|
|
D |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670073
- Filed Document
- 0001192482-16-000551
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671451
- Filed Document
- 0001671451-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NORTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001454602
- Filed Document
- 0000950142-16-003485
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $570,000
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001141890
- Filed Document
- 0001141890-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., UBS Global Asset Management (US) Inc., and UBS Global Asset Management (Americas) Inc.
- CIK Number
- 0001403973
- Filed Document
- 0001403973-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671310
- Filed Document
- 0001671310-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $50,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001382231
- Filed Document
- 0001511164-16-000743
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $610,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656788
- Filed Document
- 0000906318-16-000106
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671109
- Filed Document
- 0001671109-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671590
- Filed Document
- 0001671590-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $763,930
- Associated Brokers / Dealers
- J. Michael Nash, Robert Bracco, and Sean Devlin
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000512
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $45,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671118
- Filed Document
- 0001671118-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000,000
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001653076
- Filed Document
- 0000950103-16-012511
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638665
- Filed Document
- 0000919574-16-012316
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $6,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664917
- Filed Document
- 0001664917-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001267921
- Filed Document
- 0000919574-16-012304
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
AllianzGI Structured Alpha Multi-Beta Series LLC I - US Long Credit Series
See All Filings
|
D |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671558
- Filed Document
- 0001671558-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $15,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669416
- Filed Document
- 0001669416-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
AllianzGI Structured Alpha Multi-Beta Series LLC I - US International Equity Series
See All Filings
|
D |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671566
- Filed Document
- 0001671556-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001669417
- Filed Document
- 0001669417-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $5,829,910
- Associated Brokers / Dealers
- Taglich Brothers, Inc.
- CIK Number
- 0001671540
- Filed Document
- 0001671540-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001515824
- Filed Document
- 0001515824-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Funds Distributor, LLC
- CIK Number
- 0001408858
- Filed Document
- 0001408858-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FEF DISTRIBUTORS, LLC
- CIK Number
- 0001583989
- Filed Document
- 0000919574-16-012323
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001398397
- Filed Document
- 0000945621-16-000575
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
SEGALL BRYANT & HAMILL SHORT TERM PLUS FIXED INCOME FUND, LP
See All Filings
|
D |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671549
- Filed Document
- 0000913849-16-000501
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670902
- Filed Document
- 0000943663-16-000387
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MALTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671628
- Filed Document
- 0001671628-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IDAHO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654860
- Filed Document
- 0001654860-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539939
- Filed Document
- 0001539939-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $275,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671419
- Filed Document
- 0001671419-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670487
- Filed Document
- 0001670487-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671384
- Filed Document
- 0001671384-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001641095
- Filed Document
- 0001641095-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573739
- Filed Document
- 0001671144-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Access Securities, LLC
- CIK Number
- 0001386522
- Filed Document
- 0000919574-16-012339
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553480
- Filed Document
- 0001553480-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001187720
- Filed Document
- 0000897069-16-000794
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
AllianzGI Structured Alpha Multi-Beta Series LLC I - US Small Cap Series
See All Filings
|
D |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671556
- Filed Document
- 0001671556-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $4,467,442
- Associated Brokers / Dealers
- Donald Harrington and Scott Seibel
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000509
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001565560
- Filed Document
- 0000950142-16-003486
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609467
- Filed Document
- 0001609467-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $10,500,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001669418
- Filed Document
- 0001669418-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613655
- Filed Document
- 0001613655-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $5,056
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671423
- Filed Document
- 0001671423-16-000003
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MONTANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $50,977,791
- Associated Brokers / Dealers
- John Graham and Francis Queally
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000511
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001604952
- Filed Document
- 0001604952-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $10,880,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671525
- Filed Document
- 0001649089-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., UBS Global Asset Management (US) Inc., and UBS Global Asset Management (Americas) Inc.
- CIK Number
- 0001459082
- Filed Document
- 0001459082-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-04-07 00:00:00 UTC |
- Amount To Be Raised
- $1,171,347
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001554271
- Filed Document
- 0001554271-16-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|