Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
kNUX, Inc. See All Filings	D/A	2016-07-28 12:58:14 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001672924 Filed Document 0001672924-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-28 12:58:14 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
A-MDI-16-Fund, a series of AX-IdCx-Funds, LLC See All Filings	D	2016-07-28 12:57:05 UTC
Amount To Be Raised $116,485 Associated Brokers / Dealers N/A CIK Number 0001680770 Filed Document 0001680770-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-28 12:57:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crossings Care Campus Land Co, LLC See All Filings	D	2016-07-28 12:55:16 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001679898 Filed Document 0001679898-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-28 12:55:16 UTC Type of Offering D Industry Residential Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Organic Coup, Inc. See All Filings	D	2016-07-28 12:50:26 UTC
Amount To Be Raised $9,840,000 Associated Brokers / Dealers N/A CIK Number 0001677260 Filed Document 0001615774-16-006469 Exclusions or Exemptions 506b Accepted Date 2016-07-28 12:50:26 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Organic Coup, Inc. See All Filings	D	2016-07-28 12:48:31 UTC
Amount To Be Raised $452,155 Associated Brokers / Dealers N/A CIK Number 0001677260 Filed Document 0001615774-16-006467 Exclusions or Exemptions 506b Accepted Date 2016-07-28 12:48:31 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
A-CJG-PR-15-Fund, a series of AngelList-RM-Funds, LLC See All Filings	D	2016-07-28 12:44:13 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001680034 Filed Document 0001680034-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-28 12:44:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AUSHON BIOSYSTEMS INC See All Filings	D	2016-07-28 12:38:10 UTC
Amount To Be Raised $6,143,167 Associated Brokers / Dealers N/A CIK Number 0001380735 Filed Document 0001380735-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-28 12:38:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Penso Fund Platform II SPC- Segregated Portfolio U (2016) See All Filings	D	2016-07-28 12:36:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680358 Filed Document 0001680358-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-28 12:36:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PowHerful Daughter, LLC See All Filings	D	2016-07-28 12:33:29 UTC
Amount To Be Raised $19,500,000 Associated Brokers / Dealers N/A CIK Number 0001678272 Filed Document 0001209191-16-134217 Exclusions or Exemptions 506b Accepted Date 2016-07-28 12:33:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
AgeneBio, Inc. See All Filings	D	2016-07-28 12:20:30 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001467758 Filed Document 0001467758-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-28 12:20:30 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
LGP Associates VI-B LLC See All Filings	D	2016-07-28 12:19:43 UTC
Amount To Be Raised $8,395,000 Associated Brokers / Dealers N/A CIK Number 0001568923 Filed Document 0001568921-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-07-28 12:19:43 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MySupport Inc. See All Filings	D	2016-07-28 12:11:55 UTC
Amount To Be Raised $640,814 Associated Brokers / Dealers N/A CIK Number 0001613169 Filed Document 0001613169-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-28 12:11:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SOSNOWSKI OFFSHORE FUND, LTD. See All Filings	D/A	2016-07-28 12:11:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ray A. Balestri CIK Number 0001527867 Filed Document 0001013594-16-001169 Exclusions or Exemptions 506b Accepted Date 2016-07-28 12:11:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bonci USA, LLC See All Filings	D	2016-07-28 12:09:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001677941 Filed Document 0001677941-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-28 12:09:44 UTC Type of Offering D Industry Restaurants Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Gander Multi-Strategy Fund, LP See All Filings	D	2016-07-28 12:04:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680138 Filed Document 0001680138-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-28 12:04:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOSNOWSKI QP FUND, LP See All Filings	D/A	2016-07-28 12:01:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ray A. Balestri CIK Number 0001526857 Filed Document 0001013594-16-001168 Exclusions or Exemptions 506b Accepted Date 2016-07-28 12:01:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LGP Associates VI-A LLC See All Filings	D	2016-07-28 11:53:16 UTC
Amount To Be Raised $842,500 Associated Brokers / Dealers N/A CIK Number 0001568921 Filed Document 0001568921-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-07-28 11:53:16 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DRC European Real Estate Debt Fund III L.P. See All Filings	D	2016-07-28 11:50:54 UTC
Amount To Be Raised $74,502,584 Associated Brokers / Dealers Evercore Group LLC CIK Number 0001680942 Filed Document 0001680942-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-28 11:50:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlantic Heights Mezzanine Holdings, LLC See All Filings	D	2016-07-28 11:48:30 UTC
Amount To Be Raised $3,785,525 Associated Brokers / Dealers Yoram Mehr CIK Number 0001679864 Filed Document 0001679864-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-28 11:48:30 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
FRESHFORD PARTNERS LP See All Filings	D/A	2016-07-28 11:24:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448009 Filed Document 0000919574-16-014341 Exclusions or Exemptions 506b Accepted Date 2016-07-28 11:24:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FRESHFORD FUND, LTD. See All Filings	D/A	2016-07-28 11:20:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470416 Filed Document 0000919574-16-014338 Exclusions or Exemptions 506b Accepted Date 2016-07-28 11:20:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SHIPT, INC. See All Filings	D	2016-07-28 11:17:02 UTC
Amount To Be Raised $20,100,000 Associated Brokers / Dealers N/A CIK Number 0001679065 Filed Document 0001679065-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-28 11:17:02 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Trelora LLC See All Filings	D	2016-07-28 11:06:56 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001654458 Filed Document 0001654458-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-28 11:06:56 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
RainFocus, Inc. See All Filings	D	2016-07-28 11:05:48 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001680725 Filed Document 0001680725-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-28 11:05:48 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Yieldbot Inc. See All Filings	D	2016-07-28 11:03:29 UTC
Amount To Be Raised $12,499,947 Associated Brokers / Dealers N/A CIK Number 0001508835 Filed Document 0001508835-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-28 11:03:29 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nxt-ID, Inc. See All Filings	D	2016-07-28 11:00:42 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001566826 Filed Document 0001213900-16-015334 Exclusions or Exemptions 506b Accepted Date 2016-07-28 11:00:42 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NYC Landmark Fund LLC See All Filings	D	2016-07-28 10:53:54 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001679913 Filed Document 0001679913-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-28 10:53:54 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Energy Capital Partners III (Sunnova Co-Invest), LP See All Filings	D	2016-07-28 10:38:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679310 Filed Document 0001140361-16-073637 Exclusions or Exemptions 506b Accepted Date 2016-07-28 10:38:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Gaw Capital U.S. Value Add Feeder I, LLC See All Filings	D/A	2016-07-28 10:20:09 UTC
Amount To Be Raised $18,230,000 Associated Brokers / Dealers N/A CIK Number 0001614628 Filed Document 0001614628-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-28 10:20:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WCG Advanced Manufacturing LLC See All Filings	D	2016-07-28 10:15:59 UTC
Amount To Be Raised $1,435,315 Associated Brokers / Dealers N/A CIK Number 0001680244 Filed Document 0001680244-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-28 10:15:59 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Claro, LLC See All Filings	D/A	2016-07-28 10:12:01 UTC
Amount To Be Raised $7,120,000 Associated Brokers / Dealers N/A CIK Number 0001672637 Filed Document 0001672637-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-28 10:12:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WCG-HD Affiliated LLC See All Filings	D	2016-07-28 10:08:27 UTC
Amount To Be Raised $727,652 Associated Brokers / Dealers N/A CIK Number 0001680243 Filed Document 0001680243-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-28 10:08:27 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Series B of Gaw Capital U.S. Value Add REIT I, LLC See All Filings	D/A	2016-07-28 09:36:38 UTC
Amount To Be Raised $18,230,000 Associated Brokers / Dealers N/A CIK Number 0001615024 Filed Document 0001615024-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-28 09:36:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wyatt Energy Partners I, Ltd See All Filings	D	2016-07-28 09:33:43 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001680932 Filed Document 0001140361-16-073628 Exclusions or Exemptions 506b Accepted Date 2016-07-28 09:33:43 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Series A of Gaw Capital U.S. Value Add REIT I, LLC See All Filings	D/A	2016-07-28 09:19:38 UTC
Amount To Be Raised $89,964,921 Associated Brokers / Dealers Charles B. Harrison, Christopher Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori D. Mayfield CIK Number 0001615021 Filed Document 0001615021-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-28 09:19:38 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Frontier Financial Alternative Investment Fund, LP See All Filings	D/A	2016-07-28 09:16:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484490 Filed Document 0001484490-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-28 09:16:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prairie Plant Systems Inc. See All Filings	D	2016-07-28 08:53:35 UTC
Amount To Be Raised $6,471,000 Associated Brokers / Dealers Alta Corp Capital and Traxys Group CIK Number 0001678673 Filed Document 0001678673-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-28 08:53:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business SASKATCHEWAN, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Children's Investment Fund See All Filings	D/A	2016-07-28 06:10:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001331547 Filed Document 0000902664-16-007718 Exclusions or Exemptions 506b Accepted Date 2016-07-28 06:10:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Children's Investment Fund LP See All Filings	D/A	2016-07-28 06:04:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001291009 Filed Document 0000902664-16-007717 Exclusions or Exemptions 506b Accepted Date 2016-07-28 06:04:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND See All Filings	D/A	2016-07-27 21:27:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405388 Filed Document 0001405392-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-27 21:27:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Synthorx, Inc. See All Filings	D	2016-07-27 21:21:44 UTC
Amount To Be Raised $10,000,001 Associated Brokers / Dealers N/A CIK Number 0001609727 Filed Document 0001609727-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 21:21:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pop-Up Magazine Productions, Inc. See All Filings	D	2016-07-27 21:03:53 UTC
Amount To Be Raised $16,039,282 Associated Brokers / Dealers N/A CIK Number 0001593286 Filed Document 0001593286-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-27 21:03:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Barrow, Hanley, Mewhinney & Strauss Large Cap Value Fund See All Filings	D/A	2016-07-27 20:54:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405392 Filed Document 0001405392-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 20:54:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Copper Rock International Small Cap Fund See All Filings	D/A	2016-07-27 20:23:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503048 Filed Document 0001405795-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-27 20:23:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TS&W International Small Cap Equity Fund See All Filings	D/A	2016-07-27 20:22:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547430 Filed Document 0001405795-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 20:22:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund See All Filings	D/A	2016-07-27 20:20:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405795 Filed Document 0001405795-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 20:20:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund See All Filings	D/A	2016-07-27 20:15:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405365 Filed Document 0001405365-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 20:15:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Madison Reed, Inc. See All Filings	D	2016-07-27 20:14:48 UTC
Amount To Be Raised $12,148,497 Associated Brokers / Dealers N/A CIK Number 0001575218 Filed Document 0001575218-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 20:14:48 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
4645 Live Oak, LLC See All Filings	D	2016-07-27 20:05:41 UTC
Amount To Be Raised $4,977,000 Associated Brokers / Dealers N/A CIK Number 0001680870 Filed Document 0001019687-16-007029 Exclusions or Exemptions 506b Accepted Date 2016-07-27 20:05:41 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND See All Filings	D/A	2016-07-27 19:52:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405388 Filed Document 0001405796-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 19:52:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund