Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Buffalo Signal LLC See All Filings	D	2018-05-10 13:11:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739984 Filed Document 0001739984-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 13:11:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BCSSA Offshore Feeder Fund, Ltd. See All Filings	D/A	2018-05-10 13:08:44 UTC
Amount To Be Raised $15,600,000 Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001739373 Filed Document 0001739373-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 13:08:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Random Forest Capital, LP See All Filings	D/A	2018-05-10 13:01:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681813 Filed Document 0001681813-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 13:01:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AgilVax, Inc. See All Filings	D	2018-05-10 12:55:58 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001610522 Filed Document 0001610522-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-10 12:55:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ProdTo Group Inc. See All Filings	D	2018-05-10 12:53:49 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001739789 Filed Document 0001739789-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 12:53:49 UTC Type of Offering D Industry Other Principal Place of Business PORTUGAL Revenue or Assets $No Revenues Type of Security Debt
Frozen Harvest Intelligence, Inc. See All Filings	D	2018-05-10 12:49:44 UTC
Amount To Be Raised $1,307,250 Associated Brokers / Dealers N/A CIK Number 0001740267 Filed Document 0001740267-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 12:49:44 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
IronChain MiX10 Partners LP See All Filings	D	2018-05-10 12:45:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738962 Filed Document 0001738962-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 12:45:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tourbillon Global Equities, Ltd See All Filings	D/A	2018-05-10 12:43:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565550 Filed Document 0001565550-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 12:43:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fresnel Software Corp See All Filings	D	2018-05-10 12:38:32 UTC
Amount To Be Raised $778,817 Associated Brokers / Dealers N/A CIK Number 0001738297 Filed Document 0001738297-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 12:38:32 UTC Type of Offering D Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Tourbillon Global Equities, LLC See All Filings	D/A	2018-05-10 12:31:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565505 Filed Document 0001565505-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 12:31:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VINE Holdings, LLC See All Filings	D	2018-05-10 12:27:31 UTC
Amount To Be Raised $1,385,000 Associated Brokers / Dealers N/A CIK Number 0001740202 Filed Document 0001740202-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 12:27:31 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT INVESTORS CREDIT II, LLC See All Filings	D	2018-05-10 12:18:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619526 Filed Document 0001619526-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 12:18:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT INVESTORS GE IX/VC IV, LLC See All Filings	D	2018-05-10 12:17:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654074 Filed Document 0001654074-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 12:17:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tourbillon Global Long Alpha Fund, Ltd. See All Filings	D/A	2018-05-10 12:11:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646004 Filed Document 0001646004-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 12:11:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PATRIOT FINANCIAL PARTNERS III, L.P. See All Filings	D/A	2018-05-10 12:00:35 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Stanwich Advisors LLC CIK Number 0001703298 Filed Document 0001703298-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-10 12:00:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 206 See All Filings	D	2018-05-10 11:59:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001739939 Filed Document 0001739939-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 11:59:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NFP Ultimate Holdings, LLC See All Filings	D/A	2018-05-10 11:57:11 UTC
Amount To Be Raised $801,554,239 Associated Brokers / Dealers N/A CIK Number 0001699176 Filed Document 0001699176-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 11:57:11 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tourbillon Global Long Alpha Fund, LLC See All Filings	D/A	2018-05-10 11:54:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645843 Filed Document 0001645843-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 11:54:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Teamvest, LLC See All Filings	D	2018-05-10 11:50:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740141 Filed Document 0001740141-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 11:50:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
MARINER-FPII, LLC See All Filings	D	2018-05-10 11:44:37 UTC
Amount To Be Raised $9,730,000 Associated Brokers / Dealers N/A CIK Number 0001736538 Filed Document 0001736538-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 11:44:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MILE ROCK CAPITAL FUND I LP See All Filings	D	2018-05-10 11:35:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739635 Filed Document 0001739635-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 11:35:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PolyPort, Inc. See All Filings	D/A	2018-05-10 11:26:04 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001739116 Filed Document 0001739116-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 11:26:04 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
WEATHERLOW OFFSHORE FUND II LTD See All Filings	D/A	2018-05-10 11:23:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC, UMB Financial Services, Inc., Sendero Securities, LLC, and Morgan Stanley Smith Barney LLC CIK Number 0001274829 Filed Document 0001203239-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-10 11:23:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BHC Multi-Factor Offshore Feeder Ltd See All Filings	D/A	2018-05-10 11:19:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NEUBERGER BERMAN BD LLC CIK Number 0001706166 Filed Document 0000919574-18-003371 Exclusions or Exemptions 506b Accepted Date 2018-05-10 11:19:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ash Park Global Consumer Franchise Fund (US Series)(F), a series of Kingsway Capital US Feeder Funds, LLC See All Filings	D/A	2018-05-10 11:14:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706348 Filed Document 0001140361-18-022690 Exclusions or Exemptions 506b Accepted Date 2018-05-10 11:14:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-RUZ-17-Fund, a series of AngelList-ShGa-Funds, LLC See All Filings	D	2018-05-10 11:12:36 UTC
Amount To Be Raised $308,000 Associated Brokers / Dealers N/A CIK Number 0001740211 Filed Document 0001740211-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 11:12:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SC Allergy Holdings, LLC See All Filings	D	2018-05-10 11:03:43 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001739988 Filed Document 0001739988-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 11:03:43 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Hoowaki, LLC See All Filings	D	2018-05-10 10:58:56 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001526247 Filed Document 0001526247-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 10:58:56 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SEFA, LLC See All Filings	D	2018-05-10 10:57:57 UTC
Amount To Be Raised $1,240,250 Associated Brokers / Dealers N/A CIK Number 0001582085 Filed Document 0001582085-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 10:57:57 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Speedway Capital Appreciation I LLC See All Filings	D	2018-05-10 10:56:33 UTC
Amount To Be Raised $1,545,000 Associated Brokers / Dealers N/A CIK Number 0001740217 Filed Document 0001740217-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-10 10:56:33 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
California Residential Opportunity Fund IV LP See All Filings	D	2018-05-10 10:53:18 UTC
Amount To Be Raised $10,328,422 Associated Brokers / Dealers Sanny Greenwalt and Sharpe 4 Partners CIK Number 0001737867 Filed Document 0001737867-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 10:53:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INX Ltd See All Filings	D	2018-05-10 10:45:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725882 Filed Document 0001062993-18-002058 Exclusions or Exemptions 506b Accepted Date 2018-05-10 10:45:34 UTC Type of Offering D Industry Other Technology Principal Place of Business GIBRALTAR Revenue or Assets Decline to Disclose Type of Security Equity
Aon Diversified Fund SPC See All Filings	D	2018-05-10 10:33:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739031 Filed Document 0000902664-18-002161 Exclusions or Exemptions 506b Accepted Date 2018-05-10 10:33:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PSquared US Feeder Fund, LP - Special Concentrated Opportunistic Series I See All Filings	D	2018-05-10 10:29:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739786 Filed Document 0000943663-18-000151 Exclusions or Exemptions 506b Accepted Date 2018-05-10 10:29:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Matthews Asia Institutional Funds, LLC - Japan Opportunities Series See All Filings	D	2018-05-10 10:23:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740059 Filed Document 0000945621-18-000195 Exclusions or Exemptions 506b Accepted Date 2018-05-10 10:23:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitecliff/FleetMX III L.P. See All Filings	D	2018-05-10 10:19:41 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001740022 Filed Document 0001740022-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 10:19:41 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
TherOx, Inc. See All Filings	D	2018-05-10 10:18:21 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001442217 Filed Document 0001442217-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 10:18:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Weatherlow Offshore Fund I Ltd See All Filings	D/A	2018-05-10 10:15:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC, UMB Financial Services, Inc., Sendero Securities, LLC, and Morgan Stanley Smith Barney LLC CIK Number 0001321876 Filed Document 0001203239-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 10:15:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viziv Technologies, LLC See All Filings	D	2018-05-10 10:15:05 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001684586 Filed Document 0001684586-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-05-10 10:15:05 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Jassby, Inc. See All Filings	D/A	2018-05-10 10:13:16 UTC
Amount To Be Raised $5,525,416 Associated Brokers / Dealers N/A CIK Number 0001727194 Filed Document 0001727194-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 10:13:16 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SILO FILM LLC See All Filings	D/A	2018-05-10 10:10:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001707678 Filed Document 0001707678-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-10 10:10:31 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Collwick Premier Access Fund, L.P. See All Filings	D/A	2018-05-10 09:51:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502892 Filed Document 0000919574-18-003361 Exclusions or Exemptions 506b Accepted Date 2018-05-10 09:51:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Holowesko Global Funds SPC Ltd. on behalf of Holowesko Global Equity Fund (Segregated Portfolio) See All Filings	D/A	2018-05-10 09:50:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584475 Filed Document 0000950172-18-000078 Exclusions or Exemptions 506b Accepted Date 2018-05-10 09:50:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Holowesko Global Equity Fund LLC See All Filings	D/A	2018-05-10 09:49:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481282 Filed Document 0000950172-18-000077 Exclusions or Exemptions 506b Accepted Date 2018-05-10 09:49:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLLWICK PREMIER ACCESS FUND, LTD. See All Filings	D/A	2018-05-10 09:49:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589190 Filed Document 0000919574-18-003359 Exclusions or Exemptions 506b Accepted Date 2018-05-10 09:49:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HOLOWESKO GLOBAL FUND LTD. See All Filings	D/A	2018-05-10 09:49:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001135665 Filed Document 0000950172-18-000076 Exclusions or Exemptions 506b Accepted Date 2018-05-10 09:49:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOLOWESKO GLOBAL FUND LLC See All Filings	D/A	2018-05-10 09:48:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001135822 Filed Document 0000950172-18-000075 Exclusions or Exemptions 506b Accepted Date 2018-05-10 09:48:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GlacierWealth Partners, LLC See All Filings	D/A	2018-05-10 09:46:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535184 Filed Document 0001535184-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-10 09:46:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLLWICK OPPORTUNITY FUND, L.P. See All Filings	D/A	2018-05-10 09:46:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661130 Filed Document 0000919574-18-003357 Exclusions or Exemptions 506b Accepted Date 2018-05-10 09:46:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
RHB Holdco, LLC See All Filings	D	2018-05-10 09:38:25 UTC
Amount To Be Raised $2,530,000 Associated Brokers / Dealers N/A CIK Number 0001740020 Filed Document 0001461373-18-000023 Exclusions or Exemptions 506b Accepted Date 2018-05-10 09:38:25 UTC Type of Offering D Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity