Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SIRIOS OVERSEAS FUND LTD See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001090685 Filed Document 0001090685-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIRIOS CAPITAL PARTNERS LP See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001090894 Filed Document 0001090894-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RD Legal Finance, LLC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $960,000 Associated Brokers / Dealers N/A CIK Number 0001660985 Filed Document 0001660985-16-000018 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
OMNISPACE LLC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $8,431,650 Associated Brokers / Dealers N/A CIK Number 0001667992 Filed Document 0001140361-16-055973 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Matisse Absolute Return Fund LLC See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479895 Filed Document 0001507943-16-000167 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AB Energy Opportunity Fund, L.P. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667363 Filed Document 0000902664-16-006141 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Explorer Global Fund, Ltd. See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641259 Filed Document 0000902664-16-006127 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEVEN GENERATIONS ENERGY LTD. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $78,663,554 Associated Brokers / Dealers RBC Capital Markets, LLC and Peters & Co. Equities Inc. CIK Number 0001439727 Filed Document 0001439727-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business Z4 Revenue or Assets $Over $100,000,000 Type of Security Equity
YORK TOTAL ACCESS LLC See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001390243 Filed Document 0001390243-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCC IV, LLC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001668288 Filed Document 0001668284-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Fort Baker Catalyst Offshore Fund, Ltd. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666491 Filed Document 0001666491-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCW Americas Development Association L.P. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367227 Filed Document 0001367227-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Seven Locks Enhanced Fund LP See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SILVER LEAF PARTNERS, LLC CIK Number 0001525765 Filed Document 0001525765-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLUSCIOS FUND LLC See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wayne Hummer Investments L.L.C. and North South Capital, LLC CIK Number 0001373702 Filed Document 0001373702-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paulson Recovery Participation Fund LLC See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001486292 Filed Document 0001486292-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MC Chapel Hill LLC See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001639596 Filed Document 0001639596-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Pepper Pike Realty Fund XVI, LLC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001667879 Filed Document 0001667879-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
GENERAL GRAPHENE Corp See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $8,700,000 Associated Brokers / Dealers N/A CIK Number 0001662912 Filed Document 0001662912-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
JTS Capital Fund II, L.P. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001668086 Filed Document 0001668086-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Queensboro Fund LLC See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569212 Filed Document 0001546927-16-000440 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Macro Strategy LLC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651819 Filed Document 0001546927-16-000438 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CQS Directional Opportunities Feeder Fund Ltd See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514734 Filed Document 0001514734-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ANCHOR BOLT LONG FUND, LP See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635629 Filed Document 0000919574-16-011498 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NYES LEDGE CAPITAL HORIZON FUND, LTD. See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414547 Filed Document 0000919574-16-011506 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard Core Fixed Income Portfolio, a series of Lazard Fixed Income Funds, LLC See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001542937 Filed Document 0001542937-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hartford Life Insurance Co HLIC GAC-8 Separate Account See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471370 Filed Document 0001104659-16-109548 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT ICMG SER II D See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BUCK KWASHA SECURITIES, LLC CIK Number 0001274746 Filed Document 0001104659-16-109550 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inter-Atlantic G Fund, L.P. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $10,204,082 Associated Brokers / Dealers N/A CIK Number 0001668392 Filed Document 0001668392-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Forty Seven, Inc. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $74,800,000 Associated Brokers / Dealers N/A CIK Number 0001667633 Filed Document 0001667633-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PetroBridge South Louisiana Joint Venture See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001668384 Filed Document 0001668384-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
SIRIOS CAPITAL PARTNERS II LP See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001090895 Filed Document 0001090895-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Unchained Labs See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $25,000,001 Associated Brokers / Dealers N/A CIK Number 0001633723 Filed Document 0001633723-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Glynn Emerging Opportunity Fund, a California Limited Partnership See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604817 Filed Document 0001604817-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
River Partners Private Investment Fund, L.L.C. See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642466 Filed Document 0001642466-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whistic, Inc. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001668182 Filed Document 0001668182-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PROPELLR, LLC See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001657194 Filed Document 0001013594-16-000857 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
PARK WEST INVESTORS LP See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001330646 Filed Document 0001330646-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NAM Special Situations Fund I QP, LLC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001665290 Filed Document 0001665290-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Matlin Patterson Securitized Credit ASP Fund, a series of Alternative Strategies Platform LLC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001662562 Filed Document 0001625257-16-000130 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARTEL EQUITY FUND, LLC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $4,987,500 Associated Brokers / Dealers N/A CIK Number 0001567624 Filed Document 0001567624-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Propel Venture Partners US Fund I, L.P. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001668270 Filed Document 0001668270-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AO Technology Fund, Ltd. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595749 Filed Document 0001595193-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Boston Millenia Partners IV Limited Partnership See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668139 Filed Document 0001668139-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ANCHOR BOLT ONE, LTD. See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635628 Filed Document 0000919574-16-011500 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ACK Asset Partners (Cayman) Ltd. See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Concept Capital Markets, LLC, Flying Cloud Securities LLC, and Flying Cloud Securities LLC CIK Number 0001506095 Filed Document 0000899140-16-001234 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Omni Senior Living Investors, LLC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001666607 Filed Document 0001666607-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
GENERAL GRAPHENE Corp See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $8,700,000 Associated Brokers / Dealers N/A CIK Number 0001662912 Filed Document 0001662912-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Uberwatch See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001667490 Filed Document 0001667490-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Aira Tech Corp. See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised $3,452,232 Associated Brokers / Dealers N/A CIK Number 0001664010 Filed Document 0001664010-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pegasus Optimization Partners, LLC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667191 Filed Document 0001667191-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity