Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TowerBrook Structured Opportunities Fund II (OS), L.P. See All Filings	D	2018-06-20 16:44:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TowerBrook Financial, L.P. CIK Number 0001742499 Filed Document 0000950142-18-001430 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:44:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shrewsbury River Capital CMBS Event-Driven Fund LP See All Filings	D	2018-06-20 16:43:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740956 Filed Document 0000919574-18-004323 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:43:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
TowerBrook Structured Opportunities Fund (892), L.P. See All Filings	D	2018-06-20 16:43:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TowerBrook Financial, L.P. CIK Number 0001654622 Filed Document 0000950142-18-001429 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:43:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TowerBrook Structured Opportunities Fund II (Onshore), L.P. See All Filings	D	2018-06-20 16:42:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TowerBrook Financial, L.P. CIK Number 0001742498 Filed Document 0000950142-18-001428 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:42:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Big Sister Corp. See All Filings	D	2018-06-20 16:41:48 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001744235 Filed Document 0001744235-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:41:48 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
TowerBrook Investors V Executive Fund, L.P. See All Filings	D	2018-06-20 16:41:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TowerBrook Financial, L.P. CIK Number 0001742466 Filed Document 0000950142-18-001427 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:41:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TowerBrook Investors V (TE), L.P. See All Filings	D	2018-06-20 16:41:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TowerBrook Financial, L.P. CIK Number 0001742469 Filed Document 0000950142-18-001426 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:41:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TowerBrook Investors V (OS), L.P. See All Filings	D	2018-06-20 16:40:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TowerBrook Financial, L.P. CIK Number 0001742468 Filed Document 0000950142-18-001425 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:40:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pill Club Holdings, Inc. See All Filings	D	2018-06-20 16:39:56 UTC
Amount To Be Raised $5,549,999 Associated Brokers / Dealers N/A CIK Number 0001719865 Filed Document 0001719865-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:39:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TowerBrook Investors V (Onshore), L.P. See All Filings	D	2018-06-20 16:39:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TowerBrook Financial, L.P. CIK Number 0001742467 Filed Document 0000950142-18-001424 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:39:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Private Real Assets II, LLC See All Filings	D	2018-06-20 16:37:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703963 Filed Document 0001731603-18-000012 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:37:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core Income, LLC See All Filings	D	2018-06-20 16:36:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539811 Filed Document 0001731603-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:36:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varde Skyway Opportunity Fund, L.P. See All Filings	D/A	2018-06-20 16:36:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677459 Filed Document 0000950142-18-001423 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:36:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Desoto SNF, LP See All Filings	D	2018-06-20 16:36:00 UTC
Amount To Be Raised $3,775,000 Associated Brokers / Dealers N/A CIK Number 0001740555 Filed Document 0001740555-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:36:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
StoneRoad Series Investment Trust See All Filings	D/A	2018-06-20 16:34:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592801 Filed Document 0001660412-18-000030 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:34:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Multi-Sector Credit, LLC See All Filings	D	2018-06-20 16:32:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702641 Filed Document 0001731603-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:32:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Theorem Prime Plus Yield Fund Offshore LP See All Filings	D/A	2018-06-20 16:32:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709467 Filed Document 0001709467-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:32:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Public Equity, LLC See All Filings	D	2018-06-20 16:31:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439527 Filed Document 0001731603-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:31:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GC Opportunities 2 Private Fund LP See All Filings	D	2018-06-20 16:30:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001743944 Filed Document 0001743944-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:30:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Equity V, LLC See All Filings	D	2018-06-20 16:29:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697845 Filed Document 0001731603-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:29:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dhandho Junoon Offshore Ltd See All Filings	D	2018-06-20 16:29:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676539 Filed Document 0001676539-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:29:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgePremier/ExodusPoint Partners Fund LP See All Filings	D	2018-06-20 16:28:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001744159 Filed Document 0001744159-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:28:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKB-1805 MLK, LLC See All Filings	D	2018-06-20 16:28:20 UTC
Amount To Be Raised $4,800,396 Associated Brokers / Dealers SKB Securities LLC, Robert R. Walker, Jr., and Christopher Courtiol CIK Number 0001744234 Filed Document 0001744234-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:28:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
US Public Equity, LLC See All Filings	D	2018-06-20 16:27:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345875 Filed Document 0001731603-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:27:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legal & General MSCI ACWI EX USA Fund, LLC See All Filings	D	2018-06-20 16:27:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709362 Filed Document 0001709362-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:27:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
LEEWARD INVESTMENT TRUST See All Filings	D/A	2018-06-20 16:26:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508033 Filed Document 0001566114-18-000032 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:26:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dhandho Junoon LP See All Filings	D	2018-06-20 16:26:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676538 Filed Document 0001676538-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:26:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Real Assets II - Natural Resources, LLC See All Filings	D	2018-06-20 16:26:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704073 Filed Document 0001731603-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:26:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StoneRoad Series Investment Trust See All Filings	D/A	2018-06-20 16:26:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592801 Filed Document 0001660412-18-000029 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:26:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Wealth Capital XXXV US Investor, LP See All Filings	D	2018-06-20 16:25:12 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001744190 Filed Document 0001642247-18-000015 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:25:12 UTC Type of Offering D Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Private Real Assets II - Real Estate, LLC See All Filings	D	2018-06-20 16:25:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704072 Filed Document 0001731603-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:25:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Credit III, LLC See All Filings	D	2018-06-20 16:24:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731603 Filed Document 0001731603-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:24:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Matrix Partners XI, L.P. See All Filings	D	2018-06-20 16:22:58 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0001740872 Filed Document 0001740838-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:22:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 248 See All Filings	D	2018-06-20 16:22:02 UTC
Amount To Be Raised $339,600 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001739217 Filed Document 0001744221-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:22:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 236 See All Filings	D	2018-06-20 16:21:07 UTC
Amount To Be Raised $100,016 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001736184 Filed Document 0001744221-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:21:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LEEWARD INVESTMENT TRUST See All Filings	D/A	2018-06-20 16:20:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508033 Filed Document 0001566114-18-000031 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:20:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 262 See All Filings	D	2018-06-20 16:19:02 UTC
Amount To Be Raised $514,233 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001744221 Filed Document 0001744221-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:19:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MHP Growth & Income Fund II, LLC See All Filings	D	2018-06-20 16:14:54 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001740331 Filed Document 0001683168-18-001759 Exclusions or Exemptions 506c Accepted Date 2018-06-20 16:14:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MATRIX PARTNERS CHINA V, L.P. See All Filings	D	2018-06-20 16:13:56 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001740838 Filed Document 0001740838-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:13:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LMR ALPHA RATES TRADING FUND Ltd See All Filings	D/A	2018-06-20 16:13:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551185 Filed Document 0000919574-18-004320 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:13:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LMR FUND Ltd See All Filings	D/A	2018-06-20 16:10:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551236 Filed Document 0000919574-18-004318 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:10:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ReSet Therapeutics, Inc. See All Filings	D	2018-06-20 16:07:04 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001593318 Filed Document 0001593318-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:07:04 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Civitas Tradition Fund III, LP See All Filings	D/A	2018-06-20 16:05:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Crito Capital LLC CIK Number 0001734074 Filed Document 0001315863-18-000493 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:05:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ten Thousand, Inc. See All Filings	C/A	2018-06-20 14:24:11 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,000,000 CIK Number 0001731158 Filed Document 0001731158-18-000005 Accepted Date 2018-06-20 14:24:11 UTC Type of Offering C/A Security Offered Amount 287,026 Security Offered Type Preferred Stock State NEW YORK
STEELWOOD CAPITAL, LLC See All Filings	D/A	2018-06-20 14:23:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743364 Filed Document 0001743364-18-000004 Exclusions or Exemptions 506c Accepted Date 2018-06-20 14:23:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Polaris Aggressive Technology Trader Fund #1 LLC See All Filings	D/A	2018-06-20 14:21:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552484 Filed Document 0001552484-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 14:21:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INLAND CAPITAL FUND LLC See All Filings	D/A	2018-06-20 14:17:20 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001712364 Filed Document 0001591408-18-000013 Exclusions or Exemptions 506b Accepted Date 2018-06-20 14:17:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
East Gate SPE, LLC See All Filings	D	2018-06-20 13:59:45 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001744108 Filed Document 0001744108-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 13:59:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Royce Detroit, LLC See All Filings	D	2018-06-20 13:54:52 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001743988 Filed Document 0001743988-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 13:54:52 UTC Type of Offering D Industry Restaurants Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
RealtyMogul 115, LLC See All Filings	D	2018-06-20 13:51:28 UTC
Amount To Be Raised $1,265,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001743005 Filed Document 0001743005-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 13:51:28 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity