Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lombard International Life Assurance Co Separate Account GVA 23 See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC CIK Number 0001525482 Filed Document 0001525482-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NHIT: Intermediate Duration Fixed Income Trust See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494515 Filed Document 0001494515-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Equinox Asia Overlook Fund, L.P. See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545205 Filed Document 0001460955-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
EQUINOX ALTERNATIVE OFFSHORE FUND LP See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460816 Filed Document 0001460816-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
BE Capital Management Fund LP See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554047 Filed Document 0001554047-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV ST Fund I LLC See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001671191 Filed Document 0001671191-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Brevan Howard Multi-Strategy Participation Fund Ltd. See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001535135 Filed Document 0001535135-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Startup Fund XXXI LLC See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001667325 Filed Document 0001667325-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Carbitex, Inc. See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers North Point Advisors LLC CIK Number 0001670973 Filed Document 0001670973-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Newport Asia China Fund, L.P. See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606502 Filed Document 0001095449-16-000248 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Asia Growth & Income Fund LP See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001177742 Filed Document 0001095449-16-000224 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caltius Partners V (SBIC), LP See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers FBR Capital Markets & Co. CIK Number 0001671464 Filed Document 0001671464-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Growing Energy Labs, Inc. See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised $10,483,494 Associated Brokers / Dealers N/A CIK Number 0001582048 Filed Document 0001582048-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NIS Short Duration High Yield Fund, LLC See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573178 Filed Document 0000897069-16-000791 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Azentus Global Opportunities Fund Ltd See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517116 Filed Document 0000902664-16-006614 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Champion Parent Corp See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised $37,749,086 Associated Brokers / Dealers N/A CIK Number 0001671325 Filed Document 0001671325-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Janchor Partners Pan-Asian Fund See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001545884 Filed Document 0001545884-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kilroy Lives The Film, LLC See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001669845 Filed Document 0001140361-16-060187 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
EdCast Inc. See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised $14,999,999 Associated Brokers / Dealers N/A CIK Number 0001670545 Filed Document 0001670545-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EQUINOX VENTURE CAPITAL FUND III, L.P. See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604386 Filed Document 0001604386-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Verdad Leveraged Co Fund, L.P. See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602514 Filed Document 0001602514-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saferidge Asia Absolute Opportunities Onshore Fund, L.P. See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001622377 Filed Document 0001622377-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account GVA 37 See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC CIK Number 0001584291 Filed Document 0001584291-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAG POWER LLC See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001671113 Filed Document 0001671113-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nanologix Inc See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340143 Filed Document 0001340143-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EQUINOX ALTERNATIVE FUND LP See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460955 Filed Document 0001460955-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Napier Park Select Fund LP See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604474 Filed Document 0000902664-16-006602 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGA Focus Fund, LLC - mREITP Series See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670853 Filed Document 0001670853-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Connor Capital Transportation Opportunities I, LP See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001669890 Filed Document 0001315863-16-001356 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ares Commercial Finance Feeder LP See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001634614 Filed Document 0001634614-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salarius Pharmaceuticals, LLC See All Filings	D	2016-04-03 00:00:00 UTC
Amount To Be Raised $2,745,000 Associated Brokers / Dealers N/A CIK Number 0001661178 Filed Document 0001661178-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-03 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
SLK Value & Opportunity Fund, LP See All Filings	D/A	2016-04-01 13:49:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603171 Filed Document 0001603171-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 13:49:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
UrbanStems, Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001633187 Filed Document 0001633187-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
BRISIO INNOVATIONS INC. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $22,608 Associated Brokers / Dealers N/A CIK Number 0001115672 Filed Document 0001534122-16-000096 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
2Morrow, Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001636618 Filed Document 0001636618-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Taurus CD 186 Balmy Beach FL LP See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $5,950,000 Associated Brokers / Dealers Robert Clifford, T Capital Funding, LLC, and Alexander Jeffers CIK Number 0001671030 Filed Document 0001546927-16-000478 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Verdad Leveraged Co Fund, L.P. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602514 Filed Document 0001602514-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARKactive, Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $455,000 Associated Brokers / Dealers N/A CIK Number 0001671085 Filed Document 0001671085-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lyxor/MKP Global Fund Ltd See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001562500 Filed Document 0001140361-16-059807 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SkyBridge Opportunity Fund, Ltd. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hastings Capital Group LLC CIK Number 0001638383 Filed Document 0000899140-16-001341 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCB Global Opportunities Fund, LP See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RWN3 LLC and Seedchange Execution Services Inc. CIK Number 0001640574 Filed Document 0001640574-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L2 Summit Enhanced Return Fund L.P. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641025 Filed Document 0001641025-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lighthouse Assurance, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $2,645,000 Associated Brokers / Dealers N/A CIK Number 0001671090 Filed Document 0001671090-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Stonecutter Multistate Investors II LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $30,675,631 Associated Brokers / Dealers N/A CIK Number 0001670785 Filed Document 0001670785-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Permanens Capital Equities Fund, L.P. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544990 Filed Document 0001315863-16-001340 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Energy Income Fund IV L.P. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Jeffrey Nesseth CIK Number 0001619764 Filed Document 0001619764-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
GRAHAM GLOBAL INVESTMENT FUND II SPC LTD See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MULTIPLE CIK Number 0001269194 Filed Document 0000941031-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Over $100,000,000 Type of Security Equity
JMY CAPITAL LLC See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001637477 Filed Document 0001637477-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
GMO Funds Plc on behalf of its sub-fund GMO Quality Investment Fund See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545531 Filed Document 0001545531-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Microphase Corp See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $1,136,000 Associated Brokers / Dealers Palladium Capital Advisors, LLC and Hallmark Investments, Inc. CIK Number 0001574969 Filed Document 0001144204-16-092140 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity