Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CGVA Partners, LLC See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised $1,944,000 Associated Brokers / Dealers John Gilchrist CIK Number 0001670176 Filed Document 0001670176-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Loan Fund LP See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484453 Filed Document 0001484453-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Impala ELS Fund LP See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517997 Filed Document 0001140361-16-059304 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Good Hill Municipal Bond Opportunity Fund LP See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670657 Filed Document 0001670657-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beach Point Strategic Offshore Fund Ltd. See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484601 Filed Document 0001484601-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Strategic Fund LP See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484442 Filed Document 0001484442-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Goldman Sachs Institutional Funds plc See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001534361 Filed Document 0001669697-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wherible GPS, Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001670748 Filed Document 0001670748-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Waterton Mining Parallel Fund Onshore Feeder, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665507 Filed Document 0001665507-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roundtable Hedge Strategies Offshore LP See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001544867 Filed Document 0001544867-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Spruce Theatrical Investors Fund VI, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001670715 Filed Document 0001670715-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Indigo Opportunities Fund US, L.P. See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PATRICK CAPITAL MARKETS, LLC CIK Number 0001626497 Filed Document 0001626497-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chelona Systematic Strategies, L.P. See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545524 Filed Document 0001546927-16-000476 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woodford Horizontal Project #8, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $390,000 Associated Brokers / Dealers N/A CIK Number 0001668202 Filed Document 0001668202-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Jyve Corp See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $5,983,470 Associated Brokers / Dealers N/A CIK Number 0001670341 Filed Document 0001670341-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WIND POINT PARTNERS VIII-A, L.P. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001670141 Filed Document 0001670141-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised $2,837,848 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-16-000495 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Orion Energy Credit Opportunities Fund II, L.P. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Asante Capital Group Advisors, LLC CIK Number 0001669440 Filed Document 0001140361-16-059230 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ObservePoint, Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $12,016,427 Associated Brokers / Dealers N/A CIK Number 0001664726 Filed Document 0001664726-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Trustlook Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $13,611,689 Associated Brokers / Dealers N/A CIK Number 0001670641 Filed Document 0001670641-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nepenthe Homebrew, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $400,004 Associated Brokers / Dealers N/A CIK Number 0001668106 Filed Document 0001014100-16-000035 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Quadratic Fund LLC See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640608 Filed Document 0001640608-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PH Investors THL VII, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656568 Filed Document 0001315863-16-001336 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACE III Co-Invest, L.P. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001670368 Filed Document 0001670368-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Beach Point Select Fund LP See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531824 Filed Document 0001531824-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lockerbie Investors, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $5,390,000 Associated Brokers / Dealers N/A CIK Number 0001670716 Filed Document 0001178858-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Appcito, Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $8,929,365 Associated Brokers / Dealers N/A CIK Number 0001670547 Filed Document 0001670547-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Halo Investment Group, LLC See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633268 Filed Document 0001633268-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Bonafide Provisions, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $1,472,000 Associated Brokers / Dealers N/A CIK Number 0001670693 Filed Document 0001670693-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
6 River Systems, Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658013 Filed Document 0001658013-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AQR Offshore Multi-Strategy Fund V Ltd. See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454207 Filed Document 0001454207-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Element Holdings, L.P. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495638 Filed Document 0001495638-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Accesso Investment Properties VI (US), LLLP See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001666302 Filed Document 0001666302-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Greenlight Capital Offshore (Gold), Ltd. See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489112 Filed Document 0001140361-16-059297 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cadence Biomedical, Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001533465 Filed Document 0001533465-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Front Beach Resort, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $2,185,000 Associated Brokers / Dealers N/A CIK Number 0001670432 Filed Document 0001670432-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ALPHAFLOW, INC. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650200 Filed Document 0000950103-16-012152 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Total Return Fund LP See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484598 Filed Document 0001484598-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Total Return Fund II LP See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377527 Filed Document 0001377527-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Goldman Sachs Institutional Funds II plc See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001462911 Filed Document 0001669697-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEEKINWEB LLC See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised $1,155,000 Associated Brokers / Dealers N/A CIK Number 0001669497 Filed Document 0001669497-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GOLDMAN SACHS FUNDAMENTAL CURRENCY FUND PLC See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001459666 Filed Document 0001669697-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marble Ridge Offshore Fund Ltd. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657139 Filed Document 0000902664-16-006570 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIAMAB THERAPEUTICS, INC. See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001351615 Filed Document 0001351615-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Stone Bridge Opportunities Fund, L.P. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670783 Filed Document 0001670783-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Battle Capital Investment Partners LP See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518011 Filed Document 0001518011-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ONETITLE HOLDINGS LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001668674 Filed Document 0001140361-16-059363 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KEPICH KLEPPAN, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $20 Associated Brokers / Dealers N/A CIK Number 0001669120 Filed Document 0001669120-16-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
United Marble Falls #2 LP See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $585,000 Associated Brokers / Dealers N/A CIK Number 0001670609 Filed Document 0001670609-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
GREENLIGHT MASTERS, L.P. See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438047 Filed Document 0001140361-16-059325 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund