Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Wata, Inc. See All Filings	D	2018-07-11 12:07:06 UTC
Amount To Be Raised $231,000 Associated Brokers / Dealers N/A CIK Number 0001711064 Filed Document 0001711064-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-11 12:07:06 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Energy Participation Fund LLC See All Filings	D/A	2018-07-11 12:05:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001575901 Filed Document 0001575901-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-11 12:05:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NP Partners 2018, LLC See All Filings	D	2018-07-11 12:03:21 UTC
Amount To Be Raised $27,400,000 Associated Brokers / Dealers n/a CIK Number 0001746035 Filed Document 0001746035-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-07-11 12:03:21 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
N3rd Street Gamers, LLC See All Filings	D	2018-07-11 12:01:07 UTC
Amount To Be Raised $1,307,994 Associated Brokers / Dealers N/A CIK Number 0001745875 Filed Document 0001745875-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-11 12:01:07 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Corbin ERISA Opportunity Fund, L.P. See All Filings	D/A	2018-07-11 12:00:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers XT Capital Partners, LLC and Morgan Stanley Smith Barney LLC ("MSSB") CIK Number 0001663513 Filed Document 0001663513-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-11 12:00:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Integrity Mortgage LLC See All Filings	D	2018-07-11 11:57:39 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001745540 Filed Document 0001745540-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-11 11:57:39 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
PatientBond, LLC See All Filings	D	2018-07-11 11:56:48 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001701060 Filed Document 0001701060-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-11 11:56:48 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mighty Squirrel, LLC See All Filings	D	2018-07-11 11:53:26 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001609301 Filed Document 0001609301-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-11 11:53:26 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ActivOrtho, Inc. See All Filings	D	2018-07-11 11:48:30 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001701622 Filed Document 0001701622-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-11 11:48:30 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
TRP CAV Onshore, LP See All Filings	D	2018-07-11 11:43:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740032 Filed Document 0001740033-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-07-11 11:43:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Happy Cat Hotel Franchising, Inc. See All Filings	D	2018-07-11 11:41:32 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001746116 Filed Document 0001746116-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-11 11:41:32 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
LANSDOWNE EUROPEAN LONG ONLY FEEDER FUND LTD. See All Filings	D/A	2018-07-11 11:37:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494514 Filed Document 0000919574-18-004683 Exclusions or Exemptions 506b Accepted Date 2018-07-11 11:37:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
CommLife Ventures, LLC See All Filings	D	2018-07-11 11:36:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001744908 Filed Document 0001213900-18-009037 Exclusions or Exemptions 506b Accepted Date 2018-07-11 11:36:39 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Velt Partners Fund LLC See All Filings	D/A	2018-07-11 11:25:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655503 Filed Document 0000919574-18-004680 Exclusions or Exemptions 506b Accepted Date 2018-07-11 11:25:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Polygon Convertible Opportunity Fund LP See All Filings	D/A	2018-07-11 11:23:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James River Securities Corp. CIK Number 0001491161 Filed Document 0001315863-18-000558 Exclusions or Exemptions 506b Accepted Date 2018-07-11 11:23:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Polygon Convertible Opportunity Fund See All Filings	D/A	2018-07-11 11:22:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Butler Capital Investments, LLC CIK Number 0001554145 Filed Document 0001315863-18-000557 Exclusions or Exemptions 506b Accepted Date 2018-07-11 11:22:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Polygon European Equity Opportunity Fund L.P. See All Filings	D/A	2018-07-11 11:21:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James River Securities Corp. CIK Number 0001491162 Filed Document 0001315863-18-000556 Exclusions or Exemptions 506b Accepted Date 2018-07-11 11:21:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Polygon European Equity Opportunity Fund See All Filings	D/A	2018-07-11 11:20:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554146 Filed Document 0001315863-18-000555 Exclusions or Exemptions 506b Accepted Date 2018-07-11 11:20:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SPRUCEVIEW OPPORTUNITY FUND:U.S. SELECT GROWTH BUYOUT, LP See All Filings	D	2018-07-11 11:20:38 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001729975 Filed Document 0001140361-18-032098 Exclusions or Exemptions 506b Accepted Date 2018-07-11 11:20:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCI Preferred Income Fund II, LLC See All Filings	D/A	2018-07-11 11:19:27 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers International Assets Advisory, LLC, PHX Financial, Inc., Center Street Securities, Inc., Emerson Equity, LLC, KCD Financial, Inc., Coastal Equities, Inc., Dempsey Lord Smith, LLC, Ausdal Financial Partners, Inc., Cabot Lodge Securities LLC, Cape Securities Inc., Great Point Capital LLC, J.K. Financial Services, Inc., Newbridge Securities Corporation, NI Advisors, RelyOn Financial Advisors, LLC, Taylor Capital Management, Inc., Whitehall Parker Securities, Inc., Dakota Securities International, Inc., Network 1 Financial Advisors, Inc., Capital City Securities, LLC, Heritage Financial Systems, Inc., Bain Wealth Management Group, LLC, Intercarolina Financial Services, Inc., Investment Security Corporation, The Strategic Financial Alliance, Capital Financial Services, Inc., Claraphi Advisory Network, LLC, Kingsbury Capital, Inc., Western International Securities, Inc., Accelerated Capital Group, Inc., Aegis Capital Corp., Alexander Capital Wealth Management, LLC, Coppell Advisory Solutions, LLC, New Frontier Financial Advisory, LLC, Strategic Advisors, Inc., Purshe Kaplan Sterling Investments, Inc., Grand Parkway Capital, LLC, Great Nation Investment Corporation, Capital Markets IQ, LLC, Joseph Stone Capital, L.L.C., Momentum Advisors, LLC, BSG&L Financial Services, LLC, GVC Capital, LLC, Arkadios Capital LLC, Accretive Wealth Management, LLC, American Global Wealth Management, Inc., Wealth Management of Kentucky, Inc., Womack Investment Advisors, Inc., Veripax Wealth Management, LLC, Revere Securities, LLC, Fox Wealth Advisors, LLC, WE Alliance Wealth Advisors, Van Der Noord Financial Advisors, Inc., Westpark Wealth Advisors, Dedora Capital, Inc., SCF Securities, Inc., Frontier Financial Partners, LLC, Stephen A. Kohn & Associates, Ltd, Vestech Securities, Inc., Jim Poe & Associates, Inc., Advanced Strategies Agency Inc., Primex, Aeon Capital, Inc., Independence Capital Co, Sanders Morris Harris, LLC, Naylor & Company Investments, LLC, JRL Capital Corporation, DH Hill Securities, LLLP, Fourstar Wealth Advisors, LLC, and Saxony Securitites, Inc. CIK Number 0001713236 Filed Document 0001713236-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-11 11:19:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Polygon Global Equities Fund See All Filings	D/A	2018-07-11 11:19:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612831 Filed Document 0001315863-18-000554 Exclusions or Exemptions 506b Accepted Date 2018-07-11 11:19:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ECI 11 L.P. See All Filings	D	2018-07-11 11:17:40 UTC
Amount To Be Raised $315,755,644 Associated Brokers / Dealers N/A CIK Number 0001745616 Filed Document 0001144204-18-037944 Exclusions or Exemptions 506b Accepted Date 2018-07-11 11:17:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Shingle Acquisition, LP See All Filings	D	2018-07-11 11:15:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740952 Filed Document 0001140361-18-032096 Exclusions or Exemptions 506b Accepted Date 2018-07-11 11:15:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SAA Select, LLC See All Filings	D	2018-07-11 11:10:09 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001746053 Filed Document 0001746053-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-11 11:10:09 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
C5 Partners LLC See All Filings	D/A	2018-07-11 11:06:09 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001740502 Filed Document 0001742419-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-11 11:06:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Miromatrix Medical Inc. See All Filings	D/A	2018-07-11 11:06:03 UTC
Amount To Be Raised $15,719,028 Associated Brokers / Dealers N/A CIK Number 0001527096 Filed Document 0001288230-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-07-11 11:06:03 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
RMB Equity Opportunities QP LLC Series 1 See All Filings	D/A	2018-07-11 11:05:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679144 Filed Document 0001679144-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-11 11:05:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-LIGN HoldCo, LLC See All Filings	D	2018-07-11 11:05:03 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001745728 Filed Document 0001745728-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-11 11:05:03 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Krew Rideshare, Inc. See All Filings	D	2018-07-11 11:04:34 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001745735 Filed Document 0001745735-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-11 11:04:34 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fresenius Medical Care Sandy River, LLC See All Filings	D	2018-07-11 10:58:55 UTC
Amount To Be Raised $2,520,972 Associated Brokers / Dealers N/A CIK Number 0001745949 Filed Document 0001461373-18-000036 Exclusions or Exemptions 506b Accepted Date 2018-07-11 10:58:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
C5 Partners II LLC See All Filings	D	2018-07-11 10:50:03 UTC
Amount To Be Raised $11,300,000 Associated Brokers / Dealers N/A CIK Number 0001742419 Filed Document 0001742419-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-11 10:50:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Heronbridge Value Equity Fund See All Filings	D/A	2018-07-11 10:49:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554600 Filed Document 0001554600-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-11 10:49:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Qfusion Labs Inc. See All Filings	D	2018-07-11 10:46:04 UTC
Amount To Be Raised $485,000 Associated Brokers / Dealers N/A CIK Number 0001745134 Filed Document 0001745134-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-11 10:46:04 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
TRP CAV Offshore, LP See All Filings	D/A	2018-07-11 10:40:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740033 Filed Document 0001740033-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-11 10:40:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rolling Stream Fund 2 LP See All Filings	D/A	2018-07-11 10:39:54 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001710570 Filed Document 0001710570-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-11 10:39:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONTI Ventana Ridge LP See All Filings	D	2018-07-11 10:35:48 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001745859 Filed Document 0001745859-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-11 10:35:48 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Afton LP See All Filings	D/A	2018-07-11 10:35:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Redwine & Company, Inc. CIK Number 0001061446 Filed Document 0000919574-18-004676 Exclusions or Exemptions 506b Accepted Date 2018-07-11 10:35:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
BAY HILLS CAPITAL PARTNERS IV, L.P. See All Filings	D	2018-07-11 10:34:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745990 Filed Document 0001745990-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-11 10:34:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Creador IV L.P. See All Filings	D	2018-07-11 10:30:54 UTC
Amount To Be Raised $550,000,000 Associated Brokers / Dealers MVision Private Equity Advisers USA LLC CIK Number 0001746108 Filed Document 0001746108-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-11 10:30:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
Afton II LP See All Filings	D/A	2018-07-11 10:27:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Redwine & Company, Inc. CIK Number 0001178596 Filed Document 0000919574-18-004673 Exclusions or Exemptions 506b Accepted Date 2018-07-11 10:27:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Shrewsbury Aberdeen Aspen Holdings, LLC See All Filings	D	2018-07-11 10:22:05 UTC
Amount To Be Raised $6,589,500 Associated Brokers / Dealers Ira Lawrence CIK Number 0001746055 Filed Document 0001746058-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-11 10:22:05 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Park Overlook Equities Fund LP See All Filings	D/A	2018-07-11 10:20:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711302 Filed Document 0000919574-18-004671 Exclusions or Exemptions 506b Accepted Date 2018-07-11 10:20:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PactSafe, Inc. See All Filings	D	2018-07-11 10:18:01 UTC
Amount To Be Raised $5,550,000 Associated Brokers / Dealers N/A CIK Number 0001627796 Filed Document 0001627796-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-11 10:18:01 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
BF VAMF III REIT II LLC See All Filings	D	2018-07-11 09:57:11 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001745966 Filed Document 0001745966-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-11 09:57:11 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
US VGV REIT Holdings, LLC See All Filings	D	2018-07-11 09:57:01 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001745930 Filed Document 0001745930-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-11 09:57:01 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lantern Sponsor Member, LLC See All Filings	D	2018-07-11 09:54:03 UTC
Amount To Be Raised $2,037,500 Associated Brokers / Dealers N/A CIK Number 0001745323 Filed Document 0001745323-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-11 09:54:03 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Wyvern Medical Fund LP See All Filings	D/A	2018-07-11 09:41:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472433 Filed Document 0001472433-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-11 09:41:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Linden Industrial Holdings, LLC See All Filings	D	2018-07-11 09:35:24 UTC
Amount To Be Raised $2,631,040 Associated Brokers / Dealers N/A CIK Number 0001746058 Filed Document 0001746058-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-11 09:35:24 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Greybrook KleinBurg I Trust See All Filings	D	2018-07-11 09:31:53 UTC
Amount To Be Raised $290,620 Associated Brokers / Dealers SDDCO BROKERAGE ADVISORS LLC CIK Number 0001746046 Filed Document 0001062993-18-002869 Exclusions or Exemptions 506b Accepted Date 2018-07-11 09:31:53 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Serotiny, Inc. See All Filings	D	2018-07-11 09:25:13 UTC
Amount To Be Raised $2,999,999 Associated Brokers / Dealers N/A CIK Number 0001745734 Filed Document 0001745734-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-07-11 09:25:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity