Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AE Industrial Partners Fund I-B, LP See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers N/A CIK Number 0001638867 Filed Document 0001603897-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDLER PLUS OFFSHORE FUND, LTD See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372812 Filed Document 0001140361-16-060439 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Titan Corporate Equity Opportunities Fund I - A, LP See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001671458 Filed Document 0001671458-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Simpa Networks, Inc. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $12,812,383 Associated Brokers / Dealers N/A CIK Number 0001507199 Filed Document 0001507199-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Arden Real Estate Partners II, L.P. See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Clifton Larson Allen Wealth Advisors LLC CIK Number 0001607386 Filed Document 0001607386-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Vital HealthTell Investors LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $2,055,250 Associated Brokers / Dealers N/A CIK Number 0001574621 Filed Document 0001548864-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Equity
RYU APPAREL INC. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $25,103 Associated Brokers / Dealers N/A CIK Number 0001472601 Filed Document 0001085037-16-000280 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Bold Partners LP See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001396329 Filed Document 0000905729-16-000505 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Great Lakes Forests 1 LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $64,900,000 Associated Brokers / Dealers N/A CIK Number 0001671588 Filed Document 0001671588-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Stone Milliner Macro Fund Inc. See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539462 Filed Document 0000943663-16-000385 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Garda Fixed Income Relative Value Opportunity Fund Ltd. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001671404 Filed Document 0001671404-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hub City Lofts, LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $2,680,000 Associated Brokers / Dealers N/A CIK Number 0001671367 Filed Document 0001671367-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tishman Speyer European Real Estate Venture VII, L.P. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671095 Filed Document 0001507264-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TF Complex LP See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $808,000 Associated Brokers / Dealers N/A CIK Number 0001595039 Filed Document 0001595039-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Twain Note Issuer 8 LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $18,980,841 Associated Brokers / Dealers N/A CIK Number 0001671262 Filed Document 0001671262-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
LOWELL COPPER LTD. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $1,545,157 Associated Brokers / Dealers N/A CIK Number 0001581733 Filed Document 0001183740-16-000320 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Falcon Point Global Communications & Technology Fund LP See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001405390 Filed Document 0000935836-16-000856 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BR GTR ORANGE PARK INVESTMENT, LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $94,000 Associated Brokers / Dealers N/A CIK Number 0001616699 Filed Document 0001616699-16-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Clear Creek Holdings, LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001671320 Filed Document 0000896595-16-000058 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
PPE Utica #1, L.P. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $1,980,000 Associated Brokers / Dealers N/A CIK Number 0001671182 Filed Document 0001671182-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
V.E.C. Indian Special Situations Fund LLC See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546495 Filed Document 0001546495-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BNY SERIES OFFSHORE FUND SPC See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC Securities Corporation CIK Number 0001442708 Filed Document 0000945621-16-000561 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Global Holdings, LLC See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $2,000,250 Associated Brokers / Dealers N/A CIK Number 0001469354 Filed Document 0001469354-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FBV 1C1 LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001671365 Filed Document 0001671365-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CarbonLite Holdings LLC See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $14,365,000 Associated Brokers / Dealers N/A CIK Number 0001595903 Filed Document 0001595903-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Capitol Waste & Recycling Services, LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $1,160,940 Associated Brokers / Dealers N/A CIK Number 0001671041 Filed Document 0001671041-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
INDUSTRIAL SERVICES OF AMERICA INC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $90,240 Associated Brokers / Dealers N/A CIK Number 0000004187 Filed Document 0000004187-16-000036 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Concordia Municipal Opportunities Fund III, L.P. See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001371269 Filed Document 0001603897-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AE Industrial Partners Fund I-A, LP See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers N/A CIK Number 0001638866 Filed Document 0001603897-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDLER ASSOCIATES See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270057 Filed Document 0001140361-16-060435 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IronPlanet Holdings, Inc. See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001648225 Filed Document 0001648225-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Audax Mezzanine Fund IV-B, L.P. See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hana Daetoo Securities Co., Ltd. CIK Number 0001638225 Filed Document 0001638223-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WEST VALLEY PROPERTIES, INC. See All Filings	D	2016-04-05 14:41:59 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001333684 Filed Document 0001333684-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-05 14:41:59 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Common
Protein2O Inc. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001594826 Filed Document 0000897069-16-000805 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lattice Biologics Ltd. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $299,153 Associated Brokers / Dealers N/A CIK Number 0001031020 Filed Document 0001031020-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Europa V (No. 2) Executive L.P. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671239 Filed Document 0001671239-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
NEWPORT CASCADE FUND LLC See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001171589 Filed Document 0001507943-16-000195 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCW Energy Group Ltd See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $2,686,162 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001183740-16-000319 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Geofortis Pozzolans LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001671379 Filed Document 0001671379-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Ostendo Technologies, Inc. See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised $11,801,975 Associated Brokers / Dealers N/A CIK Number 0001595777 Filed Document 0001595777-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Casto Siesta Key Investors, LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $7,110,000 Associated Brokers / Dealers N/A CIK Number 0001670530 Filed Document 0000949265-16-000016 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CHENAVARI EUROPEAN STRUCTURED CREDIT FUND Ltd See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574625 Filed Document 0001574625-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sitka Salmon LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $697,000 Associated Brokers / Dealers N/A CIK Number 0001638982 Filed Document 0001638982-16-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Ex Ante Premier Fund, LP See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556212 Filed Document 0001556212-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highside Global Fund, LP See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671189 Filed Document 0001671189-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Makalu International Equity Offshore Fund, Ltd. See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662839 Filed Document 0001662839-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Matt Henebry, James McKeone, and Bryant Kirt CIK Number 0001135856 Filed Document 0001135856-16-000506 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Mariner CLO Opportunities Fund, L.P. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001671313 Filed Document 0001671313-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compology, Inc. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001600835 Filed Document 0001660235-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Lombard International Life Assurance Co Separate Account GVL1 See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J. Alden Associates, Inc. and Lombard International Distribution Company CIK Number 0001629922 Filed Document 0001629922-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund