Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
QSI INDEX FUND, LLC See All Filings	D/A	2016-08-09 16:35:11 UTC
Amount To Be Raised $242,811,468 Associated Brokers / Dealers STATE STREET GLOBAL MARKETS, LLC CIK Number 0001546934 Filed Document 0001546934-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:35:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accolade, Inc. See All Filings	D	2016-08-09 16:27:30 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001481646 Filed Document 0001192482-16-000690 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:27:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
IT'S A RIDE Ltd LIABILITY Co See All Filings	D	2016-08-09 16:18:03 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001681388 Filed Document 0001681388-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:18:03 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
GROWLIFE, INC. See All Filings	D	2016-08-09 16:17:09 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-16-001030 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:17:09 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Chadyl 1, LLC See All Filings	D	2016-08-09 16:16:28 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001681762 Filed Document 0001681762-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:16:28 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
MRA 34 LLC See All Filings	D	2016-08-09 16:11:45 UTC
Amount To Be Raised $7,275,000 Associated Brokers / Dealers N/A CIK Number 0001681613 Filed Document 0001681613-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:11:45 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kawa Hidden Ridge, LLC See All Filings	D	2016-08-09 16:07:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001681861 Filed Document 0001398344-16-016391 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:07:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Automaton, Inc. See All Filings	D	2016-08-09 16:04:07 UTC
Amount To Be Raised $967,057 Associated Brokers / Dealers N/A CIK Number 0001681914 Filed Document 0001681914-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:04:07 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Inventergy Global, Inc. See All Filings	D	2016-08-09 16:03:43 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Chardan Capital Markets LLC CIK Number 0001084752 Filed Document 0001465818-16-000129 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:03:43 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AURIS SURGICAL ROBOTICS, INC. See All Filings	D	2016-08-09 16:00:56 UTC
Amount To Be Raised $57,588,717 Associated Brokers / Dealers N/A CIK Number 0001464814 Filed Document 0001464814-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:00:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CSATS INC. See All Filings	D	2016-08-09 15:58:27 UTC
Amount To Be Raised $3,283,516 Associated Brokers / Dealers N/A CIK Number 0001620609 Filed Document 0001620609-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-09 15:58:27 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GDMN Family Investments, LP See All Filings	D	2016-08-09 15:57:08 UTC
Amount To Be Raised $474,403 Associated Brokers / Dealers N/A CIK Number 0001681895 Filed Document 0001681895-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 15:57:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JONES FINANCIAL COMPANIES LLLP See All Filings	D	2016-08-09 15:37:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000815917 Filed Document 0000815917-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-08-09 15:37:55 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
MWG Solar Utility I, LLC See All Filings	D	2016-08-09 15:34:48 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers none CIK Number 0001681852 Filed Document 0001019687-16-007118 Exclusions or Exemptions 506b Accepted Date 2016-08-09 15:34:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ASC Admiral Way LLC See All Filings	D	2016-08-09 15:12:33 UTC
Amount To Be Raised $4,140,000 Associated Brokers / Dealers N/A CIK Number 0001680960 Filed Document 0001680960-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 15:12:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
AUERBACH GRAYSON & COMPANY LLC See All Filings	D	2016-08-09 15:09:08 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0000891197 Filed Document 0000891197-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-08-09 15:09:08 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Lakewood 231, LLC See All Filings	D	2016-08-09 14:37:05 UTC
Amount To Be Raised $13,600,000 Associated Brokers / Dealers N/A CIK Number 0001681840 Filed Document 0001681840-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 14:37:05 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Providence Therapeutics Inc. See All Filings	D	2016-08-09 14:32:09 UTC
Amount To Be Raised $1,486,550 Associated Brokers / Dealers N/A CIK Number 0001681648 Filed Document 0001681648-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 14:32:09 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Tidal Bore Capital Fund L.P. See All Filings	D	2016-08-09 14:31:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael H. Riskind CIK Number 0001677404 Filed Document 0000919574-16-014495 Exclusions or Exemptions 506b Accepted Date 2016-08-09 14:31:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Premier One Emergency Centers, LLC See All Filings	D	2016-08-09 14:31:21 UTC
Amount To Be Raised $29,613,773 Associated Brokers / Dealers N/A CIK Number 0001681887 Filed Document 0001681887-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 14:31:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Autism Home Support Services Inc. See All Filings	D	2016-08-09 14:24:50 UTC
Amount To Be Raised $1,047,689 Associated Brokers / Dealers N/A CIK Number 0001619376 Filed Document 0001619376-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 14:24:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Fractal Industries, Inc. See All Filings	D/A	2016-08-09 13:57:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fractal Industries, Inc CIK Number 0001649674 Filed Document 0001649674-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-09 13:57:05 UTC Type of Offering D/A Industry Computers Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
MedCrypt Inc. See All Filings	D	2016-08-09 13:53:09 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001681688 Filed Document 0001681688-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 13:53:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Applied Trend Research Partners, LP See All Filings	D/A	2016-08-09 13:45:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567643 Filed Document 0001567643-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 13:45:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weller Holdings I, LLC See All Filings	D	2016-08-09 13:44:00 UTC
Amount To Be Raised $2,790,000 Associated Brokers / Dealers N/A CIK Number 0001681403 Filed Document 0001681403-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 13:44:00 UTC Type of Offering D Industry Investing Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
MV Startup Fund XXXI LLC See All Filings	D/A	2016-08-09 13:40:53 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001667325 Filed Document 0001667325-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-08-09 13:40:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Garelick Capital Partners QP Feeder Fund (Cayman), LTD. See All Filings	D/A	2016-08-09 13:39:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581049 Filed Document 0001581049-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-08-09 13:39:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Garelick Capital Partners QP Feeder Fund, L.P. See All Filings	D/A	2016-08-09 13:37:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581069 Filed Document 0001659202-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-09 13:37:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Liquidity Fund XXXVIII LLC See All Filings	D/A	2016-08-09 13:30:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc CIK Number 0001674219 Filed Document 0001674219-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-08-09 13:30:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
JMB Capital Partners Offshore, Ltd. See All Filings	D/A	2016-08-09 13:27:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406150 Filed Document 0000935836-16-001054 Exclusions or Exemptions 506b Accepted Date 2016-08-09 13:27:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UIP Boathouse Invest, LLC See All Filings	D	2016-08-09 13:26:41 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001681385 Filed Document 0001681385-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 13:26:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Longspur Fund I, LP See All Filings	D/A	2016-08-09 13:24:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651008 Filed Document 0000935836-16-001053 Exclusions or Exemptions 506b Accepted Date 2016-08-09 13:24:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CB THERAPEUTICS INC. See All Filings	D	2016-08-09 13:23:31 UTC
Amount To Be Raised $7,750,000 Associated Brokers / Dealers N/A CIK Number 0001681660 Filed Document 0001681660-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 13:23:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CoNextions Medical Corp See All Filings	D	2016-08-09 13:23:02 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001594787 Filed Document 0001599807-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-08-09 13:23:02 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Cordillera Crystallex Co-Investment Fund, L.P. See All Filings	D	2016-08-09 13:20:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681844 Filed Document 0000935836-16-001052 Exclusions or Exemptions 506b Accepted Date 2016-08-09 13:20:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CargoMetrics Compass Fund LP See All Filings	D/A	2016-08-09 13:20:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659202 Filed Document 0001659202-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-09 13:20:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cordillera Investment Fund I-B, L.P. See All Filings	D/A	2016-08-09 13:18:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649961 Filed Document 0000935836-16-001051 Exclusions or Exemptions 506b Accepted Date 2016-08-09 13:18:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cordillera Investment Fund I, L.P. See All Filings	D/A	2016-08-09 13:17:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648462 Filed Document 0000935836-16-001050 Exclusions or Exemptions 506b Accepted Date 2016-08-09 13:17:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equity Tampa Four, LLC See All Filings	D	2016-08-09 12:52:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001681497 Filed Document 0001681497-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 12:52:56 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trove Energy, LLC See All Filings	D	2016-08-09 12:52:25 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001679586 Filed Document 0001679586-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 12:52:25 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Union Holding Co See All Filings	D	2016-08-09 12:37:27 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001589668 Filed Document 0001589668-16-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-08-09 12:37:27 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NORTH DAKOTA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
VERSANT HOLDINGS INC See All Filings	D	2016-08-09 12:02:22 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001126213 Filed Document 0001126213-16-000007 Exclusions or Exemptions 505 and 506b Accepted Date 2016-08-09 12:02:22 UTC Type of Offering D Industry Insurance Principal Place of Business LOUISIANA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AQR GRP EL Offshore Fund Ltd. See All Filings	D/A	2016-08-09 11:46:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539540 Filed Document 0001539540-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-09 11:46:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STATE BANK FINANCIAL CORP See All Filings	D/A	2016-08-09 11:46:00 UTC
Amount To Be Raised $491,390 Associated Brokers / Dealers N/A CIK Number 0001497275 Filed Document 0001497275-16-000241 Exclusions or Exemptions 504 and 506b Accepted Date 2016-08-09 11:46:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NB Private Debt Fund II LP See All Filings	D/A	2016-08-09 11:43:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651386 Filed Document 0001651386-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 11:43:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STATE BANK FINANCIAL CORP See All Filings	D/A	2016-08-09 11:43:14 UTC
Amount To Be Raised $3,984,510 Associated Brokers / Dealers N/A CIK Number 0001497275 Filed Document 0001497275-16-000240 Exclusions or Exemptions 506b Accepted Date 2016-08-09 11:43:14 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ROTATION MEDICAL INC See All Filings	D	2016-08-09 11:34:42 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001387966 Filed Document 0001387966-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 11:34:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Drizly, Inc. See All Filings	D	2016-08-09 11:26:39 UTC
Amount To Be Raised $15,000,002 Associated Brokers / Dealers N/A CIK Number 0001642031 Filed Document 0001140361-16-075342 Exclusions or Exemptions 506b Accepted Date 2016-08-09 11:26:39 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wilkinson Atlanta Holdings 5, LLC See All Filings	D	2016-08-09 11:21:30 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001681423 Filed Document 0001681422-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 11:21:30 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Dyal III Third Avenue Co-Investment Fund LLC See All Filings	D	2016-08-09 11:19:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681441 Filed Document 0001681441-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 11:19:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund