|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670573
- Filed Document
- 0000950142-16-003415
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671890
- Filed Document
- 0001671890-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001632340
- Filed Document
- 0001140361-16-060836
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- $4,287,938
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592901
- Filed Document
- 0001209191-16-113641
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- $9,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001510864
- Filed Document
- 0001510864-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Brighton House Associates, LLC
- CIK Number
- 0001651946
- Filed Document
- 0001651946-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- $7,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671195
- Filed Document
- 0001671195-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649430
- Filed Document
- 0001649430-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- $62,444
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561180
- Filed Document
- 0001183740-16-000315
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670152
- Filed Document
- 0001625257-16-000137
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- $103,755
- Associated Brokers / Dealers
- Shriram Bhashyan, Phil Haslett, and Nathaniel Disston
- CIK Number
- 0001670728
- Filed Document
- 0001670728-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- $102,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001661319
- Filed Document
- 0001661319-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001615461
- Filed Document
- 0001615461-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670727
- Filed Document
- 0001670727-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Aqueduct Capital Group, LLC
- CIK Number
- 0001670681
- Filed Document
- 0001670681-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001376884
- Filed Document
- 0001376884-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600940
- Filed Document
- 0001600940-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NY LIFE DISTRIBUTORS LLC
- CIK Number
- 0001605502
- Filed Document
- 0001605502-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- North Bridge Capital, NYLIFE Distributors LLC, and McMorgan & Company LLC
- CIK Number
- 0001309170
- Filed Document
- 0001309170-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619526
- Filed Document
- 0001619526-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001296474
- Filed Document
- 0001296474-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
GMO TRUST ON BEHALF OF ITS SERIES GMO WORLD OPPORTUNITY OVERLAY FUND
See All Filings
|
D/A |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460424
- Filed Document
- 0001460424-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- North Bridge Capital, Morgan Stanley Wealth Management, Wells Fargo Advisors, LLC, NYLIFE Distributors LLC, and McMorgan & Company LLC
- CIK Number
- 0001160266
- Filed Document
- 0001160266-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670885
- Filed Document
- 0001670885-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- $4,800,000
- Associated Brokers / Dealers
- Westlake Securities
- CIK Number
- 0001670751
- Filed Document
- 0001670751-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- William S. Villafranco
- CIK Number
- 0000862646
- Filed Document
- 0000862646-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001527935
- Filed Document
- 0001264128-16-000082
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- $5,500,000
- Associated Brokers / Dealers
- Richfield Orion International, Inc. and Ting K. Chen
- CIK Number
- 0001670735
- Filed Document
- 0001670735-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670572
- Filed Document
- 0000950142-16-003416
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591607
- Filed Document
- 0000895345-16-000452
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Business Services
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- $18,170,000
- Associated Brokers / Dealers
- Scott Seibel and Donald Harrington
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000500
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664518
- Filed Document
- 0001013594-16-000963
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588796
- Filed Document
- 0001588796-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001632340
- Filed Document
- 0001140361-16-060779
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670971
- Filed Document
- 0001670971-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- $950,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671241
- Filed Document
- 0001671241-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001576949
- Filed Document
- 0001576949-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590652
- Filed Document
- 0001625257-16-000138
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001536539
- Filed Document
- 0001625257-16-000140
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- $5,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670834
- Filed Document
- 0001670834-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634456
- Filed Document
- 0001634456-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668777
- Filed Document
- 0001668777-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- EdgeLine Capital, LLC, StormHarbour Securities LP, V2V Securities LLC, USCA Securities LLC, I-Bankers Securities, Inc., MCP Securities, LLC, Foreside Fund Services, LLC, and Equus Financial Consulting LLC
- CIK Number
- 0001606395
- Filed Document
- 0000908662-16-000501
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- $4,799,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001514000
- Filed Document
- 0001514000-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628640
- Filed Document
- 0001628640-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- $6,699,999
- Associated Brokers / Dealers
- Roth Capital Partners, LLC and H.C. Wainwright & Co., LLC
- CIK Number
- 0001596812
- Filed Document
- 0001144204-16-092293
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $No Revenues
- Type of Security
- Option To Acquire
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- $190,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669781
- Filed Document
- 0000897069-16-000787
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670889
- Filed Document
- 0001140361-16-059777
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- $727,014
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666547
- Filed Document
- 0001666547-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-31 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669751
- Filed Document
- 0001669751-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|