Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
1150 Union Investors, LLC See All Filings	D	2016-08-10 18:13:29 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001682041 Filed Document 0001682041-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 18:13:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CHARITY WORKS Ltd LIABILITY Co See All Filings	D	2016-08-10 18:11:26 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001681269 Filed Document 0001681269-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 18:11:26 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
A-HMK-25-Fund, a series of AX-ScCe-Funds, LLC See All Filings	D	2016-08-10 18:11:17 UTC
Amount To Be Raised $240,499 Associated Brokers / Dealers N/A CIK Number 0001681801 Filed Document 0001681801-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 18:11:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brilliant Sky, LLC See All Filings	D	2016-08-10 18:06:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001681957 Filed Document 0001681957-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 18:06:13 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ - RRA, a series of Equidate Investments LLC See All Filings	D/A	2016-08-10 18:03:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Carrollton Capital Partners, LLC CIK Number 0001676065 Filed Document 0001676065-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-10 18:03:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 42 See All Filings	D	2016-08-10 18:00:26 UTC
Amount To Be Raised $159,905 Associated Brokers / Dealers Shriram Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001681795 Filed Document 0001681795-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 18:00:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 44 See All Filings	D	2016-08-10 17:57:04 UTC
Amount To Be Raised $360,283 Associated Brokers / Dealers Shriram Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001681847 Filed Document 0001681847-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 17:57:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 43 See All Filings	D	2016-08-10 17:52:31 UTC
Amount To Be Raised $177,603 Associated Brokers / Dealers Shriram Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001681846 Filed Document 0001681846-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 17:52:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DMD Therapeutics Inc. See All Filings	D	2016-08-10 17:40:29 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001681820 Filed Document 0001681820-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 17:40:29 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
APOS - Medical & Sports Technologies Ltd. See All Filings	D	2016-08-10 17:28:57 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001626824 Filed Document 0001626824-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 17:28:57 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Debt
IWG Holdings, LLC See All Filings	D	2016-08-10 17:27:23 UTC
Amount To Be Raised $269,914,412 Associated Brokers / Dealers N/A CIK Number 0001681723 Filed Document 0001681723-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 17:27:23 UTC Type of Offering D Industry Telecommunications Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Greenoaks Capital MS LP - Endor Series See All Filings	D	2016-08-10 17:27:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681749 Filed Document 0001681749-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 17:27:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compara Online, a Cayman Islands Ltd Co See All Filings	D	2016-08-10 17:25:22 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001680294 Filed Document 0001680294-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 17:25:22 UTC Type of Offering D Industry Insurance Principal Place of Business CHILE Revenue or Assets Decline to Disclose Type of Security Equity
Hayfin SOF II USD Co-Invest Feeder LP See All Filings	D	2016-08-10 17:17:23 UTC
Amount To Be Raised $221,790,000 Associated Brokers / Dealers Credit Suisse Asset Management Limited CIK Number 0001669131 Filed Document 0000950142-16-004274 Exclusions or Exemptions 506b Accepted Date 2016-08-10 17:17:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Rivers Energy Investors, LP See All Filings	D	2016-08-10 17:12:33 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001680908 Filed Document 0001680908-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 17:12:33 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Green Plains Inc. See All Filings	D	2016-08-10 17:08:55 UTC
Amount To Be Raised $170,000,000 Associated Brokers / Dealers Jefferies LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Credit Suisse Securities (USA) LLC, and Stephens Inc. CIK Number 0001309402 Filed Document 0001140361-16-075706 Exclusions or Exemptions 506b Accepted Date 2016-08-10 17:08:55 UTC Type of Offering D Industry Other Energy Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Debt
Bangladesh Fund See All Filings	D	2016-08-10 17:04:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681917 Filed Document 0001681917-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 17:04:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reliable Lab, LLC See All Filings	D	2016-08-10 17:01:11 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001677776 Filed Document 0001677776-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 17:01:11 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Integrity Risk International LLC See All Filings	D	2016-08-10 16:59:58 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001680530 Filed Document 0001376474-16-000815 Exclusions or Exemptions 506b Accepted Date 2016-08-10 16:59:58 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
FundersClub EYY LLC See All Filings	D	2016-08-10 16:59:18 UTC
Amount To Be Raised $208,000 Associated Brokers / Dealers N/A CIK Number 0001681130 Filed Document 0001681130-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 16:59:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alicanto Minerals Ltd See All Filings	D	2016-08-10 16:56:05 UTC
Amount To Be Raised $2,097,612 Associated Brokers / Dealers Sprott Global Resource Investments, Ltd. CIK Number 0001680785 Filed Document 0001534122-16-000110 Exclusions or Exemptions 506b Accepted Date 2016-08-10 16:56:05 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
POINTER OFFSHORE LTD See All Filings	D/A	2016-08-10 16:49:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001214197 Filed Document 0001214197-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 16:49:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
EVERGREEN HOSPITALITY DEVELOPMENT GROUP, LLC See All Filings	D	2016-08-10 16:46:22 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001682036 Filed Document 0001461859-16-000032 Exclusions or Exemptions 506b Accepted Date 2016-08-10 16:46:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BRILLIANT LIGHT POWER, INC See All Filings	D/A	2016-08-10 16:37:27 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001035531 Filed Document 0000895345-16-000524 Exclusions or Exemptions 506b Accepted Date 2016-08-10 16:37:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SALUTARIS MEDICAL DEVICES INC See All Filings	D/A	2016-08-10 16:33:53 UTC
Amount To Be Raised $3,735,000 Associated Brokers / Dealers N/A CIK Number 0001452230 Filed Document 0001452230-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-08-10 16:33:53 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
GMO EVENT-DRIVEN FUND (ONSHORE), A SERIES OF GMO ONSHORE FUNDS I, L.P. See All Filings	D/A	2016-08-10 16:33:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460413 Filed Document 0001460413-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-10 16:33:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMO EVENT-DRIVEN MASTER PORTFOLIO, A SEPARATE PORTFOLIO OF GMO MASTER PORTFOLIOS II, LTD. See All Filings	D/A	2016-08-10 16:31:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609153 Filed Document 0001609153-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-10 16:31:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIVATECH ONCOLOGY, INC. See All Filings	D	2016-08-10 16:30:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001373884 Filed Document 0001373884-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 16:30:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Farragut Square Global Partners, Ltd. See All Filings	D	2016-08-10 16:26:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682034 Filed Document 0001682034-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 16:26:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Real Estate - Omnia on 8th, LLC See All Filings	D	2016-08-10 16:23:43 UTC
Amount To Be Raised $6,670,000 Associated Brokers / Dealers None CIK Number 0001681900 Filed Document 0001681900-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 16:23:43 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
4-Tell, Inc. See All Filings	D	2016-08-10 16:19:45 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001496979 Filed Document 0001496979-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 16:19:45 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures V LLC, Series A-1 See All Filings	D/A	2016-08-10 16:14:26 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001679633 Filed Document 0001679633-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-10 16:14:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viyet, Inc. See All Filings	D	2016-08-10 16:10:48 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001619926 Filed Document 0001619926-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-10 16:10:48 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
IngagePatient, Inc. See All Filings	D/A	2016-08-10 15:57:44 UTC
Amount To Be Raised $4,875,876 Associated Brokers / Dealers N/A CIK Number 0001476168 Filed Document 0001476168-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:57:44 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Socon, LLC See All Filings	D	2016-08-10 15:57:22 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001681865 Filed Document 0001681865-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:57:22 UTC Type of Offering D Industry Construction Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Innovaci Inc See All Filings	D	2016-08-10 15:54:08 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001527896 Filed Document 0001527896-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:54:08 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Impala Select Fund LP See All Filings	D/A	2016-08-10 15:47:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555837 Filed Document 0001140361-16-075666 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:47:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala Resource Fund Ltd. See All Filings	D	2016-08-10 15:45:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681541 Filed Document 0001140361-16-075663 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:45:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala Select Fund Ltd. See All Filings	D/A	2016-08-10 15:43:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555849 Filed Document 0001140361-16-075659 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:43:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala Resource Fund LP See All Filings	D	2016-08-10 15:43:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681540 Filed Document 0001140361-16-075658 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:43:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ambiq Micro, Inc. See All Filings	D	2016-08-10 15:43:09 UTC
Amount To Be Raised $9,600,000 Associated Brokers / Dealers N/A CIK Number 0001500412 Filed Document 0001500412-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:43:09 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Investments LLC, Series III See All Filings	D	2016-08-10 15:42:41 UTC
Amount To Be Raised $210,500,000 Associated Brokers / Dealers N/A CIK Number 0001681946 Filed Document 0001681946-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:42:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ambiq Micro, Inc. See All Filings	D	2016-08-10 15:41:46 UTC
Amount To Be Raised $672,000 Associated Brokers / Dealers N/A CIK Number 0001500412 Filed Document 0001500412-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:41:46 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Impala ELS Fund Ltd. See All Filings	D/A	2016-08-10 15:41:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520349 Filed Document 0001140361-16-075655 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:41:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ambiq Micro, Inc. See All Filings	D	2016-08-10 15:39:50 UTC
Amount To Be Raised $246,406 Associated Brokers / Dealers N/A CIK Number 0001500412 Filed Document 0001500412-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:39:50 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Fantex Holdings, Inc. See All Filings	D	2016-08-10 15:39:03 UTC
Amount To Be Raised $24,993,446 Associated Brokers / Dealers N/A CIK Number 0001569867 Filed Document 0001140361-16-075653 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:39:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sims High Income Portfolio, L.P. See All Filings	D/A	2016-08-10 15:26:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001444657 Filed Document 0001444657-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:26:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALINOR CAPITAL PARTNERS OFFSHORE, LTD See All Filings	D/A	2016-08-10 15:25:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425858 Filed Document 0000919574-16-014513 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:25:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
VALINOR CAPITAL PARTNERS, L.P. See All Filings	D/A	2016-08-10 15:22:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401387 Filed Document 0000919574-16-014511 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:22:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MAPR TECHNOLOGIES, INC. See All Filings	D	2016-08-10 15:12:43 UTC
Amount To Be Raised $50,519,577 Associated Brokers / Dealers N/A CIK Number 0001468803 Filed Document 0001468803-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:12:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity