Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TOPDOWN, INC. See All Filings	D	2018-06-07 17:21:54 UTC
Amount To Be Raised $18,521,022 Associated Brokers / Dealers N/A CIK Number 0001743094 Filed Document 0001743094-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-07 17:21:54 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
CRESSEY & CO OVERAGE FUND VI LP See All Filings	D	2018-06-07 17:21:05 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001742304 Filed Document 0001742304-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-07 17:21:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CRESSEY & CO FUND VI-A LP See All Filings	D	2018-06-07 17:20:32 UTC
Amount To Be Raised $950,000,000 Associated Brokers / Dealers N/A CIK Number 0001742295 Filed Document 0001742295-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-07 17:20:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CRESSEY & CO FUND VI LP See All Filings	D	2018-06-07 17:19:40 UTC
Amount To Be Raised $950,000,000 Associated Brokers / Dealers N/A CIK Number 0001742269 Filed Document 0001742269-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-07 17:19:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Transportant, LLC See All Filings	D/A	2018-06-07 17:18:50 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001727302 Filed Document 0001727302-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-07 17:18:50 UTC Type of Offering D/A Industry Computers Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
TraqIQ, Inc. See All Filings	1-A	2018-06-07 17:18:22 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers Various broker-dealers CIK Number 0001514056 Filed Document 0001493152-18-008359 Accepted Date 2018-06-07 17:18:22 UTC Type of Offering 1-A Industry SERVICES-COMPUTER PROGRAMMING SERVICES Offering Tier Tier2 Principal Place of Business WASHINGTON Revenue or Assets $89,786 State of Jurisdiction CALIFORNIA Type of Security Equity (common or preferred stock)
SM Investors Offshore, Ltd. See All Filings	D/A	2018-06-07 17:16:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001172862 Filed Document 0000919574-18-004103 Exclusions or Exemptions 506b Accepted Date 2018-06-07 17:16:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SM Investors II, L.P. See All Filings	D/A	2018-06-07 17:11:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel Nicolaus & Company, Incorporated CIK Number 0001173632 Filed Document 0000919574-18-004101 Exclusions or Exemptions 506b Accepted Date 2018-06-07 17:11:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sentinel Midstream Holdings LLC See All Filings	D	2018-06-07 17:09:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743119 Filed Document 0001743119-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-07 17:09:40 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Citizens Reserve, Inc. See All Filings	D/A	2018-06-07 17:08:31 UTC
Amount To Be Raised $7,150,450 Associated Brokers / Dealers N/A CIK Number 0001715589 Filed Document 0001715589-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-06-07 17:08:31 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RIDEBIDZ INC. See All Filings	D	2018-06-07 17:08:06 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001662978 Filed Document 0001493152-18-008354 Exclusions or Exemptions 506c Accepted Date 2018-06-07 17:08:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VPC PARTNERS XV LLC See All Filings	D	2018-06-07 17:06:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742668 Filed Document 0001742668-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-07 17:06:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meristem High Yield Municipal Fund, LLC See All Filings	D/A	2018-06-07 17:06:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708627 Filed Document 0001209191-18-036422 Exclusions or Exemptions 506b Accepted Date 2018-06-07 17:06:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Citizens Reserve, Inc. See All Filings	D	2018-06-07 17:05:49 UTC
Amount To Be Raised $1,240,000 Associated Brokers / Dealers N/A CIK Number 0001715589 Filed Document 0001715589-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-07 17:05:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RealScout, Inc. See All Filings	D	2018-06-07 17:05:41 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001596101 Filed Document 0001596101-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-07 17:05:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
printreleaf inc. See All Filings	D	2018-06-07 17:05:11 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001743023 Filed Document 0001743023-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-06-07 17:05:11 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
NHIT: STRATEGIC ALPHA TRUST See All Filings	D/A	2018-06-07 17:05:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518698 Filed Document 0001518698-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-07 17:05:05 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Almanac Realty Securities VIII, L.P. See All Filings	D/A	2018-06-07 17:04:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732052 Filed Document 0001732052-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-07 17:04:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SM Investors, L.P. See All Filings	D/A	2018-06-07 17:04:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel Nicolaus & Company, Incorporated CIK Number 0001466821 Filed Document 0000919574-18-004099 Exclusions or Exemptions 506b Accepted Date 2018-06-07 17:04:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Silvercrest Asset Management Group Inc. See All Filings	D	2018-06-07 17:04:10 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001549966 Filed Document 0001012975-18-000495 Exclusions or Exemptions 506b Accepted Date 2018-06-07 17:04:10 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
CIY Foods, Inc. See All Filings	D	2018-06-07 17:02:32 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001708112 Filed Document 0001708112-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-07 17:02:32 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Apollo Credit Strategies ASP Fund, a series of ASP, LLC See All Filings	D	2018-06-07 16:58:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001742845 Filed Document 0001733744-18-000048 Exclusions or Exemptions 506b Accepted Date 2018-06-07 16:58:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
printreleaf inc. See All Filings	D	2018-06-07 16:56:09 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001743023 Filed Document 0001743023-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-07 16:56:09 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Pantego Vistas, LLC See All Filings	D	2018-06-07 16:51:44 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers none CIK Number 0001743041 Filed Document 0001743041-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-07 16:51:44 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
printreleaf inc. See All Filings	D	2018-06-07 16:44:57 UTC
Amount To Be Raised $135,000 Associated Brokers / Dealers N/A CIK Number 0001743023 Filed Document 0001743023-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-07 16:44:57 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Kitov Pharma Ltd. See All Filings	D	2018-06-07 16:43:40 UTC
Amount To Be Raised $8,150,000 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001614744 Filed Document 0001213900-18-007376 Exclusions or Exemptions 506b Accepted Date 2018-06-07 16:43:40 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Option To Acquire
FDL Energy Fund I L.P. See All Filings	D	2018-06-07 16:39:07 UTC
Amount To Be Raised $47,000,000 Associated Brokers / Dealers N/A CIK Number 0001743105 Filed Document 0001743105-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-07 16:39:07 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GREEN MOUNTAIN DEBT HOLDINGS, LLC See All Filings	D	2018-06-07 16:37:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GVC Capital LLC CIK Number 0001736787 Filed Document 0000913849-18-000290 Exclusions or Exemptions 506b Accepted Date 2018-06-07 16:37:40 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Birch Benders, LLC See All Filings	D	2018-06-07 16:35:37 UTC
Amount To Be Raised $5,050,000 Associated Brokers / Dealers N/A CIK Number 0001743132 Filed Document 0001743132-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-07 16:35:37 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub 8FJ LLC See All Filings	D	2018-06-07 16:35:26 UTC
Amount To Be Raised $186,000 Associated Brokers / Dealers N/A CIK Number 0001742171 Filed Document 0001742171-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-07 16:35:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tokyo Multifamily Partnership LP See All Filings	D	2018-06-07 16:35:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742757 Filed Document 0001742757-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-07 16:35:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alturas Real Estate Fund LLC See All Filings	D/A	2018-06-07 16:19:37 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001643947 Filed Document 0001643947-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-06-07 16:19:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
xG TECHNOLOGY, INC. See All Filings	D	2018-06-07 16:16:40 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers A.G.P./Alliance Global Partners CIK Number 0001565228 Filed Document 0001144204-18-033254 Exclusions or Exemptions 506b Accepted Date 2018-06-07 16:16:40 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Aquilus Inflection Fund Ltd See All Filings	D/A	2018-06-07 16:12:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643591 Filed Document 0000919574-18-004093 Exclusions or Exemptions 506b Accepted Date 2018-06-07 16:12:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CurvaFix, Inc. See All Filings	D	2018-06-07 16:09:17 UTC
Amount To Be Raised $3,103,355 Associated Brokers / Dealers N/A CIK Number 0001742633 Filed Document 0001742633-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-07 16:09:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SOSV IV LP See All Filings	D	2018-06-07 16:07:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735820 Filed Document 0001735820-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-07 16:07:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alatus Inflection Long Only Fund Ltd See All Filings	D/A	2018-06-07 16:04:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708372 Filed Document 0000919574-18-004091 Exclusions or Exemptions 506b Accepted Date 2018-06-07 16:04:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CereCare, L.L.C. See All Filings	D/A	2018-06-07 15:59:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717859 Filed Document 0001717859-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-07 15:59:13 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Wallaroo Labs, Inc. See All Filings	D	2018-06-07 15:58:21 UTC
Amount To Be Raised $5,308,685 Associated Brokers / Dealers N/A CIK Number 0001712407 Filed Document 0001712407-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-07 15:58:21 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Orion Energy Credit Opportunities Fund II Evolution Co-Investment B, L.P. See All Filings	D	2018-06-07 15:57:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742638 Filed Document 0001140361-18-027679 Exclusions or Exemptions 506b Accepted Date 2018-06-07 15:57:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
printreleaf inc. See All Filings	D	2018-06-07 15:57:00 UTC
Amount To Be Raised $335,000 Associated Brokers / Dealers N/A CIK Number 0001743023 Filed Document 0001743023-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-07 15:57:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Helicase Venture Fund I, L.P. See All Filings	D	2018-06-07 15:56:00 UTC
Amount To Be Raised $10,250,000 Associated Brokers / Dealers N/A CIK Number 0001742859 Filed Document 0001742859-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-07 15:56:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blokable, Inc. See All Filings	D	2018-06-07 15:55:47 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001673950 Filed Document 0001685094-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-07 15:55:47 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Secured Real Estate Income Strategies, LLC See All Filings	1-A POS	2018-06-07 15:52:57 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001678107 Filed Document 0001445866-18-000631 Accepted Date 2018-06-07 15:52:57 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business ARIZONA Revenue or Assets -$1 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Pines at Greenbriar Apartments, LLC See All Filings	D	2018-06-07 15:51:26 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001741855 Filed Document 0001741855-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-07 15:51:26 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
HFS Bass Lake RV, LP See All Filings	D	2018-06-07 15:36:36 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001743001 Filed Document 0001743001-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-07 15:36:36 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Serface Care, Inc. See All Filings	D	2018-06-07 15:29:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001729128 Filed Document 0001729128-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-07 15:29:44 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TTLC Cardoso, LLC See All Filings	D	2018-06-07 15:22:59 UTC
Amount To Be Raised $825,000 Associated Brokers / Dealers N/A CIK Number 0001743072 Filed Document 0001743072-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-06-07 15:22:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
WCG Advanced Manufacturing LLC See All Filings	D	2018-06-07 15:21:11 UTC
Amount To Be Raised $1,023,849 Associated Brokers / Dealers N/A CIK Number 0001680244 Filed Document 0001680244-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-07 15:21:11 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Cadence Care, LLC See All Filings	D	2018-06-07 15:20:00 UTC
Amount To Be Raised $1,830,144 Associated Brokers / Dealers N/A CIK Number 0001742514 Filed Document 0001742514-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-07 15:20:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity