Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PCJ Absolute Return Fund LP See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001669557 Filed Document 0001669557-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRIMUS HIGH YIELD BOND FUND, L.P. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001080711 Filed Document 0000919574-16-011976 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lazard Emerging Income Plus, Ltd. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001399430 Filed Document 0000902664-16-006458 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ridgetop Health CLK I, LP See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669689 Filed Document 0001669689-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MAVERICK NEUTRAL LEVERED LP See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001325727 Filed Document 0000947871-16-001056 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCM Grosvenor CIS II Onshore Feeder Fund, L.P. See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669820 Filed Document 0001669820-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
P.A.W. SMALL CAP PARTNERS, L.P. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473700 Filed Document 0000919574-16-011957 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Farallon Capital Partners, L.P. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001175707 Filed Document 0000902664-16-006446 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridgewater Beta Implementation Fund I, Ltd. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550041 Filed Document 0001550041-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Paulson Advantage Plus Ltd. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group and Plus Securities LLC CIK Number 0001394924 Filed Document 0001013594-16-000918 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CARIBOU LARGE CAP VALUE FUND LP See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001357541 Filed Document 0001357541-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amici Global Partners, L.P. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christopher E. Engel and Lee W. Gladden CIK Number 0001402131 Filed Document 0000902664-16-006465 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KERANETICS LLC See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001444763 Filed Document 0001444763-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Lazard Emerging Income, L.P. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001305560 Filed Document 0000902664-16-006460 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEADSPACE, INC. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised $34,303,977 Associated Brokers / Dealers N/A CIK Number 0001569759 Filed Document 0001569759-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AUTOSERVE1 INC. See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised $1,004,398 Associated Brokers / Dealers N/A CIK Number 0001665790 Filed Document 0001183740-16-000310 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
1837 Partners Ltd. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001396487 Filed Document 0001396487-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amici Healthcare Offshore, Ltd. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599667 Filed Document 0000902664-16-006441 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
MAVERICK LONG ENHANCED LTD See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432880 Filed Document 0000947871-16-001049 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Amici Qualified Associates, L.P. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christopher E. Engel and Lee W. Gladden CIK Number 0001164922 Filed Document 0000902664-16-006439 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater Beta Implementation Trading Co I, Ltd. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550015 Filed Document 0001550015-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CRG Partners III (Cayman) L.P. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PROBITAS FUNDS GROUP, LLC CIK Number 0001637568 Filed Document 0001637568-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LeanTaaS, Inc. See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised $169,409 Associated Brokers / Dealers N/A CIK Number 0001491408 Filed Document 0001491408-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AESTHETICS BIOMEDICAL, INC. See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised $1,199,999 Associated Brokers / Dealers N/A CIK Number 0001670186 Filed Document 0001670186-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Bivarus, Inc. See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001606253 Filed Document 0001606253-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
DELTA GROWTH FUND L P See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0000949542 Filed Document 0000935836-16-000816 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CROSSLINK PARTNERS LP See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001128443 Filed Document 0000935836-16-000811 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Onward Method, Inc. See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised $1,999,999 Associated Brokers / Dealers N/A CIK Number 0001669654 Filed Document 0001669654-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIO See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461077 Filed Document 0001461077-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Vectra Networks, Inc. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised $43,843,279 Associated Brokers / Dealers N/A CIK Number 0001538213 Filed Document 0001538213-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lone Savin, Ltd. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595339 Filed Document 0000902664-16-006464 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maverick Neutral Levered, Ltd. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461630 Filed Document 0000947871-16-001055 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PlaceFull, Inc. See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised $705,352 Associated Brokers / Dealers N/A CIK Number 0001553697 Filed Document 0001553697-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
venBio Global Strategic Fund II L.P. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised $303,000,000 Associated Brokers / Dealers N/A CIK Number 0001634632 Filed Document 0001634632-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lone Cascade, L.P. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315379 Filed Document 0000902664-16-006457 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kenosha High Yield Fund V LP See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647354 Filed Document 0001647354-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Misaki Engagement Fund II Ltd See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001669504 Filed Document 0001140361-16-058382 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JAPAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kenosha Distressed Municipal Securities Fund I LP See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637283 Filed Document 0001637283-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VISUALANT INC See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Garden State Securities, Inc. CIK Number 0001074828 Filed Document 0001161697-16-000746 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SCOGGIN CAPITAL MANAGEMENT LLC See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCW Funds Distributors CIK Number 0001050889 Filed Document 0001050889-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
KENOSHA HIGH YIELD FUND LP See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387137 Filed Document 0001357541-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Itasca Capital Partners, LLC See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001545681 Filed Document 0001566114-16-000110 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
OCA Iguana Healthcare Partners LLC See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637209 Filed Document 0001637209-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lone Redwood, L.P. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001061340 Filed Document 0000902664-16-006452 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 111 See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Summit Equities CIK Number 0001602209 Filed Document 0001602209-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCOGGIN WORLDWIDE DISTRESSED FUND LLC See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCW Funds Distributors CIK Number 0001387807 Filed Document 0001387807-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Tamarisk Fund, L.P. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572123 Filed Document 0000947871-16-001048 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empire Angels Fund I LLC See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669011 Filed Document 0001669011-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Convergence, Inc. See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001669829 Filed Document 0001669829-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Farallon Capital Institutional Partners, L.P. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000886687 Filed Document 0000902664-16-006445 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund