Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
M1 Holdings Inc. See All Filings	D/A	2018-05-22 16:57:35 UTC
Amount To Be Raised $13,109,880 Associated Brokers / Dealers N/A CIK Number 0001737492 Filed Document 0001737492-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-22 16:57:35 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Hippocrates Ventures Fund I, L.P. See All Filings	D	2018-05-22 16:53:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741374 Filed Document 0001741374-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-22 16:53:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub 24B LLC See All Filings	D	2018-05-22 16:42:30 UTC
Amount To Be Raised $222,100 Associated Brokers / Dealers N/A CIK Number 0001740123 Filed Document 0001740123-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 16:42:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pest Pulse Ltd See All Filings	D	2018-05-22 16:37:03 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001741587 Filed Document 0001741587-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 16:37:03 UTC Type of Offering D Industry Other Technology Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Nineteen77 Global Multi-Strategy Alpha Ltd See All Filings	D/A	2018-05-22 16:35:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., UBS Asset Management (US) Inc., and UBS Asset Management (Americas) Inc. CIK Number 0001403975 Filed Document 0001403975-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 16:35:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIPHERLOC Corp See All Filings	D/A	2018-05-22 16:34:27 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers None CIK Number 0001022505 Filed Document 0001493152-18-007672 Exclusions or Exemptions 506b Accepted Date 2018-05-22 16:34:27 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BERGEYS REALTY CO See All Filings	D/A	2018-05-22 16:32:24 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001433864 Filed Document 0001433864-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-22 16:32:24 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Hyperplane (SPV-V), L.P. See All Filings	D	2018-05-22 16:19:01 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001739918 Filed Document 0001739918-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 16:19:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Genesis Investors LP See All Filings	D/A	2018-05-22 16:17:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard A. Leach CIK Number 0000814768 Filed Document 0000814768-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 16:17:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SURFACE I, LLC See All Filings	D	2018-05-22 16:09:30 UTC
Amount To Be Raised $22,800,000 Associated Brokers / Dealers N/A CIK Number 0001738823 Filed Document 0001738823-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 16:09:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Incysus Therapeutics, Inc. See All Filings	D	2018-05-22 16:00:55 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001740279 Filed Document 0001740279-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 16:00:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GRCR Partners Inc See All Filings	D/A	2018-05-22 15:57:21 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001661600 Filed Document 0001661600-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-22 15:57:21 UTC Type of Offering D/A Industry Business Services Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Valley Next Gen Ventures Fund 7 (a separate series of LLC interests) See All Filings	D	2018-05-22 15:55:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741521 Filed Document 0001741521-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 15:55:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FGH Biotech, Inc. See All Filings	D/A	2018-05-22 15:55:38 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001657572 Filed Document 0001657572-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 15:55:38 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Cleveland International Fund-One University Circle Apartments, Ltd. See All Filings	D/A	2018-05-22 15:54:31 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers Primary Capital, LLC CIK Number 0001690143 Filed Document 0001690143-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 15:54:31 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Motorq, Inc. See All Filings	D	2018-05-22 15:53:57 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001691836 Filed Document 0001691836-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-22 15:53:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KODIAK GAS SERVICES, LLC See All Filings	D	2018-05-22 15:44:16 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001740760 Filed Document 0001740760-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 15:44:16 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Maingear, Inc. See All Filings	C/A	2018-05-22 15:30:32 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,069,999 CIK Number 0001722382 Filed Document 0001669191-18-000275 Accepted Date 2018-05-22 15:30:32 UTC Type of Offering C/A Security Offered Amount 2,858 Security Offered Type Common Stock State NEW JERSEY
Hopkins Capital Partners Fund, LP See All Filings	D/A	2018-05-22 15:25:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673609 Filed Document 0001673609-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 15:25:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axel Technologies, LLC See All Filings	D	2018-05-22 15:23:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741515 Filed Document 0001741515-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 15:23:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Citius Pharmaceuticals, Inc. See All Filings	D	2018-05-22 15:16:33 UTC
Amount To Be Raised $83,688 Associated Brokers / Dealers None CIK Number 0001506251 Filed Document 0001213900-18-006720 Exclusions or Exemptions 506b Accepted Date 2018-05-22 15:16:33 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Bizly, Inc. See All Filings	D/A	2018-05-22 15:16:30 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001665470 Filed Document 0001665470-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-22 15:16:30 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Frankford TX Investors I LP See All Filings	D	2018-05-22 15:13:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RealCadre LLC CIK Number 0001741130 Filed Document 0001741130-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 15:13:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nineteen77 Global Multi-Strategy Alpha WM LLC See All Filings	D/A	2018-05-22 15:08:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., UBS Asset Management (US) Inc., and UBS Asset Management (Americas) Inc. CIK Number 0001403972 Filed Document 0001403972-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 15:08:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3717 Turnpike Road, LLC See All Filings	D	2018-05-22 15:04:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001741569 Filed Document 0001741569-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 15:04:50 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
BP CFL Trust See All Filings	D/A	2018-05-22 15:00:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602447 Filed Document 0001602447-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 15:00:56 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
RAYMOND JAMES CALIFORNIA HOUSING OPPORTUNITIES FUND VII L.L.C. See All Filings	D	2018-05-22 14:58:55 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Raymond James Tax Credit Funds, Inc. CIK Number 0001741067 Filed Document 0001741069-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-22 14:58:55 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
G Squared Opportunities Fund IV LLC, Series D-1 See All Filings	D	2018-05-22 14:57:43 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001741180 Filed Document 0001741180-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 14:57:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nineteen77 Global Multi-Strategy Alpha LLC See All Filings	D/A	2018-05-22 14:53:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., UBS Asset Management (US) Inc., and UBS Asset Management (Americas) Inc. CIK Number 0001118319 Filed Document 0001118319-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 14:53:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
G Squared Opportunities Fund IV LLC, Series E-1 See All Filings	D	2018-05-22 14:51:46 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001741170 Filed Document 0001741170-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 14:51:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Limeloop, LLC See All Filings	D/A	2018-05-22 14:43:45 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001731879 Filed Document 0001731879-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-22 14:43:45 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
G Squared Opportunities Fund IV LLC, Series F-1 See All Filings	D	2018-05-22 14:39:19 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001741173 Filed Document 0001741173-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 14:39:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NHIT: World Credit Asset Trust See All Filings	D/A	2018-05-22 14:37:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584089 Filed Document 0001584089-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-22 14:37:44 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Provista Diagnostics Inc. See All Filings	D	2018-05-22 14:32:19 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001539252 Filed Document 0001739414-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-22 14:32:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
G Squared Opportunities Fund IV LLC, Series C-1 See All Filings	D	2018-05-22 14:30:24 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001741243 Filed Document 0001741243-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 14:30:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INX Ltd See All Filings	D/A	2018-05-22 14:29:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725882 Filed Document 0001062993-18-002360 Exclusions or Exemptions 506b Accepted Date 2018-05-22 14:29:41 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GIBRALTAR Revenue or Assets Decline to Disclose Type of Security Equity
G Squared Opportunities Fund IV LLC, Series B-2 See All Filings	D	2018-05-22 14:23:53 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001741244 Filed Document 0001741244-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 14:23:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CiVi Biopharma Holdings, Inc. See All Filings	D	2018-05-22 14:19:59 UTC
Amount To Be Raised $49,000,000 Associated Brokers / Dealers N/A CIK Number 0001740380 Filed Document 0001740380-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 14:19:59 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Global Equity Opportunities Fund LLC See All Filings	D	2018-05-22 14:14:14 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001741247 Filed Document 0001741247-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 14:14:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SF Worldwide Holdco, LLC See All Filings	D	2018-05-22 14:10:04 UTC
Amount To Be Raised $2,575,000 Associated Brokers / Dealers N/A CIK Number 0001741404 Filed Document 0001741404-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-22 14:10:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR ALL CHINA EQUITY MASTER ACCOUNT, L.P. See All Filings	D	2018-05-22 14:01:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738380 Filed Document 0001738380-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 14:01:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inventalator See All Filings	D	2018-05-22 13:56:27 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001600920 Filed Document 0001600920-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-22 13:56:27 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
AJO Global All-Cap Fund, Ltd. See All Filings	D/A	2018-05-22 13:53:58 UTC
Amount To Be Raised $67,500,000 Associated Brokers / Dealers N/A CIK Number 0001647855 Filed Document 0001647855-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 13:53:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Superimmuno, LLC See All Filings	D	2018-05-22 13:47:31 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001741559 Filed Document 0001741559-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 13:47:31 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ROCO - 5 Lyon Investors LLC See All Filings	D	2018-05-22 13:45:26 UTC
Amount To Be Raised $2,969,220 Associated Brokers / Dealers n/a CIK Number 0001741561 Filed Document 0001741561-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 13:45:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
SHARETHIS INC See All Filings	D/A	2018-05-22 13:37:10 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001430050 Filed Document 0001430050-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-22 13:37:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
INTERURBAN CAPITAL GROUP INC. See All Filings	D	2018-05-22 13:32:39 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001741222 Filed Document 0001741222-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-22 13:32:39 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Hera Health Solutions, Inc. See All Filings	D	2018-05-22 13:32:16 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001741274 Filed Document 0001741386-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-22 13:32:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
TCA 400-OT, LLC See All Filings	D	2018-05-22 13:32:07 UTC
Amount To Be Raised $90,750 Associated Brokers / Dealers N/A CIK Number 0001741540 Filed Document 0001741540-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 13:32:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Fairway Biomed, Inc. See All Filings	D	2018-05-22 13:27:57 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001741386 Filed Document 0001741386-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 13:27:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Option To Acquire