Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Constantine Metal Resources Ltd. See All Filings	D	2018-06-06 16:39:29 UTC
Amount To Be Raised $8,655,463 Associated Brokers / Dealers N/A CIK Number 0001407838 Filed Document 0001183740-18-000102 Exclusions or Exemptions 506b Accepted Date 2018-06-06 16:39:29 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Echelon Capital Fund, L.P. See All Filings	D/A	2018-06-06 16:39:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586984 Filed Document 0001586984-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-06 16:39:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-HYN, a series of Equidate Investments LLC See All Filings	D/A	2018-06-06 16:37:39 UTC
Amount To Be Raised $789,666 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001719156 Filed Document 0001740749-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-06-06 16:37:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POQ ISSUER, LLC See All Filings	D/A	2018-06-06 16:36:09 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001742857 Filed Document 0001742857-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-06-06 16:36:09 UTC Type of Offering D/A Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
Legacy Crossing Apartments, LP See All Filings	D	2018-06-06 16:36:03 UTC
Amount To Be Raised $8,600,000 Associated Brokers / Dealers N/A CIK Number 0001741215 Filed Document 0001741215-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 16:36:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Echelon Diversified Fund, L.P. See All Filings	D/A	2018-06-06 16:34:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607987 Filed Document 0001607987-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-06 16:34:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portal Architects, Inc. See All Filings	D	2018-06-06 16:32:19 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001699895 Filed Document 0001699895-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-06 16:32:19 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Echelon Capital Fund, L.P. See All Filings	D/A	2018-06-06 16:28:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586984 Filed Document 0001586984-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 16:28:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PPM AMERICA PRIVATE EQUITY FUND VII LP See All Filings	D	2018-06-06 16:27:17 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers N/A CIK Number 0001742862 Filed Document 0001742862-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 16:27:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CCGW1 LP See All Filings	D/A	2018-06-06 16:23:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708824 Filed Document 0001315863-18-000476 Exclusions or Exemptions 506b Accepted Date 2018-06-06 16:23:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Epiq Capital B, L.P. See All Filings	D	2018-06-06 16:23:10 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001742969 Filed Document 0001742969-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 16:23:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
California Caviar Company, LLC See All Filings	D	2018-06-06 16:19:27 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001742620 Filed Document 0001742620-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 16:19:27 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Manitex International, Inc. See All Filings	D	2018-06-06 16:16:48 UTC
Amount To Be Raised $32,658,485 Associated Brokers / Dealers N/A CIK Number 0001302028 Filed Document 0000950138-18-000447 Exclusions or Exemptions 506b Accepted Date 2018-06-06 16:16:48 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
Bodhi Tree Tactical Asset Allocation Fund, LP See All Filings	D	2018-06-06 16:16:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mark Bernegger CIK Number 0001741653 Filed Document 0001741653-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 16:16:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Akahi Fund L P See All Filings	D/A	2018-06-06 16:16:13 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001301491 Filed Document 0000935836-18-000335 Exclusions or Exemptions 506b Accepted Date 2018-06-06 16:16:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sienna Way II, LLC See All Filings	D/A	2018-06-06 16:14:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708687 Filed Document 0000935836-18-000334 Exclusions or Exemptions 506b Accepted Date 2018-06-06 16:14:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HGI KFB K45, LLC See All Filings	D	2018-06-06 16:06:27 UTC
Amount To Be Raised $15,425,921 Associated Brokers / Dealers N/A CIK Number 0001742522 Filed Document 0001742184-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-06 16:06:27 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Casa Verde Capital SPV V, L.P. See All Filings	D	2018-06-06 16:01:56 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001742501 Filed Document 0001742501-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 16:01:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-JFX, a series of Equidate Investments LLC See All Filings	D/A	2018-06-06 16:01:18 UTC
Amount To Be Raised $2,545,639 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001711896 Filed Document 0001740749-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-06-06 16:01:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
F0cal, Inc. See All Filings	D	2018-06-06 16:00:10 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001701284 Filed Document 0001701284-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 16:00:10 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Breast Microseed, Inc. See All Filings	D/A	2018-06-06 15:59:41 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001607763 Filed Document 0001607763-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:59:41 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Corsair Assist Investors, L.P. See All Filings	D	2018-06-06 15:53:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FPCG, LLC CIK Number 0001741765 Filed Document 0001741765-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:53:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Echelon Diversified Fund, L.P. See All Filings	D/A	2018-06-06 15:51:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607987 Filed Document 0001607987-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:51:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUTRO BIOPHARMA INC See All Filings	D	2018-06-06 15:50:42 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001382101 Filed Document 0001382101-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:50:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Expimetrics, Inc. See All Filings	D	2018-06-06 15:50:23 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001742960 Filed Document 0001742960-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:50:23 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
A-SEQ-17-Fund, a series of AX-T-AL-Funds, LLC See All Filings	D	2018-06-06 15:48:48 UTC
Amount To Be Raised $131,500 Associated Brokers / Dealers N/A CIK Number 0001739186 Filed Document 0001740749-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:48:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
130 E. John W. Carpenter Freeway, LP See All Filings	D	2018-06-06 15:46:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742935 Filed Document 0001742935-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:46:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Red Oak Capital Fund II, LLC See All Filings	1-A	2018-06-06 15:44:40 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Crescent Securities Group, Inc. CIK Number 0001742521 Filed Document 0001654954-18-006363 Accepted Date 2018-06-06 15:44:40 UTC Type of Offering 1-A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business MICHIGAN Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Debt
Almubader Growth Fund I LLC See All Filings	D/A	2018-06-06 15:44:03 UTC
Amount To Be Raised $2,720,000 Associated Brokers / Dealers N/A CIK Number 0001706831 Filed Document 0001740749-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:44:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QATAR Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROC Funding Group LLC See All Filings	D	2018-06-06 15:41:37 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001742536 Filed Document 0001144204-18-033028 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:41:37 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Echelon Capital Fund, L.P. See All Filings	D/A	2018-06-06 15:40:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586984 Filed Document 0001607987-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:40:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HGI DS K45, LLC See All Filings	D	2018-06-06 15:31:27 UTC
Amount To Be Raised $18,750,000 Associated Brokers / Dealers N/A CIK Number 0001742185 Filed Document 0001742184-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:31:27 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Echelon Capital Strategies, LLC See All Filings	D/A	2018-06-06 15:30:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589568 Filed Document 0001589568-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:30:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Santa Fe Apt Venture, LLC See All Filings	D	2018-06-06 15:29:44 UTC
Amount To Be Raised $2,970,000 Associated Brokers / Dealers N/A CIK Number 0001742378 Filed Document 0001742378-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:29:44 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Viziv Technologies, LLC See All Filings	D	2018-06-06 15:29:40 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001684586 Filed Document 0001684586-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:29:40 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ARTORIUS PARTNERS, L.P. See All Filings	D	2018-06-06 15:18:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001228988 Filed Document 0001013594-18-000373 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:18:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ASTON HOLDING CORP. See All Filings	D	2018-06-06 15:18:33 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001742754 Filed Document 0001742754-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:18:33 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CBTBE Corp See All Filings	D	2018-06-06 15:16:17 UTC
Amount To Be Raised $27,500,000 Associated Brokers / Dealers N/A CIK Number 0001742875 Filed Document 0001742875-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:16:17 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW HAMPSHIRE Revenue or Assets $No Revenues Type of Security Equity
Cocktail Squad, LLC See All Filings	D	2018-06-06 15:16:15 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001742913 Filed Document 0001742913-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:16:15 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
TRANSWORLD INVESTMENT HOLDINGS, LLC See All Filings	D	2018-06-06 15:08:47 UTC
Amount To Be Raised $114,200,000 Associated Brokers / Dealers N/A CIK Number 0001742755 Filed Document 0001742755-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:08:47 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fieldstone Canton Ridge Park, LLC See All Filings	D	2018-06-06 15:07:57 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001742802 Filed Document 0001742802-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:07:57 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
BSV SPV 1, a Series of BSV SPV, LLC See All Filings	D	2018-06-06 14:59:03 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001741995 Filed Document 0001740749-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:59:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoviEx Uranium Inc. See All Filings	D	2018-06-06 14:54:26 UTC
Amount To Be Raised $440,155 Associated Brokers / Dealers N/A CIK Number 0001490596 Filed Document 0001062993-18-002498 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:54:26 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $Not Applicable Type of Security Equity
GLOBAL BIT VENTURES INC. See All Filings	D	2018-06-06 14:54:18 UTC
Amount To Be Raised $1,621,200 Associated Brokers / Dealers N/A CIK Number 0001725114 Filed Document 0001213900-18-007308 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:54:18 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Macquarie Absolute Return Real Estate Fund (Master), Ltd. See All Filings	D/A	2018-06-06 14:52:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584860 Filed Document 0001140361-18-027545 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:52:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cross Peak Multi-Strategy Fund LP See All Filings	D/A	2018-06-06 14:50:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580275 Filed Document 0001580275-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:50:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spring Care, Inc. See All Filings	D	2018-06-06 14:48:06 UTC
Amount To Be Raised $8,129,491 Associated Brokers / Dealers N/A CIK Number 0001716933 Filed Document 0001716933-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:48:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Macquarie Absolute Return Real Estate Fund (Cayman), Ltd. See All Filings	D/A	2018-06-06 14:46:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Macquarie Funds Management Hong Kong Limited CIK Number 0001584859 Filed Document 0001140361-18-027543 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:46:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Macquarie Absolute Return Real Estate Fund, LP See All Filings	D/A	2018-06-06 14:40:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Delaware Distributors, L.P. CIK Number 0001584858 Filed Document 0001140361-18-027539 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:40:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BigRentz Investment I, a Series of Explorer Equity, LLC See All Filings	D/A	2018-06-06 14:37:45 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001740749 Filed Document 0001740749-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:37:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund