|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Ed Michelson, Rod Hennek, Carolyn LaRocco, and Regions Securities LLC
- CIK Number
- 0001132357
- Filed Document
- 0001264128-16-000067
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- $50,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651075
- Filed Document
- 0001651075-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657273
- Filed Document
- 0001657273-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001453669
- Filed Document
- 0001453669-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- $7,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669458
- Filed Document
- 0000950138-16-001022
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669462
- Filed Document
- 0001669462-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638055
- Filed Document
- 0001458495-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001543758
- Filed Document
- 0000950172-16-000166
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668424
- Filed Document
- 0000919574-16-011893
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636773
- Filed Document
- 0001546927-16-000468
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Tessera Capital Partners, LLC and DLX Financial Group, LLC
- CIK Number
- 0001267884
- Filed Document
- 0001267884-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc.
- CIK Number
- 0001468236
- Filed Document
- 0000919574-16-011886
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596241
- Filed Document
- 0001596241-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001642335
- Filed Document
- 0001642335-16-000019
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668479
- Filed Document
- 0001668479-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- $39,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001115055
- Filed Document
- 0001140361-16-057757
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001487247
- Filed Document
- 0001487247-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545451
- Filed Document
- 0001398344-16-011053
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- MicroVenture Marketplace Inc.
- CIK Number
- 0001651231
- Filed Document
- 0001651231-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mesirow Financial, Inc.
- CIK Number
- 0001162596
- Filed Document
- 0001162596-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO Canada Corp.
- CIK Number
- 0001668088
- Filed Document
- 0001668088-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000,000
- Associated Brokers / Dealers
- The Enterprise Securities Company, Securities America Inc, Triad Advisors, Auto Club Trust, FSB, and LPL Financial LLC
- CIK Number
- 0001292046
- Filed Document
- 0001292046-16-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- $160,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001386936
- Filed Document
- 0001477932-16-009059
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001337242
- Filed Document
- 0001337242-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001498593
- Filed Document
- 0001498593-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001138174
- Filed Document
- 0001138174-16-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mesirow Financial, Inc., Morgan Stanley Smith Barney LLC, Wells Fargo Advisors, LLC, Stifel, Nicolaus & Company, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001001315
- Filed Document
- 0001001315-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- $6,646,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669326
- Filed Document
- 0001669326-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001370109
- Filed Document
- 0001370109-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630170
- Filed Document
- 0000947871-16-001036
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- $18,488
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580110
- Filed Document
- 0001580110-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- $180,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001166338
- Filed Document
- 0001534122-16-000093
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594764
- Filed Document
- 0001594764-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664757
- Filed Document
- 0001664757-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001138979
- Filed Document
- 0001138979-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- D. E. Shaw Securities, L.L.C.
- CIK Number
- 0001285393
- Filed Document
- 0001285393-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570501
- Filed Document
- 0000943663-16-000332
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- D. E. Shaw Securities, L.L.C.
- CIK Number
- 0001464278
- Filed Document
- 0001464278-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mesirow Financial, Inc., Morgan Stanley Smith Barney LLC, Wells Fargo Advisors, LLC, and Stifel, Nicolaus & Company, Inc.
- CIK Number
- 0001456820
- Filed Document
- 0001456820-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- $69,063,746
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669360
- Filed Document
- 0001669360-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001669223
- Filed Document
- 0001669223-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- $175,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621693
- Filed Document
- 0001621693-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A, N/A, N/A, and N/A
- CIK Number
- 0001484189
- Filed Document
- 0001405086-16-000437
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- $25,015,000
- Associated Brokers / Dealers
- Lighhouse Capital Group, LLC
- CIK Number
- 0001669431
- Filed Document
- 0001669431-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- RBC Capital Markets, Inc.
- CIK Number
- 0001544563
- Filed Document
- 0001544563-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Funds Distributor, LLC
- CIK Number
- 0001560191
- Filed Document
- 0001560191-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- $1,270,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668773
- Filed Document
- 0001013594-16-000878
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Raymond James & Associates, Inc. and Regions Securities LLC
- CIK Number
- 0001386506
- Filed Document
- 0001264128-16-000073
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Michael Malloy and Robert Seal
- CIK Number
- 0001386485
- Filed Document
- 0001264128-16-000066
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Tessera Capital Partners LLC
- CIK Number
- 0001597190
- Filed Document
- 0001597190-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|