Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Wright Avenue Partners LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001670537 Filed Document 0001670537-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ostendo Technologies, Inc. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $15,457,104 Associated Brokers / Dealers N/A CIK Number 0001595777 Filed Document 0001595777-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Lotus Equity Investments, LP See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671298 Filed Document 0001671322-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Community Needs, LLC See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001638845 Filed Document 0001638845-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SOLARIS GEMINI FUND L P See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351016 Filed Document 0001144204-16-092783 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Latitude Software, Inc. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001671291 Filed Document 0001671285-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Other
StreamMosaic, Inc. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001671236 Filed Document 0001671236-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sunstone Multifamily Fund III, LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001668368 Filed Document 0001668368-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Indie Diversified Asset Fund, L.P. See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523610 Filed Document 0001178858-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GENER8TOR FUND III, LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001670837 Filed Document 0001670837-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
CORTERA, INC. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001107730 Filed Document 0001107730-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HoldCo Co-Investment Fund II, L.P. See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001670710 Filed Document 0001670710-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chenavari European Opportunistic Credit Master Fund LP See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574714 Filed Document 0001574714-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EWM Special Purpose Vehicle - FF, LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $9,880,000 Associated Brokers / Dealers KKR Platinum Co-Invest, L.P. CIK Number 0001670448 Filed Document 0001670448-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Century CAT MAC Delaware Feeder LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001671296 Filed Document 0001671296-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THAR PHARMACEUTICALS INC See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001428369 Filed Document 0001428369-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Debt
Lassen Capital Fund, L.P. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670168 Filed Document 0000935836-16-000849 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Dynamics Mid-Market Direct IV (U.S.), L.P. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Capital Dynamics Broker Dealer LLC CIK Number 0001656776 Filed Document 0001656776-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account GVA 33 See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584277 Filed Document 0001584277-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aulon Arch, Inc. See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001610266 Filed Document 0001610266-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Makalu International Equity Fund, L.P. See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662840 Filed Document 0001662840-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOUTHPOINT QUALIFIED OFFSHORE FUND, LTD. See All Filings	D/A	2016-04-04 10:34:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540085 Filed Document 0001012975-16-001126 Exclusions or Exemptions 506b Accepted Date 2016-04-04 10:34:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOUTHPOINT QUALIFIED FUND LP See All Filings	D/A	2016-04-04 10:30:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318388 Filed Document 0001012975-16-001125 Exclusions or Exemptions 506b Accepted Date 2016-04-04 10:30:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONCOURSE CAPITAL PARTNERS LP See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC, Seaport Global Securities, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001453975 Filed Document 0001453975-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Asia Growth Fund, L.P. See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470977 Filed Document 0001095449-16-000223 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIVATECH ONCOLOGY, INC. See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001373884 Filed Document 0001373884-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Tokken, Inc. See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001671137 Filed Document 0001671137-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Saferidge Asia Absolute Opportunities Offshore Fund Ltd. See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001622399 Filed Document 0001622377-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STEELPATH MLP PARTNERS, LP See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, and LPL Financial LLC CIK Number 0001500957 Filed Document 0001500957-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Page Edwards Wealth Fund, LP See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised $140,000,000 Associated Brokers / Dealers N/A CIK Number 0001666473 Filed Document 0001666473-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Jamesmark Bancshares, Inc. See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised $2,818,843 Associated Brokers / Dealers N/A CIK Number 0001671220 Filed Document 0001671220-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
NextInput, Inc. See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001591887 Filed Document 0001591887-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Equinox Water Fund LP See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001350568 Filed Document 0001350568-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Programming Corp of America, Inc. See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001670340 Filed Document 0001670340-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Cambridge Blockchain, LLC See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001670417 Filed Document 0001670417-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
EAGLE GLOBAL L P See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001039450 Filed Document 0001039450-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
KEYWISE GREATER CHINA FUND LTD See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401873 Filed Document 0001401873-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mindset Medical LLC See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001671107 Filed Document 0001671107-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
NHIT: STRATEGIC ALPHA TRUST See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518698 Filed Document 0001518698-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
SCVNGR, INC. See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised $5,000,029 Associated Brokers / Dealers N/A CIK Number 0001453398 Filed Document 0001453398-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Random Row Brewing Company, LLC See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001651466 Filed Document 0001651466-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Jujo, Inc. See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001589904 Filed Document 0001589904-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Complexa Inc. See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001551369 Filed Document 0001551369-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
EQUINOX ALTERNATIVE FUND LP See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460955 Filed Document 0001460955-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Banyan Tree Capital Partners, L.P. See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487696 Filed Document 0000919574-16-012247 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Squarepoint US Feeder Ltd See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671170 Filed Document 0000902664-16-006613 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eastside Distilling, Inc. See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers HP Securities, Inc. and Ardour Capital Investments, LLC CIK Number 0001534708 Filed Document 0001615774-16-004790 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Clayton Capital Appreciation Fund, L.P. See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001488623 Filed Document 0000935836-16-000845 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carrhae Capital Fund Ltd See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596222 Filed Document 0000902664-16-006601 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
14 SUPER SAVER/ARTA B TAPPIN, LLC See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised $318,000 Associated Brokers / Dealers N/A CIK Number 0001671079 Filed Document 0001671079-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other