Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GLADE BROOK PRIVATE INVESTORS IV LLC See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638862 Filed Document 0001140361-16-059118 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peri Inc. See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised $2,077,000 Associated Brokers / Dealers N/A CIK Number 0001630387 Filed Document 0001630387-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EMERGENT CAPITAL, INC. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $21,555,000 Associated Brokers / Dealers N/A CIK Number 0001494448 Filed Document 0000897069-16-000786 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
KKR Special Situations (Offshore) Feeder II L.P. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628007 Filed Document 0000950142-16-003384 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantamentals Large-Cap Fund, L.P. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670321 Filed Document 0001670321-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LR Global Frontier Fund, L.P. See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001616705 Filed Document 0001616705-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CQS Diversified Fund (SPC) Ltd - Segregated Portfolio Alpha See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514736 Filed Document 0001514736-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emulate, Inc. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001614538 Filed Document 0001192482-16-000532 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RA CAPITAL HEALTHCARE INTERNATIONAL FUND LTD See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391647 Filed Document 0001140361-16-059113 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverview Liquid Markets Fund II LP See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and UBS Financial Services Inc. CIK Number 0001293728 Filed Document 0000945621-16-000538 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECM Technologies, LLC See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001657868 Filed Document 0001657868-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IGF Investment Grade Fund I, L.P. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001665578 Filed Document 0001665578-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Orexigen Therapeutics, Inc. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $329,999,991 Associated Brokers / Dealers Leerink Partners LLC CIK Number 0001382911 Filed Document 0001432545-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quantuvis LLC See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised $1,336,000 Associated Brokers / Dealers None CIK Number 0001600543 Filed Document 0001600543-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Colibri Heart Valve LLC See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001471637 Filed Document 0001471637-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CAPRICOR THERAPEUTICS, INC. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $13,974 Associated Brokers / Dealers SC&H Capital CIK Number 0001133869 Filed Document 0001144204-16-090730 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ITI Holdings, Inc. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670478 Filed Document 0001670478-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SWDS Holdings, Inc. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001637748 Filed Document 0000950138-16-001053 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Terra Alpha Fund LP See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637293 Filed Document 0000919574-16-012187 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Pentwater Credit Opportunities Fund Ltd See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580589 Filed Document 0001393725-16-000201 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scout Media Holdings, Inc. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001623865 Filed Document 0001623865-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
PENTWATER EVENT FUND LLC See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413958 Filed Document 0001393725-16-000198 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wakefield CW LLC See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001656891 Filed Document 0001656891-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Goldfinch Capital Management, LP See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454868 Filed Document 0001315863-16-001335 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Wasserstein Special Opportunities Fund, LP See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669683 Filed Document 0000950142-16-003378 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DAFNA Fund LP See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SDDCO Brokerage Advisors LLC CIK Number 0001407156 Filed Document 0001407156-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Eckard Global, LLC See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $179,996 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bellavista Grove Holdings LLC See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $6,954,255 Associated Brokers / Dealers N/A CIK Number 0001660455 Filed Document 0001660455-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
OCEANA FUND LTD. See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469172 Filed Document 0001393725-16-000193 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LINCOLN & MINERAL, LLC See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001670696 Filed Document 0001670696-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Virtual Power Systems, Inc. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $2,119,745 Associated Brokers / Dealers N/A CIK Number 0001583375 Filed Document 0001583375-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CID Greater China Fund V, LP See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001670529 Filed Document 0001507943-16-000193 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TAIWAN, PROVINCE OF CHINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iSport360, Inc. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $139,999 Associated Brokers / Dealers N/A CIK Number 0001670323 Filed Document 0001140361-16-059285 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Partners Offshore Real Estate Fund VI, L.P. See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Compass Group Global Advisors S.A., RBC Capital Markets, LLC, and Noah Holdings (Hong Kong) Limited CIK Number 0001627279 Filed Document 0000950103-16-012145 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ratel Capital Fund LP See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516432 Filed Document 0001013594-16-000954 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
1407 W SHADY GROVE RD LLC See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001670156 Filed Document 0001670156-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CGVA Partners, LLC See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $1,944,000 Associated Brokers / Dealers N/A CIK Number 0001670176 Filed Document 0001670176-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCS Private Credit II, LLC See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665176 Filed Document 0001665176-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palm Mosaic Partners, L.P. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670440 Filed Document 0001670440-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Pentwater Equity Opportunities Fund LLC See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469075 Filed Document 0001393725-16-000200 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wasserstein Special Opportunities Offshore Fund, LP See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669682 Filed Document 0000950142-16-003379 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENTWATER EVENT FUND LTD See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413943 Filed Document 0001393725-16-000197 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Special Situations (Domestic) Feeder II L.P. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627998 Filed Document 0000950142-16-003386 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Efficient U.S. Funds, LLC See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard A. Singer and John A. Ramey III CIK Number 0001631475 Filed Document 0001544824-16-000030 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blockfolio, LLC See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001618986 Filed Document 0001618986-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HG Data Co See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001508209 Filed Document 0001140361-16-059172 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CSRA Galeria Del Rio, DST See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised $8,600,000 Associated Brokers / Dealers N/A CIK Number 0001666820 Filed Document 0001666820-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
UNDELAY INC. See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001646422 Filed Document 0001646422-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Concentric Short Duration Bond Fund, LP See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667713 Filed Document 0001667713-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Virtual Power Systems, Inc. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $10,360,042 Associated Brokers / Dealers N/A CIK Number 0001583375 Filed Document 0001583375-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity