeForum Visium, LLC See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001532029 Filed Document 0001532029-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
21Mercantile, LLC See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001667925 Filed Document 0001667925-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Zappenin, Inc. See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666000 Filed Document 0001666000-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Numerai Fund 1, LP See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667103 Filed Document 0001667103-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgeForum Glenview, LLC See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001612668 Filed Document 0001612668-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgeForum Eminence, LLC See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001532025 Filed Document 0001532025-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moms Online, Inc. See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001619174 Filed Document 0001078782-16-002344 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SOUTHFIELD TIER ONE INVESTMENT LP See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001664158 Filed Document 0001405086-16-000408 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Crispin Inferential Partners, LP See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633981 Filed Document 0001405086-16-000410 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MRG Inc. See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $750,002 Associated Brokers / Dealers N/A CIK Number 0001550725 Filed Document 0001550725-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WHEAT CAPITAL MANAGEMENT, LLC See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642335 Filed Document 0001642335-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Belle Isle Craft Spirits, Inc. See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001598715 Filed Document 0001598715-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Port Capital MLP Fund, LP See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655263 Filed Document 0001655263-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Port Capital Small Cap Fund, LP See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655264 Filed Document 0001655264-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAYVIEW MORTGAGE SECURITIES DOMESTIC, L.P. See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539665 Filed Document 0000902664-16-005933 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NEIGHBORHOOD FINANCE Corp See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $13,050,000 Associated Brokers / Dealers N/A CIK Number 0000874312 Filed Document 0000874312-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
Signpost Capital Fund Ltd. See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540735 Filed Document 0000919574-16-011214 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
XCINEX Corp See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001639788 Filed Document 0001639788-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Other
Long Ridge Equity Partners II, LP See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers HARKEN CAPITAL SECURITIES, LLC CIK Number 0001666079 Filed Document 0001666079-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HedgeForum OZF, LLC See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001526366 Filed Document 0001526366-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Opportunity Fund, LP See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Over 5 CIK Number 0001496742 Filed Document 0001095449-16-000205 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wealthy One, LLC See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001667018 Filed Document 0001667018-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Port Logistics, LLC See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $993,000 Associated Brokers / Dealers N/A CIK Number 0001666919 Filed Document 0001666919-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Claremont Living, LLC See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001666976 Filed Document 0001666976-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum Metacapital, LLC See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001584477 Filed Document 0001584477-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bernoulli Fund, LLC See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457489 Filed Document 0001457489-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knopp Biosciences LLC See All Filings	D/A	2016-02-16 00:00:00 UTC
Amount To Be Raised $12,766,372 Associated Brokers / Dealers MIP Global, Inc., Stillpoint Capital, LLC, and Saturn Capital, Inc. CIK Number 0001497598 Filed Document 0000898432-16-001902 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Fischer Block, Inc. See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $677,000 Associated Brokers / Dealers N/A CIK Number 0001666331 Filed Document 0001666331-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BeneVir Biopharm, Inc. See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001626108 Filed Document 0001626108-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity