Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
VARDE ASIA CREDIT FUND MASTER, L.P. See All Filings	D	2018-05-01 16:59:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738434 Filed Document 0001738434-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:59:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VARDE ASIA CREDIT FUND OFFSHORE, L.P. See All Filings	D	2018-05-01 16:58:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738432 Filed Document 0001738432-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:58:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VARDE ASIA CREDIT FUND, L.P. See All Filings	D	2018-05-01 16:57:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738430 Filed Document 0001738430-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:57:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hartman Retail II, DST See All Filings	D/A	2018-05-01 16:55:10 UTC
Amount To Be Raised $17,720,000 Associated Brokers / Dealers D.H. Hill Securities, LLLP CIK Number 0001678756 Filed Document 0001678756-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:55:10 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Enlightenment Capital Solutions SBIC Fund, L.P. See All Filings	D	2018-05-01 16:48:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735559 Filed Document 0001140361-18-020857 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:48:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton County Impact Fund, LP See All Filings	D	2018-05-01 16:46:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001738825 Filed Document 0001738825-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-01 16:46:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Vivace Therapeutics, Inc. See All Filings	D/A	2018-05-01 16:42:45 UTC
Amount To Be Raised $24,999,998 Associated Brokers / Dealers N/A CIK Number 0001630575 Filed Document 0001630575-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:42:45 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mitchell Partners, L.P. See All Filings	D	2018-05-01 16:34:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603812 Filed Document 0001603812-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:34:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C. Bros. Holdings, LLC See All Filings	D/A	2018-05-01 16:31:33 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001665620 Filed Document 0001665620-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:31:33 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Aegis Special Situations Fund LLC - Series Rideshare I See All Filings	D/A	2018-05-01 16:31:12 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001734216 Filed Document 0001737986-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:31:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Spinoff & Reorg Fund LP See All Filings	D/A	2018-05-01 16:31:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635281 Filed Document 0001635281-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:31:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aegis Special Situations QP Fund LLC - Series Hospitality I See All Filings	D/A	2018-05-01 16:28:18 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001737986 Filed Document 0001737986-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:28:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PegEx, Inc. See All Filings	D	2018-05-01 16:21:40 UTC
Amount To Be Raised $8,335,097 Associated Brokers / Dealers N/A CIK Number 0001596153 Filed Document 0001596153-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:21:40 UTC Type of Offering D Industry Environmental Services Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Medmo, Inc. See All Filings	D	2018-05-01 16:18:22 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001724863 Filed Document 0001080368-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:18:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Franklin County Impact Fund,LP See All Filings	D	2018-05-01 16:14:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001738824 Filed Document 0001738824-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-01 16:14:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Green Ocean Fund, LP See All Filings	D/A	2018-05-01 16:10:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702995 Filed Document 0001702995-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:10:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BFG Kennewick DST See All Filings	D	2018-05-01 16:03:00 UTC
Amount To Be Raised $18,860,000 Associated Brokers / Dealers Orchard Securities, LLC CIK Number 0001739147 Filed Document 0001739147-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:03:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SmartBlock Capital, LLC See All Filings	D	2018-05-01 15:59:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739280 Filed Document 0001739280-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-01 15:59:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
PE Premier TCP VI (North America) Onshore Feeder LP See All Filings	D	2018-05-01 15:39:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001739252 Filed Document 0001739252-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 15:39:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barrel Harbor Brewing Company, LLC See All Filings	C/A	2018-05-01 15:35:02 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $107,000 CIK Number 0001722315 Filed Document 0001670254-18-000217 Accepted Date 2018-05-01 15:35:02 UTC Type of Offering C/A Security Offered Amount 500 Security Offered Type Other State CALIFORNIA
Hudson Residences A1 LLC See All Filings	D	2018-05-01 15:31:28 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Related Financial Services CIK Number 0001739243 Filed Document 0001739243-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-01 15:31:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Genlith Inc. See All Filings	D	2018-05-01 15:25:29 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers None CIK Number 0001726881 Filed Document 0001493152-18-006073 Exclusions or Exemptions 506c Accepted Date 2018-05-01 15:25:29 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ALTIMETER PARTNERS FUND LP See All Filings	D/A	2018-05-01 15:21:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452343 Filed Document 0001452343-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 15:21:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JKM Capital Investment Fund, LP See All Filings	D/A	2018-05-01 15:20:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703382 Filed Document 0001703382-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 15:20:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OWNERIQ INC See All Filings	D	2018-05-01 15:09:32 UTC
Amount To Be Raised $4,600,001 Associated Brokers / Dealers N/A CIK Number 0001436941 Filed Document 0001436941-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 15:09:32 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Zaloni Inc. See All Filings	D	2018-05-01 15:09:19 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001668541 Filed Document 0001668541-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 15:09:19 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Green Park Snacks, Inc. See All Filings	D	2018-05-01 15:06:18 UTC
Amount To Be Raised $4,999,676 Associated Brokers / Dealers N/A CIK Number 0001720103 Filed Document 0001720103-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 15:06:18 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital, LLC See All Filings	D/A	2018-05-01 15:04:47 UTC
Amount To Be Raised $118,027,923 Associated Brokers / Dealers N/A CIK Number 0001693610 Filed Document 0001693610-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-01 15:04:47 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Shapeways, Inc. See All Filings	D	2018-05-01 15:02:45 UTC
Amount To Be Raised $36,591,478 Associated Brokers / Dealers N/A CIK Number 0001532573 Filed Document 0001532573-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-01 15:02:45 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Axe-Houghton Associate Investment Fund, LLC See All Filings	D/A	2018-05-01 14:57:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555730 Filed Document 0001555730-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:57:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BACCH Laboratories, Inc. See All Filings	D	2018-05-01 14:50:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001471363 Filed Document 0001471363-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:50:55 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
C. Bros. Holdings, LLC See All Filings	D	2018-05-01 14:46:47 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001665620 Filed Document 0001665620-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:46:47 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Augmentecture, Inc. See All Filings	D	2018-05-01 14:42:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001735821 Filed Document 0001735821-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:42:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
COMMUNITY EQUITY FUND XXIII LIMITED PARTNERSHIP See All Filings	D	2018-05-01 14:31:26 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Compass Securities Corporation CIK Number 0001738616 Filed Document 0001738616-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:31:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Hershiser Income Fund IV, LP See All Filings	D/A	2018-05-01 14:29:58 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001702856 Filed Document 0001702856-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:29:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alexander Capital Ventures LLC See All Filings	D	2018-05-01 14:29:10 UTC
Amount To Be Raised $8,075,000 Associated Brokers / Dealers Jonathan Gazdak CIK Number 0001682558 Filed Document 0001682558-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:29:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BW Investors SPV I, LP See All Filings	D	2018-05-01 14:24:53 UTC
Amount To Be Raised $8,730,000 Associated Brokers / Dealers N/A CIK Number 0001739255 Filed Document 0001739255-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-01 14:24:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Pacific Empire Minerals Corp See All Filings	D/A	2018-05-01 14:22:57 UTC
Amount To Be Raised $1,833,372 Associated Brokers / Dealers Haywood Securities Inc. and Haywood Securities Inc. CIK Number 0001575193 Filed Document 0001140361-18-020804 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:22:57 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Alexander Capital Ventures LLC See All Filings	D	2018-05-01 14:19:11 UTC
Amount To Be Raised $1,110,000 Associated Brokers / Dealers Jonathan Gazdak CIK Number 0001682558 Filed Document 0001682558-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:19:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LM Moffitt Street, LLC See All Filings	D	2018-05-01 14:19:03 UTC
Amount To Be Raised $2,725,000 Associated Brokers / Dealers N/A CIK Number 0001739239 Filed Document 0001739239-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:19:03 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alexander Capital Ventures LLC See All Filings	D	2018-05-01 14:12:44 UTC
Amount To Be Raised $1,421,000 Associated Brokers / Dealers Jonathan Gazdak CIK Number 0001682558 Filed Document 0001682558-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:12:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCA Anchorage Segregated Portfolio See All Filings	D/A	2018-05-01 14:07:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669099 Filed Document 0001669099-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:07:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alexander Capital Ventures LLC See All Filings	D	2018-05-01 14:06:34 UTC
Amount To Be Raised $1,287,000 Associated Brokers / Dealers Jonathan Gazdak CIK Number 0001682558 Filed Document 0001682558-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:06:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPIN DC LLC See All Filings	D	2018-05-01 14:02:28 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001738660 Filed Document 0001738660-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:02:28 UTC Type of Offering D Industry Restaurants Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
Cat Rock Capital Partners Cayman Ltd See All Filings	D/A	2018-05-01 13:57:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648342 Filed Document 0001648341-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-01 13:57:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-1 Development, INC See All Filings	D	2018-05-01 13:46:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738438 Filed Document 0001738438-18-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2018-05-01 13:46:04 UTC Type of Offering D Industry Residential Principal Place of Business NEBRASKA Revenue or Assets $No Revenues Type of Security Equity
WINSTON GOLD CORP. See All Filings	D	2018-05-01 13:45:15 UTC
Amount To Be Raised $873,000 Associated Brokers / Dealers N/A CIK Number 0001680962 Filed Document 0001183740-18-000087 Exclusions or Exemptions 506b Accepted Date 2018-05-01 13:45:15 UTC Type of Offering D Industry Other Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Waltham Suites, LLC See All Filings	D	2018-05-01 13:41:41 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers None CIK Number 0001739242 Filed Document 0001739242-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 13:41:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Cat Rock Capital Partners LP See All Filings	D/A	2018-05-01 13:40:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648341 Filed Document 0001648341-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 13:40:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Euclidean Fund For Cancer Research LP See All Filings	D	2018-05-01 13:38:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729236 Filed Document 0000919574-18-003237 Exclusions or Exemptions 506c Accepted Date 2018-05-01 13:38:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity