Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Varadero International, Ltd. See All Filings	D/A	2018-05-14 16:32:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - CIK Number 0001603929 Filed Document 0001603929-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-14 16:32:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Topaz Resources, Inc. See All Filings	D	2018-05-14 16:30:14 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001459764 Filed Document 0001459764-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-14 16:30:14 UTC Type of Offering D Industry Oil and Gas Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Convergence Wireless, Inc. See All Filings	D/A	2018-05-14 16:28:30 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers None at this time CIK Number 0001723516 Filed Document 0001723516-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-14 16:28:30 UTC Type of Offering D/A Industry Energy Conservation Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bridge Capital Asset Funding, LLC See All Filings	D/A	2018-05-14 16:27:34 UTC
Amount To Be Raised $51,338,725 Associated Brokers / Dealers N/A CIK Number 0001520589 Filed Document 0001520589-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-14 16:27:34 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
VARADERO PARTNERS, L.P. See All Filings	D/A	2018-05-14 16:26:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - CIK Number 0001488880 Filed Document 0001488880-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-14 16:26:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CADDO INDUSTRIAL FUND II, LP See All Filings	D/A	2018-05-14 16:26:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740575 Filed Document 0001740575-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-14 16:26:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Neurana Pharmaceuticals, Inc. See All Filings	D	2018-05-14 16:21:43 UTC
Amount To Be Raised $64,888,250 Associated Brokers / Dealers N/A CIK Number 0001699458 Filed Document 0001140361-18-023350 Exclusions or Exemptions 506b Accepted Date 2018-05-14 16:21:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub CND LLC See All Filings	D	2018-05-14 16:21:21 UTC
Amount To Be Raised $376,900 Associated Brokers / Dealers N/A CIK Number 0001739598 Filed Document 0001739598-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-14 16:21:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peel Me, Inc. See All Filings	D	2018-05-14 16:20:28 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001740328 Filed Document 0001740328-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-14 16:20:28 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Neurana Pharmaceuticals, Inc. See All Filings	D/A	2018-05-14 16:19:24 UTC
Amount To Be Raised $3,818,750 Associated Brokers / Dealers N/A CIK Number 0001699458 Filed Document 0001140361-18-023344 Exclusions or Exemptions 506b Accepted Date 2018-05-14 16:19:24 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mackenzie Emerging Markets Small Cap Fund (Cayman) Ltd. See All Filings	D	2018-05-14 16:14:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740292 Filed Document 0001740292-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-14 16:14:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medallion Fund RF L.P. See All Filings	D/A	2018-05-14 16:07:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549431 Filed Document 0001549431-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-14 16:07:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Medallion RMPRF Fund L.P. See All Filings	D/A	2018-05-14 16:06:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549450 Filed Document 0001549450-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-14 16:06:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Renaissance Institutional Diversified Alpha Fund International L.P. See All Filings	D/A	2018-05-14 16:02:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607391 Filed Document 0001607391-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-14 16:02:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Smoke Cartel, Inc. See All Filings	C	2018-05-14 15:59:12 UTC
Financial Interest SI Securities will receive equity compensation equal to 5.00% of the number of securities sold. Filing Platform SI SECURITIES Offering Amount $999,999 CIK Number 0001617216 Filed Document 0001663577-18-000223 Accepted Date 2018-05-14 15:59:12 UTC Type of Offering C Security Offered Amount 20,000 Security Offered Type Common Stock State GEORGIA
5601 BIRCHMAN LLC See All Filings	D	2018-05-14 15:59:10 UTC
Amount To Be Raised $725,000 Associated Brokers / Dealers N/A CIK Number 0001740643 Filed Document 0001740643-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-14 15:59:10 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bay Worx Industries, LLC See All Filings	D	2018-05-14 15:56:10 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001707701 Filed Document 0001209191-18-029808 Exclusions or Exemptions 506b Accepted Date 2018-05-14 15:56:10 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Trilogy Investment Funds plc - Trilogy Emerging Markets Fund See All Filings	D/A	2018-05-14 15:56:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572279 Filed Document 0000919574-18-003473 Exclusions or Exemptions 506b Accepted Date 2018-05-14 15:56:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
STAGE I DIAGNOSTICS, INC. See All Filings	D	2018-05-14 15:53:40 UTC
Amount To Be Raised $219,655 Associated Brokers / Dealers N/A CIK Number 0001467094 Filed Document 0001245105-18-000075 Exclusions or Exemptions 506b Accepted Date 2018-05-14 15:53:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Debt
RFE HASTINGS INVESTMENT, LLC See All Filings	D	2018-05-14 15:51:49 UTC
Amount To Be Raised $9,363,570 Associated Brokers / Dealers N/A CIK Number 0001739979 Filed Document 0001405086-18-000093 Exclusions or Exemptions 506b Accepted Date 2018-05-14 15:51:49 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Mackenzie Emerging Markets Small Cap Master Fund (Cayman) LP See All Filings	D	2018-05-14 15:51:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740293 Filed Document 0001740293-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-14 15:51:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Universa Black Swan Protection Protocol XXX L.P. See All Filings	D/A	2018-05-14 15:49:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715706 Filed Document 0000935836-18-000289 Exclusions or Exemptions 506b Accepted Date 2018-05-14 15:49:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rocky River Partners, LP See All Filings	D/A	2018-05-14 15:47:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579205 Filed Document 0000919574-18-003471 Exclusions or Exemptions 506b Accepted Date 2018-05-14 15:47:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SHAH CAPITAL OFFSHORE OPPORTUNITY FUND See All Filings	D/A	2018-05-14 15:45:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001433285 Filed Document 0001433285-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-14 15:45:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Willard, LLC See All Filings	D	2018-05-14 15:42:33 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001740416 Filed Document 0001740416-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-14 15:42:33 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
HASTINGS HOLDING CORP. See All Filings	D	2018-05-14 15:38:46 UTC
Amount To Be Raised $15,863,570 Associated Brokers / Dealers N/A CIK Number 0001578834 Filed Document 0001405086-18-000092 Exclusions or Exemptions 506b Accepted Date 2018-05-14 15:38:46 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SHAH CAPITAL OPPORTUNITY FUND LP See All Filings	D/A	2018-05-14 15:35:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392302 Filed Document 0001392302-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-14 15:35:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Over $100,000,000 Type of Security Equity
Patriot Software Co See All Filings	D/A	2018-05-14 15:32:26 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001665036 Filed Document 0001665036-18-000005 Exclusions or Exemptions 506c Accepted Date 2018-05-14 15:32:26 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
KIMURA ALTERNATIVE LENDING INCOME FUND LP See All Filings	D/A	2018-05-14 15:30:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729092 Filed Document 0001729092-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-05-14 15:30:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TORQUE FITNESS LLC See All Filings	D/A	2018-05-14 15:29:50 UTC
Amount To Be Raised $52,500 Associated Brokers / Dealers N/A CIK Number 0001334957 Filed Document 0001334957-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-14 15:29:50 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Embleema, Inc. See All Filings	D	2018-05-14 15:29:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001739860 Filed Document 0001739860-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-14 15:29:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
TURUM, Inc. See All Filings	D	2018-05-14 15:28:08 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001740562 Filed Document 0001740562-18-000001 Exclusions or Exemptions 504.1 and 506c Accepted Date 2018-05-14 15:28:08 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Dufrane Productions, LLC See All Filings	C/A	2018-05-14 15:19:43 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001738867 Filed Document 0001670254-18-000259 Accepted Date 2018-05-14 15:19:43 UTC Type of Offering C/A Security Offered Amount 100,000 Security Offered Type Other State NEW YORK
Horizon MH Communities Fund II, LLC See All Filings	D	2018-05-14 15:17:19 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001740201 Filed Document 0001140361-18-023286 Exclusions or Exemptions 506b Accepted Date 2018-05-14 15:17:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PE Premier Vintage Secondary Strategies Onshore Feeder LP See All Filings	D/A	2018-05-14 15:09:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001725997 Filed Document 0001725997-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-14 15:09:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pentapillars Realty Three, L.P. See All Filings	D	2018-05-14 15:09:37 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001740593 Filed Document 0001740593-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-14 15:09:37 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Mandeville Capital, LLC Real Estate Group Series V(b) See All Filings	D	2018-05-14 15:03:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001740559 Filed Document 0001740559-18-000001 Exclusions or Exemptions 504.1 and 506c Accepted Date 2018-05-14 15:03:03 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
HAMILTON EXHIBITION, LLC See All Filings	D	2018-05-14 14:56:15 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers N/A CIK Number 0001740137 Filed Document 0001740137-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-14 14:56:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
PARKERGALE RIPPE & KINGSTON INVESTMENT, LLC See All Filings	D	2018-05-14 14:44:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740407 Filed Document 0001740407-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-14 14:44:33 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RIPPE & KINGSTON HOLDCO, LLC See All Filings	D	2018-05-14 14:43:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740408 Filed Document 0001740408-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-14 14:43:06 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fortress EJF2 LLC See All Filings	D	2018-05-14 14:42:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647256 Filed Document 0001647256-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-14 14:42:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AGP Keurig Dr. Pepper, LLC See All Filings	D	2018-05-14 14:39:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001740309 Filed Document 0001740309-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-14 14:39:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Archer II PIQ, LLC See All Filings	D	2018-05-14 14:34:57 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001739962 Filed Document 0001739962-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-14 14:34:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHEELHOUSE EQUITY PARTNERS, L.P. See All Filings	D	2018-05-14 14:33:54 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001740068 Filed Document 0001740068-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-14 14:33:54 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lerer Hippeau Ventures Select Fund II, LP See All Filings	D/A	2018-05-14 14:30:24 UTC
Amount To Be Raised $60,639,000 Associated Brokers / Dealers GCA Advisors, LLC CIK Number 0001725672 Filed Document 0001725672-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-14 14:30:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eagles Coast Holdings, LLC See All Filings	D	2018-05-14 14:30:02 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001740428 Filed Document 0001740428-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-14 14:30:02 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Other
Financeware Holdings LLC See All Filings	D	2018-05-14 14:26:47 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001595549 Filed Document 0001595549-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-14 14:26:47 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
EW Mesa Industrial LLC See All Filings	D	2018-05-14 14:19:50 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001740039 Filed Document 0001740039-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-14 14:19:50 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Cayuga Wireless LLC See All Filings	D	2018-05-14 14:12:48 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001740598 Filed Document 0001740598-18-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2018-05-14 14:12:48 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MH Legacy Fund II, L.P. See All Filings	D	2018-05-14 14:08:59 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001740204 Filed Document 0001140361-18-023248 Exclusions or Exemptions 506b Accepted Date 2018-05-14 14:08:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity