Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SUTRO BIOPHARMA INC See All Filings	D	2018-06-06 15:50:42 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001382101 Filed Document 0001382101-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:50:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Expimetrics, Inc. See All Filings	D	2018-06-06 15:50:23 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001742960 Filed Document 0001742960-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:50:23 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
A-SEQ-17-Fund, a series of AX-T-AL-Funds, LLC See All Filings	D	2018-06-06 15:48:48 UTC
Amount To Be Raised $131,500 Associated Brokers / Dealers N/A CIK Number 0001739186 Filed Document 0001740749-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:48:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
130 E. John W. Carpenter Freeway, LP See All Filings	D	2018-06-06 15:46:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742935 Filed Document 0001742935-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:46:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Red Oak Capital Fund II, LLC See All Filings	1-A	2018-06-06 15:44:40 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Crescent Securities Group, Inc. CIK Number 0001742521 Filed Document 0001654954-18-006363 Accepted Date 2018-06-06 15:44:40 UTC Type of Offering 1-A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business MICHIGAN Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Debt
Almubader Growth Fund I LLC See All Filings	D/A	2018-06-06 15:44:03 UTC
Amount To Be Raised $2,720,000 Associated Brokers / Dealers N/A CIK Number 0001706831 Filed Document 0001740749-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:44:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QATAR Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROC Funding Group LLC See All Filings	D	2018-06-06 15:41:37 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001742536 Filed Document 0001144204-18-033028 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:41:37 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Echelon Capital Fund, L.P. See All Filings	D/A	2018-06-06 15:40:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586984 Filed Document 0001607987-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:40:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HGI DS K45, LLC See All Filings	D	2018-06-06 15:31:27 UTC
Amount To Be Raised $18,750,000 Associated Brokers / Dealers N/A CIK Number 0001742185 Filed Document 0001742184-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:31:27 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Echelon Capital Strategies, LLC See All Filings	D/A	2018-06-06 15:30:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589568 Filed Document 0001589568-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:30:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Santa Fe Apt Venture, LLC See All Filings	D	2018-06-06 15:29:44 UTC
Amount To Be Raised $2,970,000 Associated Brokers / Dealers N/A CIK Number 0001742378 Filed Document 0001742378-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:29:44 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Viziv Technologies, LLC See All Filings	D	2018-06-06 15:29:40 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001684586 Filed Document 0001684586-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:29:40 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ARTORIUS PARTNERS, L.P. See All Filings	D	2018-06-06 15:18:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001228988 Filed Document 0001013594-18-000373 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:18:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ASTON HOLDING CORP. See All Filings	D	2018-06-06 15:18:33 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001742754 Filed Document 0001742754-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:18:33 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CBTBE Corp See All Filings	D	2018-06-06 15:16:17 UTC
Amount To Be Raised $27,500,000 Associated Brokers / Dealers N/A CIK Number 0001742875 Filed Document 0001742875-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:16:17 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW HAMPSHIRE Revenue or Assets $No Revenues Type of Security Equity
Cocktail Squad, LLC See All Filings	D	2018-06-06 15:16:15 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001742913 Filed Document 0001742913-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:16:15 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
TRANSWORLD INVESTMENT HOLDINGS, LLC See All Filings	D	2018-06-06 15:08:47 UTC
Amount To Be Raised $114,200,000 Associated Brokers / Dealers N/A CIK Number 0001742755 Filed Document 0001742755-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:08:47 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fieldstone Canton Ridge Park, LLC See All Filings	D	2018-06-06 15:07:57 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001742802 Filed Document 0001742802-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 15:07:57 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
BSV SPV 1, a Series of BSV SPV, LLC See All Filings	D	2018-06-06 14:59:03 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001741995 Filed Document 0001740749-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:59:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoviEx Uranium Inc. See All Filings	D	2018-06-06 14:54:26 UTC
Amount To Be Raised $440,155 Associated Brokers / Dealers N/A CIK Number 0001490596 Filed Document 0001062993-18-002498 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:54:26 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $Not Applicable Type of Security Equity
GLOBAL BIT VENTURES INC. See All Filings	D	2018-06-06 14:54:18 UTC
Amount To Be Raised $1,621,200 Associated Brokers / Dealers N/A CIK Number 0001725114 Filed Document 0001213900-18-007308 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:54:18 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Macquarie Absolute Return Real Estate Fund (Master), Ltd. See All Filings	D/A	2018-06-06 14:52:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584860 Filed Document 0001140361-18-027545 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:52:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cross Peak Multi-Strategy Fund LP See All Filings	D/A	2018-06-06 14:50:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580275 Filed Document 0001580275-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:50:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spring Care, Inc. See All Filings	D	2018-06-06 14:48:06 UTC
Amount To Be Raised $8,129,491 Associated Brokers / Dealers N/A CIK Number 0001716933 Filed Document 0001716933-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:48:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Macquarie Absolute Return Real Estate Fund (Cayman), Ltd. See All Filings	D/A	2018-06-06 14:46:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Macquarie Funds Management Hong Kong Limited CIK Number 0001584859 Filed Document 0001140361-18-027543 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:46:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Macquarie Absolute Return Real Estate Fund, LP See All Filings	D/A	2018-06-06 14:40:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Delaware Distributors, L.P. CIK Number 0001584858 Filed Document 0001140361-18-027539 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:40:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BigRentz Investment I, a Series of Explorer Equity, LLC See All Filings	D/A	2018-06-06 14:37:45 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001740749 Filed Document 0001740749-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:37:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CTEPQ Partners LLC See All Filings	D	2018-06-06 14:33:46 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001742636 Filed Document 0001742636-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:33:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GBP TEXAS COMMERCIAL INVESTMENTS I, LLC See All Filings	D	2018-06-06 14:33:08 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001742464 Filed Document 0001742464-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:33:08 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
420 WINTER PARK, LLC See All Filings	D	2018-06-06 14:32:19 UTC
Amount To Be Raised $1,040,000 Associated Brokers / Dealers N/A CIK Number 0001741107 Filed Document 0001741107-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:32:19 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Macquarie Absolute Return MBS Fund, LP See All Filings	D/A	2018-06-06 14:30:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409245 Filed Document 0001140361-18-027535 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:30:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Pine Minerals, LLC See All Filings	D	2018-06-06 14:27:46 UTC
Amount To Be Raised $11,300,000 Associated Brokers / Dealers Crescent Securities, Inc. and Lewis Financial Group, L.C. CIK Number 0001736262 Filed Document 0001596771-18-000074 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:27:46 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
ELEMENTIS PLC See All Filings	D/A	2018-06-06 14:21:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001271140 Filed Document 0001271140-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:21:40 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business UNITED KINGDOM Revenue or Assets $Over $100,000,000 Type of Security Security To Be Acquired
HICAP UPTOWN SQUARE LLC See All Filings	D	2018-06-06 14:20:54 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001742807 Filed Document 0001742807-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:20:54 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
County Bancorp, Inc. See All Filings	D	2018-06-06 14:13:46 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Sandler O'Neill + Partners, L.P. and Hovde Group, LLC CIK Number 0001470205 Filed Document 0001209191-18-036025 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:13:46 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
CASA Partners VIII Investors, LP See All Filings	D	2018-06-06 14:12:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738815 Filed Document 0001140361-18-027530 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:12:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glynn Emerging Opportunity Fund II-A, L.P. See All Filings	D/A	2018-06-06 14:11:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605348 Filed Document 0001605348-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:11:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lexington Investment Partners Ltd See All Filings	D/A	2018-06-06 14:06:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708539 Filed Document 0001708539-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-06 14:06:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
NEXTGEN AVIONICS, CORP. See All Filings	D/A	2018-06-06 13:56:58 UTC
Amount To Be Raised $502,500 Associated Brokers / Dealers N/A CIK Number 0001706265 Filed Document 0001511164-18-000361 Exclusions or Exemptions 506b Accepted Date 2018-06-06 13:56:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Lexington Investment Partners LP See All Filings	D/A	2018-06-06 13:56:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708538 Filed Document 0001708538-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 13:56:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Glynn Emerging Opportunity Fund II, L.P. See All Filings	D/A	2018-06-06 13:46:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605347 Filed Document 0001605347-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 13:46:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
American Pathway Fund, LP See All Filings	D	2018-06-06 13:46:11 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001742879 Filed Document 0001742879-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 13:46:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sound Pharmaceuticals Inc See All Filings	D	2018-06-06 13:45:15 UTC
Amount To Be Raised $10,408,576 Associated Brokers / Dealers N/A CIK Number 0001165353 Filed Document 0001165353-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-06-06 13:45:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MFP 134 BROADWAY LP See All Filings	D	2018-06-06 13:41:20 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001742900 Filed Document 0001742900-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 13:41:20 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
IHEMP ALLIANCE MEDICAL, LLC See All Filings	D	2018-06-06 13:35:36 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001739813 Filed Document 0001739813-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-06-06 13:35:36 UTC Type of Offering D Industry Agriculture Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
AG Asia Realty Fund III, L.P. See All Filings	D/A	2018-06-06 13:30:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001620962 Filed Document 0001620962-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 13:30:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mirata Pharmaceuticals, LLC See All Filings	D	2018-06-06 13:25:13 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001742436 Filed Document 0001192482-18-000264 Exclusions or Exemptions 506b Accepted Date 2018-06-06 13:25:13 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Asia Realty Fund III (SO), L.P. See All Filings	D/A	2018-06-06 13:23:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001636561 Filed Document 0001636561-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 13:23:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vidatronic, Inc. See All Filings	D	2018-06-06 13:17:32 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001528142 Filed Document 0001528142-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 13:17:32 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ataia Inc. See All Filings	D	2018-06-06 13:16:02 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001742391 Filed Document 0001742391-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-06 13:16:02 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire