Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NW Investment Holdings, LLC See All Filings	D	2018-06-14 17:17:32 UTC
Amount To Be Raised $6,245,000 Associated Brokers / Dealers N/A CIK Number 0001611462 Filed Document 0001611462-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-06-14 17:17:32 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Four Step Marketing Consultants Inc. See All Filings	C	2018-06-14 17:14:57 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,064,000 CIK Number 0001743669 Filed Document 0001670254-18-000303 Accepted Date 2018-06-14 17:14:57 UTC Type of Offering C Security Offered Amount 117,250 Security Offered Type Common Stock State FLORIDA
Kuramo Africa Opportunity Co-Investment Vehicle III, L.P. See All Filings	D	2018-06-14 17:12:24 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001743406 Filed Document 0001140361-18-028647 Exclusions or Exemptions 506b Accepted Date 2018-06-14 17:12:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MCF Co-Investment GP LP See All Filings	D	2018-06-14 17:09:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538585 Filed Document 0001538585-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 17:09:55 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Solace Brands, Inc. See All Filings	D	2018-06-14 17:08:13 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001742725 Filed Document 0001742725-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 17:08:13 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Security To Be Acquired
HHEP-HD, L.P. See All Filings	D/A	2018-06-14 17:07:41 UTC
Amount To Be Raised $47,883,406 Associated Brokers / Dealers N/A CIK Number 0001563776 Filed Document 0001563776-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 17:07:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Skyline Champion Corp See All Filings	D	2018-06-14 17:07:28 UTC
Amount To Be Raised $1,515,648,734 Associated Brokers / Dealers N/A CIK Number 0000090896 Filed Document 0000090896-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-14 17:07:28 UTC Type of Offering D Industry Construction Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Corum Origin See All Filings	D/A	2018-06-14 17:06:48 UTC
Amount To Be Raised $2,353,700,390 Associated Brokers / Dealers N/A CIK Number 0001678544 Filed Document 0000943663-18-000157 Exclusions or Exemptions 506b Accepted Date 2018-06-14 17:06:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jushi Inc See All Filings	D/A	2018-06-14 17:03:07 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Richardson GMP Limited. CIK Number 0001730861 Filed Document 0001730861-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-06-14 17:03:07 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Ultra Short Enhanced Yield Fund, a series of Principal Global Investors Trust See All Filings	D/A	2018-06-14 16:59:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Funds Distributor, Inc. CIK Number 0001616060 Filed Document 0001616060-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:59:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MDMetrix, Inc. See All Filings	D	2018-06-14 16:58:02 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001742577 Filed Document 0001742577-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:58:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
National Multifamily Portfolio III DST See All Filings	D/A	2018-06-14 16:57:30 UTC
Amount To Be Raised $100,617,339 Associated Brokers / Dealers Robert Smith, Craig Sickler, Tim Clairmont, Chay Lapin, David Dahill, John Harvey, Christina Nielson, Karl Norman, Steven Kolinsky, Mike Bendix, Jack Creighton, Scott Sheehan, Leon Rousso, Gary Conley, John Chess, Aaron Brodt, Stacey Morimoto, Gary Hughes, Michael Marshel, Nancy Jauregui, Paul Cese, Silver Portal Capital LLC, Joral Schmalle, David Walsh, Joseph Broadbent, Jennifer Wildman, David Halpern, Eric Bicknese, ames Raine, David Levinson, Larry Queen, Michael Markey, David Toetz, James Walesa, Bryan Hakola, Paul Getty, Kathleen Williams-Price, Steven Lichtblau, Stacey Morimoto, Robert Sick, Brian Vosberg, Lena-jo Hartley, Michael Cullen, Joel Knight, Michele Martin, Tae Chung Kim, Del Londono, Jonathan Twidwell, Troy Thomas, Stephen Swarbrick, Brett Ohlen, Kirk Dobson, Chris White, Roger Coit, Orest Baransky, Salvatore Agnello, Anders Haugen, Jeffrey Bangerter, Eric Scaff, Raymond DeWitt, Michael Busch, Neil Mc Auliffe, Stacy Morimoto, Jason Finley, RCX Capital Group LLC, Clyde Patton, Jay Hovis, Eric Holtz, John Goff, Gregory Mankey, Gregory Rhodes, Kirk Dobson, Christopher Riel, John Scully, Timothy Tehan, Christopher Wright, Gordon Hamilton, Josh Griffin, Milan Madhani, Byron Ishiwata, Daniel Raupp, Dustin Tenbroeck, Michael Torchia, Samuel Heller, Jeffrey McKay, Kevin Myeroff, Kirk Dobson, Melinda Olbert, James Franklin, Dave White, Jeffrey Arburn, David Stone, Matthew Roberson, Robert Tweed, Nathan Kuhn, Debbie Birch, Dan Shimogawa, James Horn, Peter Maniscalco, and Shawn Williamson CIK Number 0001726600 Filed Document 0001726600-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:57:30 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
30Ventures Fund I, L.P. See All Filings	D	2018-06-14 16:56:07 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001717343 Filed Document 0001717343-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:56:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Real Estate Securities Fund, a series of Principal Global Investors Trust See All Filings	D/A	2018-06-14 16:54:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Funds Distributor, Inc. CIK Number 0001381354 Filed Document 0001381354-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:54:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Torch Capital I, L.P. See All Filings	D	2018-06-14 16:50:37 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001743647 Filed Document 0001743647-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:50:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colorado Multifamily Portfolio IV DST See All Filings	D/A	2018-06-14 16:49:24 UTC
Amount To Be Raised $115,374,057 Associated Brokers / Dealers Michael Franklin, Gregory Mankey, Iaian Filippini, Jennifer Wildman, David Levinson, Mark Baran, Joseph Broadbent, Cynthia Shelton, Christina Nielson, Kenneth Tanaka, Edward Fernandez, Justin Lowy, Kirk Dobson, Christopher Riel, Roger Coit, Alex Kowalski, Troy Thomas, Stuart Valentine, Tom Velken, Edwin Suzuki, Carl Benedict, Jordan Murray, Paul Getty, Chay Lapin, Raymond DeWitt, David Hays, Jason Salmon, Gordon Hamilton, Josh Griffin, Craig Rollins, Andrew Friedman, Robert Binkele, Jack Creighton, Bryon Martinsen, Clint Potts, Michael Puls, William Herford, Scott Sheehan, David Kangas, Jason Santos, Toni Sutherland, Dieter Thurow, Neil McAuliffe, Michael Stieglitz, Scott Parker Inabnet, Ronald Manso, Ronald Myers, Robert Smith, Robert Schultz, David Anderson, Aaron Broz, Mark Gillelen, Milan Madhani, Michael Moomaw, Damian Dering, Benjamin Horn, Shao-Tsung Tseng, John Weiss, Christopher Haberl, Ann Stewart, Charles Wagner, Larry Law, Michael Desepoli, Byron Ishiwata, John Nguyen, John Marcheso, Taylor Ashland, John Lewis, RCX Capital Group LLC, Eric Scaff, Chris Vizzi, Timothy Croak, Christina Orta, Brian Peardon, Samuel Heller, William Tufts, Scott Offerman, Benjamin Disalle, Mike Kilpatrick, Peter Mc Neil, Aubrey Morrow, Frank Maldonado, Kevin Fitzgerald, Scott Brown, Roberto J Duran, Ross Atefi, John McKee, Kevin Neyrey, Terri Fassi, Spencer Weston, Daniel Ruben, Kristina Paz, Ann Stewart, Karen Codman, Loren Kagan, Nathan Kuhn, Jack Thomas, Biho Cha, Donovan Kelly, and Matthew Roberson CIK Number 0001734673 Filed Document 0001734673-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:49:24 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
One Tusk Lapis Lazuli Partners Fund LP See All Filings	D	2018-06-14 16:47:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740085 Filed Document 0000950142-18-001388 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:47:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Preferred Securities Fund, a series of Principal Global Investors Trust See All Filings	D/A	2018-06-14 16:46:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Funds Distributor, Inc. CIK Number 0001593518 Filed Document 0001593518-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:46:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One Tusk Lapis Lazuli Master Fund LP See All Filings	D	2018-06-14 16:44:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740088 Filed Document 0000950142-18-001387 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:44:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Florida Multifamily Portfolio DST See All Filings	D/A	2018-06-14 16:43:04 UTC
Amount To Be Raised $36,472,643 Associated Brokers / Dealers Troy Thomas, Peter Finnegan, Chris Boynton, Corbin Thomas, Inland Securities Corporation, James Lamont, Iaian Filippini, Scott Sheehan, Justin Lowy, David Levinson, Biho Cha, Ronald Cole, John Jenkins, Edward Fernandez, David Dahill, Timothy Whipple, Alexander Haviland, Jeff Graumlich, Brian Kampbell, Adam Bryan, Trawnegan Gall, Christina Nielson, and Mark Gopen CIK Number 0001741029 Filed Document 0001741029-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:43:04 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
OSG Group Holdings, Inc. See All Filings	D/A	2018-06-14 16:36:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708616 Filed Document 0001708616-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:36:40 UTC Type of Offering D/A Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SK Capital Partners V-B, L.P. See All Filings	D	2018-06-14 16:33:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001731585 Filed Document 0001731585-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:33:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SK Capital Partners V-A, L.P. See All Filings	D	2018-06-14 16:31:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001731205 Filed Document 0001731205-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:31:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BTC Africa S.A. See All Filings	D	2018-06-14 16:30:46 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001617338 Filed Document 0001617338-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:30:46 UTC Type of Offering D Industry Other Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
International Property Securities Fund, a series of Principal Global Investors Trust See All Filings	D/A	2018-06-14 16:29:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Funds Distributor, Inc. CIK Number 0001448550 Filed Document 0001448550-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:29:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SK Capital Partners Overage Fund V-B, L.P. See All Filings	D	2018-06-14 16:29:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001731584 Filed Document 0001731584-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:29:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
YotaScale, Inc. See All Filings	D	2018-06-14 16:27:07 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001684117 Filed Document 0001684117-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:27:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SK Capital Partners Overage Fund V-A, L.P. See All Filings	D	2018-06-14 16:23:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001731595 Filed Document 0001731595-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:23:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SEW HOP'D BREWERY, LLC See All Filings	D	2018-06-14 16:20:11 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001743484 Filed Document 0001690461-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:20:11 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Noble Child, Inc. See All Filings	D	2018-06-14 16:19:04 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001743559 Filed Document 0001743559-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:19:04 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Other
AQR China A Equity Master Account, L.P. See All Filings	D	2018-06-14 16:12:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743189 Filed Document 0001743189-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:12:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Growth Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2018-06-14 15:56:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Funds Distributor, Inc. CIK Number 0001381359 Filed Document 0001381359-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:56:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shape Operating System Industries, Inc. See All Filings	D	2018-06-14 15:53:07 UTC
Amount To Be Raised $2,191,397 Associated Brokers / Dealers N/A CIK Number 0001708722 Filed Document 0001708722-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:53:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dakota Hill Co See All Filings	D	2018-06-14 15:44:10 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001528290 Filed Document 0001528290-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:44:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Emancipation Capital SPV IV LLC See All Filings	D/A	2018-06-14 15:43:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685960 Filed Document 0001685960-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:43:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
UC Asset LP See All Filings	1-A/A	2018-06-14 15:43:03 UTC
Amount To Be Raised $2 Associated Brokers / Dealers N/A CIK Number 0001723517 Filed Document 0001213900-18-007647 Accepted Date 2018-06-14 15:43:03 UTC Type of Offering 1-A/A Industry REAL ESTATE DEALERS (FOR THEIR OWN ACCOUNT) Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $882,932 State of Jurisdiction DELAWARE Type of Security Other(describe)
Emancipation Capital, LP See All Filings	D/A	2018-06-14 15:42:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552573 Filed Document 0001552573-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:42:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MED-X See All Filings	1-A POS	2018-06-14 15:40:49 UTC
Amount To Be Raised $13,567,910 Associated Brokers / Dealers N/A CIK Number 0001620704 Filed Document 0001477932-18-003041 Accepted Date 2018-06-14 15:40:49 UTC Type of Offering 1-A POS Industry MEDICINAL CHEMICALS & BOTANICAL PRODUCTS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $27,269 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
High Yield Fixed Income Fund, a series of Principal Global Investors Trust See All Filings	D/A	2018-06-14 15:39:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Funds Distributor, Inc. CIK Number 0001381362 Filed Document 0001381362-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:39:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Minaurum Gold Inc. See All Filings	D	2018-06-14 15:37:41 UTC
Amount To Be Raised $1,242,458 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001743046 Filed Document 0001140361-18-028572 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:37:41 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FIDELITY GRENSHAW, LLC See All Filings	D	2018-06-14 15:33:19 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001742907 Filed Document 0001742907-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:33:19 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LAS VEGAS RAILWAY EXPRESS, INC. See All Filings	1-A/A	2018-06-14 15:28:05 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001405227 Filed Document 0001096906-18-000335 Accepted Date 2018-06-14 15:28:05 UTC Type of Offering 1-A/A Industry LOCAL & SUBURBAN TRANSIT & INTERURBAN HWY PASSENGER TRANS Offering Tier Tier1 Principal Place of Business UTAH Revenue or Assets $905,539 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
COURAGE MUSIC ROYALTY FUND, L.P. See All Filings	D/A	2018-06-14 15:27:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVONDALE PARTNERS, LLC CIK Number 0001729966 Filed Document 0000919574-18-004243 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:27:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
AG Energy Credit Opportunities Holdings, L.P. See All Filings	D/A	2018-06-14 15:27:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001640919 Filed Document 0001640919-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:27:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Energy Credit Opportunities Fund, L.P. See All Filings	D/A	2018-06-14 15:16:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001640920 Filed Document 0001640920-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:16:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Craig Dielman Flex Holdings, LLC See All Filings	D	2018-06-14 15:14:23 UTC
Amount To Be Raised $3,032,000 Associated Brokers / Dealers N/A CIK Number 0001743249 Filed Document 0001743249-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:14:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tresser Partners, L.P. See All Filings	D	2018-06-14 15:06:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478048 Filed Document 0001478048-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:06:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Rapid Oxygen Co See All Filings	D	2018-06-14 15:06:18 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers NOBLE CAPITAL MARKETS, INC. CIK Number 0001739420 Filed Document 0001739420-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:06:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SanSal Wellness Holdings, Inc. See All Filings	D	2018-06-14 15:04:49 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001669400 Filed Document 0001669400-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:04:49 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Centurium Capital Partners 2018, L.P. See All Filings	D	2018-06-14 14:55:45 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001740904 Filed Document 0001740904-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 14:55:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity