Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BioCellection Inc. See All Filings	D	2016-03-15 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001669372 Filed Document 0001669372-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Accel XIII L.P. See All Filings	D	2016-03-15 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001665745 Filed Document 0001665745-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BOATHOUSE ROW OFFSHORE LTD See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001316058 Filed Document 0001458495-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BREVAN HOWARD ASIA FUND LTD See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001403020 Filed Document 0001403020-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite Point Capital Scorpion Focused Ideas Fund See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lyster Watson Securities, Inc. CIK Number 0001636775 Filed Document 0001546927-16-000466 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOLAMERE PORTFOLIO CO INVESTMENTS II, LLC See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603831 Filed Document 0001603831-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Norcap EquityPlus Fund, L.P. See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Vestech Securities CIK Number 0001537315 Filed Document 0001507943-16-000189 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Collins Capital Liquid Trading Fund I LP See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540287 Filed Document 0001264128-16-000068 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Collins Capital Liquid Trading Fund Ltd. See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Regions Securities LLC CIK Number 0001543653 Filed Document 0001264128-16-000070 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Collins Capital Master Fund II LP See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001383887 Filed Document 0001264128-16-000075 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ranger International Fund, LP See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494067 Filed Document 0001396105-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
MSOL. Inc. See All Filings	D	2016-03-15 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001651075 Filed Document 0001651075-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TURN INC See All Filings	D	2016-03-15 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001315329 Filed Document 0001315329-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Tentrr, Inc. See All Filings	D	2016-03-15 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001640292 Filed Document 0001640292-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sandy Creekside Village, LLC See All Filings	D	2016-03-15 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001669425 Filed Document 0001669425-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RANGER MULTI -STRATEGY L P See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Altegris Investments, Inc. CIK Number 0001274334 Filed Document 0001274334-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
COLLINS CAPITAL ALPHA FUND I LP See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001267630 Filed Document 0001264128-16-000063 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Renero, LLC See All Filings	D	2016-03-15 00:00:00 UTC
Amount To Be Raised $552,500 Associated Brokers / Dealers N/A CIK Number 0001669415 Filed Document 0001669415-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
BlueLine Grid, Inc. See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised $5,826,463 Associated Brokers / Dealers N/A CIK Number 0001580125 Filed Document 0001580125-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
GoFormz, Inc. See All Filings	D	2016-03-15 00:00:00 UTC
Amount To Be Raised $7,000,001 Associated Brokers / Dealers N/A CIK Number 0001612085 Filed Document 0001657999-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
China Opportunities Fund See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636275 Filed Document 0001669122-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DICOM GRID INC See All Filings	D	2016-03-15 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001352012 Filed Document 0001352012-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Keystone Insights, Inc. See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001574167 Filed Document 0001574167-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
HPC Acquisitions, Inc. See All Filings	D	2016-03-15 00:00:00 UTC
Amount To Be Raised $804,000 Associated Brokers / Dealers None CIK Number 0001435224 Filed Document 0001324198-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
MOBETIZE, CORP. See All Filings	D	2016-03-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001546679 Filed Document 0001211524-16-000187 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sirius Fund II SCSp See All Filings	D	2016-03-15 00:00:00 UTC
Amount To Be Raised $275,375,000 Associated Brokers / Dealers N/A CIK Number 0001669028 Filed Document 0001669028-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
New Vernon Mauritius See All Filings	D	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669342 Filed Document 0001669342-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
THIRD POINT ULTRA LTD See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Union Bancaire Privee, UBP SA CIK Number 0001341762 Filed Document 0001341762-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
MESIROW ABSOLUTE RETURN FUND, LTD. See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney LLC, Stifel, Nicolaus & Company, Inc., Phoenix Global Capital Management, and Mesirow Financial, Inc. CIK Number 0001161687 Filed Document 0001161687-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zapata County Custodial Account, LLC See All Filings	D	2016-03-15 00:00:00 UTC
Amount To Be Raised $4,925,000 Associated Brokers / Dealers Crews & Associates, Inc. CIK Number 0001667946 Filed Document 0001667946-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Other
THIRD POINT PARTNERS QUALIFIED L P See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc., DB Alex Brown LLC, and J.P. Morgan Securities Inc. CIK Number 0001341499 Filed Document 0001341499-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wineridge Associates, LLC See All Filings	D	2016-03-15 00:00:00 UTC
Amount To Be Raised $774,802 Associated Brokers / Dealers N/A CIK Number 0001669249 Filed Document 0001669249-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
William Blair Macro Allocation Fund LLC See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001602151 Filed Document 0001382963-16-000156 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRESH EAZE F LLC See All Filings	D	2016-03-15 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001669424 Filed Document 0001669424-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
US Capital Business Credit Income Fund, LP See All Filings	D	2016-03-15 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001656056 Filed Document 0001656056-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PITTENCRIEFF PARTNERS, LP See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439392 Filed Document 0001012975-16-001086 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polaris Prime Event Trading Fund LLC See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571318 Filed Document 0001458495-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw Composite Graphite Fund, L.L.C. See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498594 Filed Document 0001498594-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw Value All Country Alpha Extension Fund, L.P. See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581795 Filed Document 0001581795-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw Orienteer International Fund, L.P. See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594763 Filed Document 0001594763-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLENVIEW INSTITUTIONAL PARTNERS L P See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138970 Filed Document 0001138970-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA106 See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC, Innovation Partners, LLC, and Innovation Partners, LLC CIK Number 0001580566 Filed Document 0001580566-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw Alkali Fund III, L.P. See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641549 Filed Document 0001641549-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACADIAN NON-US CONCENTRATED FUND See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001442331 Filed Document 0001442331-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
14 BELLAMY ROAD/ROCKFORD PEACH, LLC See All Filings	D	2016-03-15 00:00:00 UTC
Amount To Be Raised $226,000 Associated Brokers / Dealers N/A CIK Number 0001668530 Filed Document 0001668530-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Groupgifting.com Investors, LLC See All Filings	D	2016-03-15 00:00:00 UTC
Amount To Be Raised $126,619 Associated Brokers / Dealers N/A CIK Number 0001569906 Filed Document 0001140361-16-057782 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BREVAN HOWARD ASIA FUND LP See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001402821 Filed Document 0001402821-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PASSPORT SYSTEMS INC See All Filings	D	2016-03-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001267174 Filed Document 0001267174-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Rehabilitation & Community Providers Services Organization, Inc. See All Filings	D	2016-03-15 00:00:00 UTC
Amount To Be Raised $36,600,000 Associated Brokers / Dealers N/A CIK Number 0001631267 Filed Document 0001631267-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Collins Capital Master Fund I LP See All Filings	D/A	2016-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001383888 Filed Document 0001264128-16-000074 Exclusions or Exemptions 506b Accepted Date 2016-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund