Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sway Health, Inc. See All Filings	D/A	2018-06-12 10:28:19 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0001689871 Filed Document 0001689871-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-12 10:28:19 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Altus Strategies PLC See All Filings	D	2018-06-12 10:21:47 UTC
Amount To Be Raised $3,271,526 Associated Brokers / Dealers Sprott Global Resource Investments Ltd, Randal Van Eijnsbergen, and SP Angel Corporate Finance LLP CIK Number 0001743343 Filed Document 0001743343-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 10:21:47 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MVF Willow Lake LLC See All Filings	D	2018-06-12 10:21:22 UTC
Amount To Be Raised $956,571 Associated Brokers / Dealers N/A CIK Number 0001743447 Filed Document 0001743447-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 10:21:22 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Small Cap Fund LLC See All Filings	D/A	2018-06-12 10:20:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310990 Filed Document 0001310990-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-06-12 10:20:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Upgrade Labs Inc. See All Filings	D	2018-06-12 10:16:03 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001741339 Filed Document 0001741339-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-12 10:16:03 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
DoubleLine Securitized Income Portfolio a series of DoubleLine Investments Fund LLC See All Filings	D	2018-06-12 10:12:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740065 Filed Document 0001740065-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 10:12:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
25Madison, LLC See All Filings	D	2018-06-12 10:08:36 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001743138 Filed Document 0000950142-18-001369 Exclusions or Exemptions 506b Accepted Date 2018-06-12 10:08:36 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Audax Senior Loan Fund I, L.P. See All Filings	D/A	2018-06-12 09:57:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Summit Trail Securities, LLC CIK Number 0001414534 Filed Document 0001414534-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 09:57:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COPERNICO LATAM HIGH YIELD FUND See All Filings	D/A	2018-06-12 09:52:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378577 Filed Document 0000919574-18-004179 Exclusions or Exemptions 506b Accepted Date 2018-06-12 09:52:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GRATIA CAPITAL PARTNERS, LTD. See All Filings	D/A	2018-06-12 09:47:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644276 Filed Document 0000919574-18-004177 Exclusions or Exemptions 506b Accepted Date 2018-06-12 09:47:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Topbox, Inc. See All Filings	D	2018-06-12 09:40:31 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers N/A CIK Number 0001743095 Filed Document 0001743095-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 09:40:31 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
FlexMark Strategic Partners Cap, LP See All Filings	D	2018-06-12 09:33:21 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001743424 Filed Document 0001743424-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 09:33:21 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Other
MAI Lending Fund, L.P. See All Filings	D	2018-06-12 08:49:43 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0001740438 Filed Document 0001315863-18-000487 Exclusions or Exemptions 506b Accepted Date 2018-06-12 08:49:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
LOTTOGOPHER HOLDINGS INC See All Filings	D	2018-06-11 21:47:44 UTC
Amount To Be Raised $184,320 Associated Brokers / Dealers N/A CIK Number 0001699928 Filed Document 0001183740-18-000111 Exclusions or Exemptions 506b Accepted Date 2018-06-11 21:47:44 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Intercoin Inc. See All Filings	D	2018-06-11 21:27:57 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001733567 Filed Document 0001733567-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-11 21:27:57 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Hightimes Holding Corp. See All Filings	1-A POS	2018-06-11 21:20:06 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers 7 perc. of all shares sold and 3 perc. of processed orders CIK Number 0001714420 Filed Document 0001213900-18-007523 Accepted Date 2018-06-11 21:20:06 UTC Type of Offering 1-A POS Industry PERIODICALS: PUBLISHING OR PUBLISHING & PRINTING Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $1,481,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
SutroVax, Inc. See All Filings	D	2018-06-11 20:57:46 UTC
Amount To Be Raised $85,682,959 Associated Brokers / Dealers N/A CIK Number 0001649094 Filed Document 0001649094-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 20:57:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Darke County Impact Fund, LP See All Filings	D	2018-06-11 20:43:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001740149 Filed Document 0001740518-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-06-11 20:43:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
TIGNIS, INC. See All Filings	D	2018-06-11 20:43:13 UTC
Amount To Be Raised $2,755,922 Associated Brokers / Dealers N/A CIK Number 0001715359 Filed Document 0001715359-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 20:43:13 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Western Wealth Capital XXXIII US Investor, LP See All Filings	D	2018-06-11 20:22:31 UTC
Amount To Be Raised $9,960,000 Associated Brokers / Dealers N/A CIK Number 0001742454 Filed Document 0001642247-18-000014 Exclusions or Exemptions 506b Accepted Date 2018-06-11 20:22:31 UTC Type of Offering D Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PeproMene Bio, Inc. See All Filings	D	2018-06-11 20:17:37 UTC
Amount To Be Raised $40,210,134 Associated Brokers / Dealers N/A CIK Number 0001742221 Filed Document 0001214659-18-004400 Exclusions or Exemptions 506b Accepted Date 2018-06-11 20:17:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MARS Bioimaging Ltd See All Filings	D	2018-06-11 20:17:25 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001743357 Filed Document 0001743357-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-06-11 20:17:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW ZEALAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hylete, Inc. See All Filings	D	2018-06-11 20:15:58 UTC
Amount To Be Raised $987,344 Associated Brokers / Dealers N/A CIK Number 0001599738 Filed Document 0001599738-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 20:15:58 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
G2VP I, LLC See All Filings	D/A	2018-06-11 20:12:40 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001702725 Filed Document 0001702725-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-11 20:12:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ICONIQ Strategic Partners III Co-Invest, L.P. (Series RV) See All Filings	D	2018-06-11 19:57:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743439 Filed Document 0001743439-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 19:57:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Strategic Partners II Co-Invest, L.P. (Series AD3) See All Filings	D	2018-06-11 19:53:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743432 Filed Document 0001743432-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 19:53:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnerConnex, LLC See All Filings	D	2018-06-11 19:22:17 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001742722 Filed Document 0001742722-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 19:22:17 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Zoptiks LLC See All Filings	C/A	2018-06-11 19:06:29 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $106,999 CIK Number 0001740645 Filed Document 0001665160-18-000560 Accepted Date 2018-06-11 19:06:29 UTC Type of Offering C/A Security Offered Amount 66,666 Security Offered Type Other State OHIO
CIPHERLOC Corp See All Filings	D/A	2018-06-11 18:50:18 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers None CIK Number 0001022505 Filed Document 0001493152-18-008481 Exclusions or Exemptions 506b Accepted Date 2018-06-11 18:50:18 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Falcon Nano, Inc. See All Filings	D	2018-06-11 18:48:04 UTC
Amount To Be Raised $135,000 Associated Brokers / Dealers N/A CIK Number 0001616473 Filed Document 0001616473-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-11 18:48:04 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Hoverink Biotechnologies, Inc. See All Filings	D/A	2018-06-11 18:34:17 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001586494 Filed Document 0001493152-18-008479 Exclusions or Exemptions 506b Accepted Date 2018-06-11 18:34:17 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Uranium Participation Corp See All Filings	D	2018-06-11 18:30:51 UTC
Amount To Be Raised $316,652 Associated Brokers / Dealers Cormark Securities (USA) Limited CIK Number 0001329493 Filed Document 0001329493-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 18:30:51 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Rio2 Ltd See All Filings	D	2018-06-11 18:27:44 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001743235 Filed Document 0001743235-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 18:27:44 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Zoptiks LLC See All Filings	C	2018-06-11 17:57:42 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $106,999 CIK Number 0001740645 Filed Document 0001665160-18-000558 Accepted Date 2018-06-11 17:57:42 UTC Type of Offering C Security Offered Amount 66,666 Security Offered Type Other State OHIO
Audax Senior Loan Fund I (Offshore), L.P. See All Filings	D/A	2018-06-11 17:45:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Samsung Securities Co., Ltd. CIK Number 0001716875 Filed Document 0001716875-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 17:45:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bienville Ventures II, LP See All Filings	D	2018-06-11 17:33:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732402 Filed Document 0001192482-18-000288 Exclusions or Exemptions 506b Accepted Date 2018-06-11 17:33:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Origin Wireless, Inc. See All Filings	D	2018-06-11 17:31:13 UTC
Amount To Be Raised $15,686,904 Associated Brokers / Dealers N/A CIK Number 0001739913 Filed Document 0001739913-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-11 17:31:13 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Cirtemo, LLC See All Filings	D	2018-06-11 17:29:55 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001563460 Filed Document 0001563460-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 17:29:55 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Champaign County Impact Fund, LP See All Filings	D	2018-06-11 17:28:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001739889 Filed Document 0001740148-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-06-11 17:28:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Saker Partners LP See All Filings	D/A	2018-06-11 17:28:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579417 Filed Document 0001579417-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 17:28:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Power Opportunities Fund V Feeder, L.P. See All Filings	D	2018-06-11 17:27:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743146 Filed Document 0001743146-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 17:27:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stakeholder Gold Corp. See All Filings	D	2018-06-11 17:26:31 UTC
Amount To Be Raised $4,624 Associated Brokers / Dealers N/A CIK Number 0001523671 Filed Document 0001727689-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-06-11 17:26:31 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Power Opportunities Fund V, L.P. See All Filings	D	2018-06-11 17:24:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743145 Filed Document 0001743145-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 17:24:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR TAX-AWARE DIVERSIFIED EQUITY PREMIA FUND, LLC See All Filings	D	2018-06-11 17:21:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741655 Filed Document 0001741655-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-11 17:21:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLENDALE MEDICAL PROPERTIES, L.P. See All Filings	D	2018-06-11 17:18:49 UTC
Amount To Be Raised $5,350,000 Associated Brokers / Dealers N/A CIK Number 0001742784 Filed Document 0001742784-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-11 17:18:49 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Context BH Financial Opportunities Fund, LP See All Filings	D	2018-06-11 17:18:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742974 Filed Document 0001742974-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 17:18:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flexa Holdings LLC See All Filings	D	2018-06-11 17:13:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743323 Filed Document 0001743323-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 17:13:27 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
CARDINAL MEMORIAL ULTIMATE HOLDINGS, LLC See All Filings	D	2018-06-11 17:06:26 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001741192 Filed Document 0001741192-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 17:06:26 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
MC Pine ST Orlando LLC See All Filings	D	2018-06-11 17:04:25 UTC
Amount To Be Raised $3,030,000 Associated Brokers / Dealers N/A CIK Number 0001743333 Filed Document 0001743333-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 17:04:25 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Performance EFFEM PE Fund, L.P. - Series 2018 See All Filings	D	2018-06-11 17:03:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743039 Filed Document 0000943663-18-000156 Exclusions or Exemptions 506b Accepted Date 2018-06-11 17:03:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund